NMS Plans
Consolidated Data Plans (“SIP” Plans)
Limit Up-Limit Down Plan
- Limit Up-Limit Down Website
- Limit Up-Limit Down Plan
- LULD Tier 1 ETP List
- Limit Up/Limit Down FAQ
- Limit Up-Limit Down Amendment 12
Tick Size Pilot Program
- Assessment of the Plan to Implement a Tick Size Pilot Program
- Link to FINRA’s Tick Size Pilot Program Webpage
- Tick Size Pilot Program Approval Order
- Plan to Implement a Tick Size Pilot Program
Exemptive Letters
- Data Collection - February 10, 2016
- Trading and Quoting - March 3, 2016
Frequently Asked Questions
- Bats Tick Size Pilot Program FAQ
- Tick Size Pilot Program Data Collection Requirements for Broker-dealers Frequently Asked Questions (October 9, 2015)
- FAQs for Tick Size Pilot Appendix B and C
- Appendix B and C Reporting Requirements
- Trading and Quoting FAQs
Rule Filings
| File number: | SR-BatsBZX-2016-55 |
|---|---|
| Description | The Exchange proposes a rule change to amend Rule 11.27(b) regarding the data collection requirements of the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsBYX-2016-25 |
|---|---|
| Description | The Exchange proposes a rule change to amend Rule 11.27(b) regarding the data collection requirements of the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsEDGA-2016-21 |
|---|---|
| Description | The Exchange proposes a rule change to amend Rule 11.21(b) regarding the data collection requirements of the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsEDGX-2016-51 |
|---|---|
| Description | The Exchange proposes a rule change to amend Rule 11.22(b) regarding the data collection requirements of the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsBZX-2016-29 |
|---|---|
| Description | The Exchange proposed a rule change to adopt paragraph (c) to Exchange Rule 11.27 to describe changes to system functionality necessary to implement the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice | |
| Approval Order |
| File number: | SR-BatsBYX-2016-17 |
|---|---|
| Description | The Exchange proposes a rule change to amend Exchange Rule 11.27 to describe changes to system functionality necessary to implement the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice | |
| Approval Order |
| File number: | SR-BatsEDGA-2016-15 |
|---|---|
| Description | The Exchange proposed a rule change to adopt paragraph (c) to Exchange Rule 11.21 to describe changes to system functionality necessary to implement the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice | |
| Approval Order |
| File number: | SR-BatsEDGX-2016-26 |
|---|---|
| Description | The Exchange proposed a rule change to adopt paragraph (c) to Exchange Rule 11.22 to describe changes to system functionality necessary to implement the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice | |
| Approval Order |
| File number: | SR-BATS-2015-102 |
|---|---|
| Description | The Exchange proposes a rule change to adopt Rule 11.27 regarding the data collection requirements of the Tick Size Pilot Program. |
| Notice | |
| Approval Order |
| File number: | SR-BatsBYX-2016-01 |
|---|---|
| Description | The Exchange proposes a rule change to adopt Exchange Rule 11.27 to implement the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsEDGA-2016-01 |
|---|---|
| Description | The Exchange proposes a rule change to adopt Exchange Rule 11.21 to implement the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsEDGX-2016-01 |
|---|---|
| Description | The Exchange proposes a rule change to adopt Exchange Rule 11.22 to implement the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BATS-2015-108 |
|---|---|
| Description | The Exchange proposes a rule change to adopt Rule 11.27 regarding the quoting and trading requirements of the Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsBYX-2016-07 |
|---|---|
| Description | The Exchange proposes a rule change to adopt Exchange Rule 11.27(a) to implement the quoting and trading provisions of the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsEDGA-2016-08 |
|---|---|
| Description | The Exchange proposed a rule change to adopt Exchange Rule 11.21(a) to implement the quoting and trading provisions of the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsEDGX-2016-14 |
|---|---|
| Description | The Exchange proposed a rule change to adopt Exchange Rule 11.22(a) to implement the quoting and trading provisions of the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |
| File number: | SR-BatsEDGX-2016-27 |
|---|---|
| Description | The Exchange proposed rule change to amend Rule 11.27(b), Compliance with Data Collection Requirements, relating to the Regulation NMS Plan to implement a Tick Size Pilot Program. |
| Notice |