Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-EDGX-2015-41
September 3, 2015
EDGX Exchange, Inc. proposes to amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8.

Approved and Immediately Effective Rule Changes

SR-EDGX-2012-49
December 27, 2012
EDGX Exchange, Inc. proposes to amend Rule 11.5(c), which describes the manner in which the NBBO Offset Peg Order operates.
SR-EDGX-2012-48
December 24, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-47
November 26, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c), effective December 1, 2012
SR-EDGX-2012-46
November 1, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-45
October 1, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-44
September 25, 2012
EDGX Exchange, Inc. proposes to amend Rule 11.5(c) to add a new order type, the NBBO Offset Peg Order, to the rule.
SR-EDGX-2012-43
September 25, 2012
EDGX Exchange, Inc. proposes to amend Rule 2.11 describing the circumstances of the operation of an error account for the routing broker-dealer, Direct Edge ECN d/b/a DE Route.
SR-EDGX-2012-42
September 19, 2012
EDGX Exchange, Inc. proposes to amend Rule 13.9, which provides a new market data product to Members and non-Members of the Exchange.
SR-EDGX-2012-41
September 5, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-40
August 31, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c) regarding the Message Efficiency Incentive Program (the "MEIP").
SR-EDGX-2012-39
August 31, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-37
August 21, 2012
EDGX Exchange, Inc. proposes to offer a new market data product, Edge Routed Liquidity Report, to Subscribers.
SR-EDGX-2012-36
August 22, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members and non-Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c) regarding logical ports.
SR-EDGX-2012-35
August 8, 2012
EDGX Exchange, Inc. proposes to terminate its revenue sharing program with Correlix, Inc.
SR-EDGX-2012-34
August 1, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-32
July 26, 2012
EDGX Exchange, Inc. proposes to amend Rule 11.5, entitled "Orders and Modifiers", to allow optional attribution of orders submitted to the Exchange without charge. Please note: SR-EDGX-2012-29, SR-EDGX-2012-30 and SR-EDGX-2012-31 were withdrawn versions of this filing.
SR-EDGX-2012-28
July 18, 2012
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to extend the operation of the single stock circuit breaker pilot program pursuant to the Rule until February 4, 2013.
SR-EDGX-2012-27
July 18, 2012
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.13 to extend the operation of a pilot pursuant to the Rule until February 4, 2013.
SR-EDGX-2012-26
June 29, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-25
June 26, 2012
EDGX Exchange, Inc. proposes to amend Rule 11.5 to provide an additional order type, the Route Peg Order.
SR-EDGX-2012-24, Amendment No. 1
July 31, 2012
EDGX Exchange, Inc. proposes to amend SR-EDGX-2012-24.
SR-EDGX-2012-24
June 22, 2012
EDGX Exchange, Inc. proposes to amend Rules 11.3 and 1.5(z) to add a requirement for Sponsoring Members to maintain a list of Sponsored Participants.
SR-EDGX-2012-22
June 19, 2012
EDGX Exchange, Inc. proposes to modify existing routing options contained in EDGX Rule 11.9(b)(3) to provide users with new simultaneous routing functionality.
SR-EDGX-2012-21
June 19, 2012
EDGX Exchange, Inc. proposes to establish a new market access risk management service called EdgeRisk Controls.
SR-EDGX-2012-20
June 5, 2012
EDGX Exchange, Inc. proposes to temporarily suspend the requirements of EDGX Rule 2.6 and related rules governing the qualification and admission of Members in order to immediately approve Apex Clearing as an EDGX Member.
SR-EDGX-2012-19
May 31, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-18
May 29, 2012
EDGX Exchange, Inc. proposes to introduce the Message Efficiency Incentive Program to its fee schedule as provided for in footnote c of such schedule.
SR-EDGX-2012-17
May 1, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-16
April 25, 2012
EDGX Exchange, Inc. proposes to amend certain sections of the Amended and Restated Bylaws of EDGX Exchange, Inc.
SR-EDGX-2012-15
April 16, 2012
EDGX Exchange, Inc. proposes to add Rule 3.26 (Telemarketing) to its rulebook.
SR-EDGX-2012-14
April 11, 2012
EDGX Exchange, Inc. is filing a proposed rule change to amend its fee schedule applicable to Members and non-Members of the Exchange to assess market data fees for internal and external distribution of the EDGX book feed (“EDGX Book Feed”).
SR-EDGX-2012-13
April 2, 2012
EDGX Exchange, Inc. proposes to adopt new EDGX Rule 11.22 to require Members to input accurate information into the System.
SR-EDGX-2012-12
March 30, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-11
March 21, 2012
EDGX Exchange, Inc. proposes to amend Chapter III. of the EDGX rulebook to adopt the National Association of Securities Dealers, Inc. Rule 2212 (Telemarketing), subject to certain amendments, as EDGX Rule 3.26.
SR-EDGX-2012-10
March 19, 2012
EDGX Exchange, Inc. clarifies that EDGX's proposed rule change in connection with the proposed business combination of NYSE Euronext and Deutsche Borse AG will not become effective.
SR-EDGX-2012-09
March 16, 2012
EDGX Exchange, Inc. proposes to extend the pilot period of the Exchange's inbound router, as described in Rule 2.12(b).
SR-EDGX-2012-08
March 9, 2012
EDGX Exchange, Inc. proposes to amend Rule 2.11 to describe the operation of an error account for the routing broker-dealer, Direct Edge ECN d/b/a DE Route.
SR-EDGX-2012-07
March 8, 2012
EDGX Exchange, Inc. proposes to make changes to its corporate structure in connection with the transfer of SIX Swiss Exchange AG's 50% indirect ownership interest of International Securities Exchange Holdings, Inc. to a newly formed Swiss corporation, Eurex Global Derivatives AG.
SR-EDGX-2012-06
February 29, 2012
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2012-05
February 10, 2012
EDGX Exchange, Inc. proposes to amend a rule change to offer a new historical data feed service to Members and Non-Members.
SR-EDGX-2012-04
February 1, 2012
EDGX Exchange, Inc. proposes to amend its rules regarding registration, qualification and continuing education requirements for Authorized Traders of Members that engage solely in proprietary trading.
SR-EDGX-2012-03
January 13, 2012
EDGX Exchange, Inc. proposes to amend EDGX Rule 1.5(q) to change the starting time of the Pre-Opening Session from 7:00 a.m. Eastern Time ("ET") to 8:00 a.m. ET.
SR-EDGX-2012-02
January 11, 2012
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.13 to extend the operation of a pilot pursuant to the Rule until July 31, 2012.
SR-EDGX-2012-01
January 11, 2012
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to extend the operation of the single stock circuit breaker pilot program pursuant to the Rule until July 31, 2012.