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Cboe Global Markets

Cboe Equities Exchanges Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

SR-EDGA-2015-36
September 3, 2015
EDGA Exchange, Inc.proposes a Rule Change to amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8.

Approved and Immediately Effective Rule Changes

SR-EDGA-2015-41
October 23, 2015
EDGA Exchange, Inc. proposes a rule change to amend Rules 3.22, Proxy Voting, and 13.3, Forwarding or Proxy and other Issuer Materials.
SR-EDGA-2015-40
October 2, 2015
EDGA Exchange, Inc.; proposes a rule change to adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems.
SR-EDGA-2015-39
September 30, 2015
EDGA Exchange, Inc.; proposed a rule change to adopt Rule 3.20, Influencing or Rewarding Employees of Others.
SR-EDGA-2015-38
September 23, 2015
EDGA Exchange, Inc. proposes to amend Rule 3.13, Payments Involving Publications that Influence the Market Price of a Security.
SR-EDGA-2015-37
September 21, 2015
EDGA Exchange, Inc.proposes to amend Rule 11.15, Clearly Erroneous Executions.
SR-EDGA-2015-35
August 18, 2015
EDGA Exchange, Inc. proposes to amend Rule 13.4 relating to the reactivation of NSX.
SR-EDGA-2015-34
August 24, 2015
Proposal to adopt fees for a market data product known as EDGA Book Viewer.
SR-EDGA-2015-33
August 11, 2015
Proposal to amend Rule 11.6, Definitions; Rule 11.8, Order Types; Rule 11.9, Priority of Orders; Rule 11.10, Order Execution; and Rule 11.11, Routing to Away Trading Centers.
SR-EDGA-2015-32
August 11, 2015
EDGA Exchange, Inc. proposes to amend Rule 2.11, BATS Trading as Outbound Router.
SR-EDGA-2015-31
August 7, 2015
Proposal to amend Rule 13.8 to describe the market data product EDGA Book Viewer.
SR-EDGA-2015-30
August 7, 2015
EDGA Exchange, Inc. proposes to amend the operation of MidPoint Peg Orders under Rule 11.8(d).
SR-EDGA-2015-29
July 28, 2015
Amendments to the fee schedule of EDGA Exchange, Inc.
SR-EDGA-2015-28
July 21, 2015
EDGA Exchange, Inc. proposed to amend Rule 11.11, Routing to Away Trade Centers, to delete references to the ROOC routing option and to update routing options IOCM and ICMT.
SR-EDGA-2015-27
July 2, 2015
Amendments to the fee schedule of EDGA Exchange, Inc.
SR-EDGA-2015-26
June 26, 2015
Amendments to the fee schedule of EDGA Exchange, Inc.
SR-EDGA-2015-25
July 1, 2015
EDGA Exchange, Inc. proposes to amend the market data section of its fee schedule.
SR-EDGA-2015-24
June 9, 2015
Amendments to the fee schedule of EDGA Exchange, Inc.
SR-EDGA-2015-23
June 9, 2015
Amendments to the fee schedule of EDGA Exchange, Inc.
SR-EDGA-2015-20
May 27, 2015
EDGA Exchange, Inc. proposed to amend Rule 13.9 describing a communication and routing service known as BATS Connect.
SR-EDGA-2015-19-Amendment-No-1
May 15, 2015
Amendment to SR-EDGA-2015-19.
SR-EDGA-2015-19
May 5, 2015
EDGA Exchange, Inc. proposes to amend Rule 11.2 to state that the Exchange will not designate for trading any security admitted to unlisted trading privileges on the Exchange unless that security satisfies certain liquidity requirements
SR-EDGA-2015-18
April 30, 2015
Amendments to the fee schedule of EDGA Exchange, Inc.
SR-EDGA-2015-17
April 1, 2015
Proposal to amend the content of the BATS One Feed under Rule 13.8(b) to include consolidated volume for all listed equity securities
SR-EDGA-2015-16
April 1, 2015
Amendments to the fee schedule of EDGA Exchange, Inc.
SR-EDGA-2015-15
March 27, 2015
EDGA Exchange, Inc. proposes to amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 regarding the Limit Up-Limit Down Plan.
SR-EDGA-2015-14
March 17, 2015
EDGA Exchange, Inc. proposes to amend the fees for the BATS One Market Data Product.
SR-EDGA-2015-13
February 26, 2015
Amendments to the fee schedule of EDGA Exchange, Inc.
SR-EDGA-2015-12
February 23, 2015
EDGA Exchange, Inc. proposes to amend Rule 11.11, Routing to Away Trading Centers, to delete references to the ROLF routing option, which routed orders to LavaFlow ECN.
SR-EDGA-2015-11
February 5, 2015
EDGA Exchange, Inc. proposes to amend Rule 8.15 entitled Imposition of Fines for Minor Violation(s) of Rules.
SR-EDGA-2015-09
February 3, 2015
EDGA Exchange, Inc. proposes to establish fees for EDGA Top, EDGA Last Sale, and the BATS One Feed.
SR-EDGA-2015-07
January 30, 2015
EDGA Exchange, Inc. proposes to amend its Fee Schedule.
SR-EDGA-2015-06
January 30, 2015
EDGA Exchange, Inc. proposes to amend Rules 1.5, 2.3, 2.5, and 2.6 related to the registration requirements for its members.
SR-EDGA-2015-05
January 28, 2015
EDGA Exchange, Inc. proposes to amend its fee schedule to increase the fee for orders yielding fee code K.
SR-EDGA-2015-04
January 16, 2015
EDGA Exchange, Inc. proposes to make non-substantive amendments and clarifications to the fee schedule.
SR-EDGA-2015-03
January 9, 2015
EDGA Exchange, Inc. proposes to amend certain rules to adopt or align system functionality with that currently offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
SR-EDGA-2015-02
January 7, 2015
EDGA Exchange, Inc. proposed to clarify the use of certain data feeds.