NMS Plans
Consolidated Data Plans (“SIP” Plans)
Limit Up-Limit Down Plan
- Limit Up-Limit Down Website
- Limit Up-Limit Down Plan
- LULD Tier 1 ETP List
- Limit Up/Limit Down FAQ
- Limit Up-Limit Down Amendment 12
Tick Size Pilot Program
- Assessment of the Plan to Implement a Tick Size Pilot Program
- Link to FINRA’s Tick Size Pilot Program Webpage
- Tick Size Pilot Program Approval Order
- Plan to Implement a Tick Size Pilot Program
Exemptive Letters
- Data Collection - February 10, 2016
- Trading and Quoting - March 3, 2016
Frequently Asked Questions
- Bats Tick Size Pilot Program FAQ
- Tick Size Pilot Program Data Collection Requirements for Broker-dealers Frequently Asked Questions (October 9, 2015)
- FAQs for Tick Size Pilot Appendix B and C
- Appendix B and C Reporting Requirements
- Trading and Quoting FAQs
Other Plans
- Consolidated Audit Trail
- ISRA Plan
- Options Listing Procedures Plan (OLPP)
- Intermarket Linkage - Option Linkage Authority
- Options Order Protection and Locked/Crossed Market Plan
- Options Regulatory Surveillance Authority (ORSA) Plan
- Rule 605 Plan
Cboe and C2 Limit Up Limit Down Obvious Error Pilot Data
- Cboe April 2013 through March 2014 Data
- Cboe September 2014 through April 2015 Data
- Cboe September 2014 through April 2015 Summary Report
- Cboe April 2014 Data
- Cboe May 2014 Data
- Cboe June 2014 Data
- Cboe July 2014 Data
- Cboe August 2014 Data
- Cboe September 2014 Data
- Cboe October 2014 Data
- Cboe November 2014 Data
- Cboe December 2014 Data
- Cboe January 2015 Data
- Cboe February 2015 Data
- Cboe March 2015 Data
- Cboe April 2015 Data
- Cboe May 2015 Data
- Cboe June 2015 Data
- Cboe July 2015 Data
- Cboe August 2015 Data
- Cboe September 2015 Data
- Cboe October 2015 Data
- Cboe November 2015 Data
- Cboe May 2015 through November 2015 Summary Report
- Cboe December 2015 Data
- Cboe January 2016 Data
- Cboe February 2016 Data
- Cboe March 2016 Data
- Cboe April 2016 Data
- Cboe May 2016 Data
- Cboe June 2016 Data
- Cboe July 2016 Data
- Cboe August 2016 Data
- Cboe September 2016 Data
- Cboe October 2016 Data
- Cboe November 2016 Data
- Cboe December 2015 through October 2016 Summary Report
- Cboe December 2016 Data
- Cboe January 2017 Data
- Cboe February 2017 Data
- Cboe March 2017 Data
- Cboe April 2017 Data
- Cboe June 2017 Data
- Cboe August 2017 Data
- Cboe September 2017 Data
- Cboe October 2017 Data
- Cboe November 2017 Data
- Cboe December 2017 Data
- Cboe January 2018 Data
- Cboe February 2018 Data
- Cboe March 2018 Data
- Cboe April 2018 Data
- Cboe May 2018 Data
- Cboe June 2018 Data
- Cboe July 2018 Data
- Cboe August 2018 Data
- Cboe September 2018 Data
- Cboe October 2018 Data
- Cboe November 2018 Data
- Cboe December 2018 Data
- Cboe January 2019 Data