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Cboe Global Markets

Cboe Options Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Approved and Immediately Effective Rule Changes

SR-CBOE-2019-019
March 29, 2019
Proposal to amend the Select Customer Options Reduction program.
SR-CBOE-2019-018
March 22, 2019
Proposal to amend Rule 6.42, Interpretation and Policy .04 to specify that replacement issues may be added to the Penny Pilot Program on a quarterly basis.
SR-CBOE-2019-016
March 14, 2019
Proposal to amend Cboe Options Rule 6.2.
SR-CBOE-2019-015
March 6, 2019
Proposal to allow for $1 strike prices above $200 on additional options on Units of certain exchange-traded fund products.
SR-CBOE-2019-014
March 4, 2019
Proposal to delete rules that are no longer necessary in the review of large positions in broad-based index options.
SR-CBOE-2019-013
February 21, 2019
Proposal to allow the addition of new series of options on an individual stock until the close of trading on the business day prior to expiration in unusual market conditions.
SR-CBOE-2019-012
February 11, 2019
Proposal to amend its fees schedule.
SR-CBOE-2019-011
February 7, 2019
Proposal to amend a Sector Index transaction fee.
SR-CBOE-2019-008
February 1, 2019
Proposal to amend Order Routing Subsidy Program and Complex Order Routing Subsidy Program to exclude subsidy payments for contracts executed as Qualified Contingent Cross orders.
SR-CBOE-2019-006
February 1, 2019
Proposal to amend the MSCI LMM Fee Program.
SR-CBOE-2019-004
January 29, 2019
Proposal to amend its Fees Schedule relating to the Options Regulatory Fee.
SR-CBOE-2019-003
January 29, 2019
Proposal to amend its fees schedule.
SR-CBOE-2019-002
January 29, 2019
Proposal to establish fees for a recently added option that overlies the S&P Select Sector Index options.
SR-CBOE-2019-001
January 11, 2019
Proposal to amend the Tenth Amended and Restated Bylaws and the Fourth Amended and Restated Bylaws.