Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-EDGX-2015-41
September 3, 2015
EDGX Exchange, Inc. proposes to amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8.

Approved and Immediately Effective Rule Changes

SR-EDGX-2014-37
December 30, 2014
EDGX Exchange, Inc. proposed to amend its Fee Schedule effective January 2, 2015.
SR-EDGX-2014-36
December 23, 2014
EDGX Exchange, Inc. proposed to amend Rule 13.8 to adopt Top and Last Sale data feeds.
SR-EDGX-2014-35
December 22, 2014
Proposal to replace references to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" with "BATS Trading, Inc."
SR-EDGX-2014-34
December 12, 2014
EDGX Exchange, Inc. proposed to convert its parent company, Direct Edge, Inc., from a Delaware corporation to a Delaware limited liability company.
SR-EDGX-2014-33
November 28, 2014
EDGX Exchange, Inc. proposed to amend Rules 1.5 and 11.3.
SR-EDGX-2014-32
November 26, 2014
EDGX Exchange, Inc. proposes to amend its Fee Schedule.
SR-EDGX-2014-30
November 25, 2014
Proposed to amend the EdgeBook Cloud Service on EDGX Exchange, Inc.
SR-EDGX-2014-29
November 25, 2014
EDGX Exchange, Inc. proposes to eliminate reference to the EdgeRisk Gateway in Rule 13.10.
SR-EDGX-2014-28
November 25, 2014
EDGX Exchange, Inc. proposed to amend Rule 13.9 related to a communication and routing service known as ConnectEdge.
SR-EDGX-2014-27
November 21, 2014
Proposed to amend Rule 14.1(c)(5) to harmonize its restrictions on Market Makers in UTP Derivative Securities with NYSE Arca, Inc. and Nasdaq Stock Market LLC.
SR-EDGX-2014-26
October 31, 2014
EDGX Exchange, Inc. proposes to amend its Fee Schedule.
SR-EDGX-2014-25 Amendment No. 2
December 15, 2014
Second amendment to SR-EDGX-2014-25.
SR-EDGX-2014-25 Amendment No. 1
November 14, 2014
Amendment to SR-EDGX-2014-25.
SR-EDGX-2014-25
October 30, 2014
EDGX Exchange, Inc. proposes to establish a new market data product called the BATS One Feed.
SR-EDGX-2014-24
October 27, 2014
EDGX Exchange, Inc. proposes to amend Rule 11.12, Limitation of Liability.
SR-EDGX-2014-23
August 29, 2014
EDGX Exchange, Inc. proposes to amend its Fee Schedule.
SR-EDGX-2014-22
July 31, 2014
EDGX Exchange, Inc. proposes to amend its Fee Schedule.
SR-EDGX-2014-21
July 18, 2014
EDGX Exchange, Inc. proposes to retire reference in EDGX Rule 13.9 to the EDGE Routed Liquidity Report.
SR-EDGX-2014-20
July 15, 2014
EDGX Exchange, Inc. proposes to clarify for its Members and non-Members the use of certain data feeds for order handling and execution, order routing, and regulatory compliance.
SR-EDGX-2014-18 Amendment No. 3
October 17, 2014
Third partial amendment to SR-EDGX-2014-18.
SR-EDGX-2014-18 Amendment No. 1
October 14, 2014
Partial amendment to SR-EDGX-2014-18.
SR-EDGX-2014-18
July 16, 2014
EDGX Exchange, Inc. proposed a Rule Change Relating to Include Additional Specificity within Rule 1.5 and Chapter XI regarding Current System Functionality Including the Operation of Order Types and Order Instructions.
SR-EDGX-2014-17
June 30, 2014
EDGX Exchange, Inc. proposes to amend its Fee Schedule.
SR-EDGX-2014-16
June 2, 2014
EDGX Exchange, Inc. proposes to amend its Fee Schedule.
SR-EDGX-2014-15
May 1, 2014
EDGX Exchange, Inc. proposes to amend its Fee Schedule.
SR-EDGX-2014-14
April 21, 2014
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.5 regarding the Route Peg Order.
SR-EDGX-2014-13
April 17, 2014
The Exchange proposes to amend Footnote 4 of its Fee Schedule to permit Members to designate that their Retail Orders be identified as Retail on the EDGX Book Feed.
SR-EDGX-2014-12
April 17, 2014
Proposed rule change to add new paragraphs (j) and (k) to Rule 11.13, entitled “Clearly Erroneous Executions.”
SR-EDGX-2014-11
April 14, 2014
EDGX Exchange, Inc. proposes to amend its ROOC routing option under Rule 11.9(b)(1)(n).
SR-EDGX-2014-10
April 9, 2014
EDGX Exchange, Inc. proposes to amend the definitions of ADV and TCV in its Fee Schedule effective May 1, 2014.
SR-EDGX-2014-09
April 1, 2014
EDGX Exchange, Inc. proposes to amend itsFee Schedule.
SR-EDGX-2014-06
March 12, 2014
EDGX Exchange, Inc. proposes to amendExchange Rule 14.1.
SR-EDGX-2014-04
March 5, 2014
EDGX Exchange, Inc. proposes to amend itsFee Schedule.
SR-EDGX-2014-02
February 18, 2014
EDGX Exchange, Inc. proposes to amend itsFee Schedule.
SR-EDGX-2014-01
January 17, 2014
EDGX Exchange, Inc. proposes to amend Chapter IX of its rulebook.
SR-EDGX-2014-008
March 21, 2014
EDGX Exchange, Inc. proposes toamend Exchange Rule 12.6.
SR-EDGX-2014-007
March 18, 2014
EDGX Exchange, Inc. proposes toextend a pilot program related to Rule 11.13, entitled "Clearly Erroneous Executions."