Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-EDGX-2015-41
September 3, 2015
EDGX Exchange, Inc. proposes to amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8.

Approved and Immediately Effective Rule Changes

SR-EDGX-2010-25
December 28, 2010
EDGX proposes to amend its fee schedule, effective January 1, 2011.
SR-EDGX-2010-24
December 13, 2010
EDGX proposes to amend Rule 11.5(a)(2).
SR-EDGX-2010-23
December 9, 2010
EDGX proposes to amend EDGX Rule 11.13 to extend the operation of a pilot pursuant to the Rule until April 11, 2011.
SR-EDGX-2010-22
December 8, 2010
EDGX proposes to amend EDGX Rule 11.14 to extend the operation of a pilot pursuant to the Rule until April 11, 2011.
SR-EDGX-2010-21
December 3, 2010
EDGX proposes to amend its fee schedule applicable to Members and non-members of the Exchange pursuant to EDGX Rule 15.1(a) and (c). The Exchange also proposes to amend its fees for physical ports. The Exchange intends to implement this rule proposal effective January 1, 2011.
SR-EDGX-2010-20
December 1, 2010
EDGX proposes to amend its fee schedule, effective December 1, 2010.
SR-EDGX-2010-19
December 1, 2010
EDGX proposes to amend its fee schedule to add two new routing options, ROBX and ROBY.
SR-EDGX-2010-18
November 30, 2010
EDGX proposes to amend EDGX Rule 11.9 to offer Anti-Internalization Qualifier ("AIQ") functionality to Exchange Users.
SR-EDGX-2010-16
October 29, 2010
EDGX proposes to amend its fee schedule, effective November 1, 2010.
SR-EDGX-2010-15
October 27, 2010
EDGX proposes to amend Rules 2.5 and 11.4 to permit qualification and registration of Authorized Traders of Members pursuant to certain foreign examination modules equivalent to the Series 7 examination. EDGX also proposes to make a technical amendment to Rule 2.3.
SR-EDGX-2010-14
October 20, 2010
EDGX proposes to amend Rule 11.5(a)(2).
SR-EDGX-2010-13
September 30, 2010
EDGX proposes to amend its fee schedule, effective October 1, 2010.
SR-EDGX-2010-12
September 1, 2010
EDGX proposes to amend its fee schedule, effective September 1, 2010.
SR-EDGX-2010-11
August 3, 2010
EDGX proposes to amend Rule 3.13 to conform it with FINRA Rule 5230.
SR-EDGX-2010-10
July 30, 2010
EDGX proposes to amend its fee schedule, effective August 1, 2010
SR-EDGX-2010-09
July 28, 2010
EDGX proposes to establish a revenue sharing program with Correlix, Inc.
SR-EDGX-2010-08
July 22, 2010
EDGX proposes to amend Rule 11.12 to modify potential liability caps applicable under the rule.
SR-EDGX-2010-07
July 14, 2010
EDGX proposes to amend Rule 11.14 to make a technical change to the rule text.
SR-EDGX-2010-06
July 1, 2010
EDGX proposes to amend its fee schedule to charge for certain physical ports used to connect to the Exchange's systems.
SR-EDGX-2010-05
June 30, 2010
EDGX proposes to amend Rule 11.14 to add additional securities to the pilot rule.
SR-EDGX-2010-04
June 30, 2010
EDGX proposes to establish its initial fees and rebates applicable to Members of theExchange.
SR-EDGX-2010-03
June 18, 2010
Amendment No. 1: This filing supersedes and replaces in its entirety SR-EDGX-2010-03 re. proposed amendments to Rule 11.13 (Clearly Erroneous Executions).
SR-EDGX-2010-02
June 3, 2010
EDGX Exchange, Inc proposes to make changes to its corporate structure to provide that it will be a wholly-owned subsidiary of Direct Edge, Inc instead of Direct Edge Holdings, LLC
SR-EDGX-2010-01
May 18, 2010
EDGX Exchange, Inc is filing a proposed rule change to amend EDGX Rule 11.14, entitled "Trading Halts Due to Extraordinary Market Volatility"