Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-EDGX-2015-41
September 3, 2015
EDGX Exchange, Inc. proposes to amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8.

Approved and Immediately Effective Rule Changes

SR-EDGX-2011-39
December 30, 2011
EDGX Exchange, Inc. proposes to amend its fees and rebates applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a) and (c).
SR-EDGX-2011-37
December 2, 2011
EDGX Exchange, Inc. proposes to amend existing routing options contained in Rule 11.9(b)(3)(c) to provide Users with more flexible routing options.
SR-EDGX-2011-36
November 23, 2011
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to exclude from the pilot rule all rights and warrants.
SR-EDGX-2011-35
November 17, 2011
EDGX Exchange, Inc. proposes to to modify two existing routing options contained in Rule 11.9to provide Users with additional flexibility in the execution path of the routing options.
SR-EDGX-2011-34
October 31, 2011
EDGA Exchange, Inc. proposes to amend its fee schedule, effective November 1, 2011.
SR-EDGX-2011-33
October 12, 2011
EDGX Exchange, Inc. is submitting this rule filing to the SEC in connection with the proposed business combination of NYSE Euronext and Deutsche Borse AG.
SR-EDGX-2011-31
September 30, 2011
EDGX Exchange, Inc. proposes to amend its fee schedule, effective October 1, 2011.
SR-EDGX-2011-30, Amendment No. 1
May 23, 2012
EDGX Exchange, Inc. proposes to amend SR-EDGX-2011-30 to provide that the proposed changes will be adopted on a pilot basis.
SR-EDGX-2011-30
September 27, 2011
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14
SR-EDGX-2011-29
September 2, 2011
EDGX Exchange, Inc. proposes to amend its By-Laws.
SR-EDGX-2011-28, Amendment No. 1
December 14, 2011
EDGX Exchange, Inc .proposes to amend SR-EDGX-2011-28 by deleting proposed Rule 11.21(e).
SR-EDGX-2011-28
August 30, 2011
EDGX Exchange, Inc. proposes to amendits Rules regarding the registration and obligations of Market Makers.
SR-EDGX-2011-27
August 19, 2011
EDGX Exchange, Inc. proposes to amend EDGX Rule 1.5(q).
SR-EDGX-2011-26
August 19, 2011
EDGX Exchange, Inc. proposes to amend the fee schedule assessed on members to establish an Annual Membership Fee; a monthly Trading Rights Fee; and a monthly MPID fee, effective September 1, 2011.
SR-EDGX-2011-25
August 8, 2011
EDGX Exchange, Inc. proposes to amend Rule 11.13, governing clearly erroneous executions, so that the rule will continue to operate in the same manner after changes to the single stock trading pause process are effective.
SR-EDGX-2011-24
August 5, 2011
EDGX Exchange, Inc. proposes to amend EDGA Rule 11.13 to extend the operation of a pilot pursuant to the Rule until January 31, 2012.
SR-EDGX-2011-23
August 5, 2011
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to extend the operation of a pilot pursuant to the Rule until January 31, 2012.
SR-EDGX-2011-22
July 27, 2011
EDGX Exchange, Inc. proposes to amend its fee schedule, effective August 1, 2011
SR-EDGX-2011-21
July 21, 2011
EDGX Exchange, Inc. proposes to amend its fee schedule, by charging fees for Members and non-members for certain logical ports used to receive market data, effective August 1, 2011.
SR-EDGX-2011-20
July 13, 2011
EDGX proposes to amend its Rule 11.9 to make changes consistent with the upcoming implementation of the adoption of Rule 15c3-5 under the Act (the "Market Access Rule")
SR-EDGX-2011-19
June 30, 2011
EDGX Exchange, Inc. proposes to amend its Fee Schedule effective July 1, 2011.
SR-EDGX-2011-18
June 29, 2011
EDGX proposes to make available without charge the EDGX Book Feed
SR-EDGX-2011-17
May 31, 2011
EDGX Exchange, Inc. proposes to amend its Fee Schedule effective June 1, 2011
SR-EDGX-2011-16
May 27, 2011
EDGX Exchange proposes to amend its Fee Schedule effective May 27, 2011
SR-EDGX-2011-15
May 5, 2011
EDGX Exchange, Inc. proposes to amend Rule 11..9
SR-EDGX-2011-14, Amendment No. 1
June 27, 2011
Partial amendment to circuit breaker filings to amend the implementation date of 8/8/11.
SR-EDGX-2011-14
May 4, 2011
EDGX proposes to amend Rule 11.13 and 11.14.
SR-EDGX-2011-13
April 29, 2011
EDGX Exchange, Inc. proposes to amend its fee schedule, effective May 1, 2011.
SR-EDGX-2011-12
April 20, 2011
EDGX proposes to extend the pilot period of the inbound router, as described in EDGX Rule 2.12(b).
SR-EDGX-2011-11
April 5, 2011
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.13 to extend the operation of a pilot.
SR-EDGX-2011-10
April 5, 2011
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to extend the operation of the single stock circuit breaker.
SR-EDGX-2011-09
April 6, 2011
EDGX Exchange, Inc. proposes to amend its fee schedule, effectiveApril 6, 2011.
SR-EDGX-2011-08
April 1, 2011
EDGXExchange, Inc. proposes to amend Rule 11.9 to introduce additional routing options to the rule.
SR-EDGX-2011-07
March 24, 2011
EDGX Exchange, Inc. proposes to adopt Rule 3.22 (Proxy Voting), in accordance with the provisions of Section 957 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
SR-EDGX-2011-06
March 10, 2011
EDGX Exchange, Inc.proposes to amend Rules 11.5(c)(11) and Rule 11.9(b)(1)(C) to delete the description of and all references to Step-Up orders.
SR-EDGX-2011-05
March 1, 2011
EDGX Exchange, Inc. proposes to amend its fee schedule, effective March 1, 2011.
SR-EDGX-2011-04
February 28, 2011
EDGXExchange, Inc. proposes to amend Rules 11.5, 11.9, and 11.15 to make certain changes consistent with the upcoming implementation of amendments to Regulation SHO
SR-EDGX-2011-03
February 1, 2011
EDGX Exchange, Inc. to amend its fee schedule, effective February 1, 2011.
SR-EDGX-2011-02
January 25, 2011
EDGX Exchange, Inc. to amend its fee schedule, effective January 25, 2011.
SR-EDGX-2011-01
January 21, 2011
EDGX Exchange, Inc. proposes to amend Rule 11.9 to add its routing options, which are currently contained in its fee schedule, to the rule and to introduce additional options to the rule.