2015 BYX Exchange Products Circulars
File number: | IC 2015-140 |
Date filed: | October 28, 2015 |
Description: | WisdomTree Trust |
File number: | IC 2015-139 |
Date filed: | October 22, 2015 |
Description: | SPDR S&P 500 High Dividend ETF |
File number: | IC 2015-138 |
Date filed: | October 21, 2015 |
Description: | Deutsche X-trackers CSI 300 China A-Shares Hedged Equity ETF |
File number: | IC 2015-137 |
Date filed: | October 21, 2015 |
Description: | CSOP ETF Trust |
File number: | IC 2015-136 |
Date filed: | October 14, 2015 |
Description: | Loncar Cancer Immunotherapy ETF |
File number: | IC 2015-135 |
Date filed: | October 9, 2015 |
Description: | ETRACS UBS Bloomberg Constant Maturity Commodity Index |
File number: | IC 2015-134 |
Date filed: | October 9, 2015 |
Description: | ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN Series B due October 16, 2042 |
File number: | IC 2015-133 |
Date filed: | October 9, 2015 |
Description: | ETRACS Wells Fargo Business Development Company Index ETNs |
File number: | IC 2015-132 |
Date filed: | October 9, 2015 |
Description: | PowerShares DWA Tactical Sector Rotation Portfolio |
File number: | IC 2015-131 |
Date filed: | October 9, 2015 |
Description: | ETRACS Alerian MLP ETNs |
File number: | IC 2015-130 |
Date filed: | October 9, 2015 |
Description: | PowerShares Exchange-Traded Fund Trust II |
File number: | IC 2015-129 |
Date filed: | October 8, 2015 |
Description: | Select Sector SPDR Funds |
File number: | IC 2015-128 |
Date filed: | October 7, 2015 |
Description: | Guggenheim BulletShares Corporate Bond ETFs |
File number: | IC 2015-127 |
Date filed: | October 1, 2015 |
Description: | iShares Currency Hedged JPX-Nikkei 400 ETF |
File number: | IC 2015-126 |
Date filed: | October 1, 2015 |
Description: | IQ Leaders GTAA Tracker ETF |
File number: | IC 2015-125 |
Date filed: | October 1, 2015 |
Description: | Credit Suisse X-Links Multi-Asset High Income Exchange Traded Notes |
File number: | IC 2015-124 |
Date filed: | October 1, 2015 |
Description: | JPMorgan Diversified Return U.S. Equity ETF |
File number: | IC 2015-123 |
Date filed: | October 1, 2015 |
Description: | John Hancock Exchange-Traded Fund Trust |
File number: | IC 2015-122 |
Date filed: | October 1, 2015 |
Description: | Goldman Sachs ActiveBeta Emerging Markets Equity ETF |
File number: | IC 2015-121 |
Date filed: | September 29, 2015 |
Description: | iShares Liquidity Income ETF Change to Funds Name |
File number: | IC 2015-120 |
Date filed: | September 28, 2015 |
Description: | Reaves Utilities ETF |
File number: | IC 2015-119 |
Date filed: | September 28, 2015 |
Description: | FlexShares US Quality Large Cap Index Fund |
File number: | IC 2015-118 |
Date filed: | September 28, 2015 |
Description: | FlexShares Credit-Scored US Long Corporate Bond Index Fund |
File number: | IC 2015-117 |
Date filed: | September 24, 2015 |
Description: | ProShares Trust |
File number: | IC 2015-116 |
Date filed: | September 22, 2015 |
Description: | Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF |
File number: | IC 2015-115 |
Date filed: | September 17, 2015 |
Description: | iShares MSCI Saudi Arabia Capped ETF |
File number: | IC 2015-114 |
Date filed: | September 16, 2015 |
Description: | Direxion Shares ETF Trust |
File number: | IC 2015-113 |
Date filed: | September 15, 2015 |
Description: | SPDR Index Shares Funds |
File number: | IC 2015-112 |
Date filed: | September 10, 2015 |
Description: | ProShares MSCI Europe Dividend Growers ETF |
File number: | IC 2015-111 |
Date filed: | September 9, 2015 |
Description: | Cambria Value and Momentum ETF |
File number: | IC 2015-110 |
Date filed: | September 4, 2015 |
Description: | iShares JPX-Nikkei 400 ETF Change to Funds Name, Ticker Symbol and Underlying Index |
File number: | IC 2015-109 |
Date filed: | September 3, 2015 |
Description: | iShares iBonds |
File number: | IC 2015-108 |
Date filed: | September 2, 2015 |
Description: | EGShares EM Core ex-China ETF |
File number: | IC 2015-107 |
Date filed: | August 25, 2015 |
Description: | OShares FTSE Quality Dividend Hedged ETFs |
File number: | IC 2015-106 |
Date filed: | August 25, 2015 |
Description: | Vanguard Tax-Exempt Bond ETF |
File number: | IC 2015-105 |
Date filed: | August 20, 2015 |
Description: | Compass EMP Funds Trust |
File number: | IC 2015-104 |
Date filed: | August 19, 2015 |
Description: | Direxion Shares ETF Trust |
File number: | IC 2015-103 |
Date filed: | August 19, 2015 |
Description: | Market Vectors Oil Refiners ETF |
File number: | IC 2015-102 |
Date filed: | August 19, 2015 |
Description: | OShares FTSE Quality Dividend ETFs |
File number: | IC 2015-101 |
Date filed: | August 19, 2015 |
Description: | DBX ETF Trust |
File number: | IC 2015-100 |
Date filed: | August 19, 2015 |
Description: | Deutsche X-trackers Japan JPX-Nikkei 400 Hedged Equity ETF |
File number: | IC 2015-099 |
Date filed: | August 13, 2015 |
Description: | Guggenheim S&P 500 Equal Weight Real Estate ETF |
File number: | IC 2015-098 |
Date filed: | August 13, 2015 |
Description: | DBX ETF Trust |
File number: | IC 2015-097 |
Date filed: | August 10, 2015 |
Description: | Newfleet Multi-Sector Unconstrained Bond ETF |
File number: | IC 2015-096 |
Date filed: | July 30, 2015 |
Description: | iShares Currency Hedged Global ex USD High Yield Bond ETF |
File number: | IC 2015-095 |
Date filed: | July 22, 2015 |
Description: | iShares Interest Rate Hedged ETFs |
File number: | IC 2015-094 |
Date filed: | July 22, 2015 |
Description: | IQ 50 Percent Hedged FTSE ETFs |
File number: | IC 2015-093 |
Date filed: | July 21, 2015 |
Description: | Forensic Accounting ETF |
File number: | IC 2015-092 |
Date filed: | July 20, 2015 |
Description: | WisdomTree Dollar U.S. Equity Funds |
File number: | IC 2015-091 |
Date filed: | July 17, 2015 |
Description: | PureFunds ISE ETFs |
File number: | IC 2015-090 |
Date filed: | July 16, 2015 |
Description: | ETRACS 2xMonthly Leveraged S&P MLP Index ETN due July 14, 2045 |
File number: | IC 2015-088 |
Date filed: | July 15, 2015 |
Description: | Global X SuperDividend Alternatives ETF |
File number: | IC 2015-087 |
Date filed: | July 15, 2015 |
Description: | OShares FTSE U.S. Quality Dividend ETF |
File number: | IC 2015-086 |
Date filed: | July 15, 2015 |
Description: | Market Vectors Morningstar International Moat ETF |
File number: | IC 2015-085 |
Date filed: | July 10, 2015 |
Description: | WisdomTree International Hedged Equity Fund |
File number: | IC 2015-084 |
Date filed: | July 10, 2015 |
Description: | WisdomTree Barclays U.S. Aggregate Bond Enhanced Yield Fund |
File number: | IC 2015-083 |
Date filed: | July 9, 2015 |
Description: | Principal EDGE Active Income ETF |
File number: | IC 2015-082 |
Date filed: | July 8, 2015 |
Description: | Compass EMP US ETFs |
File number: | IC 2015-081 |
Date filed: | July 8, 2015 |
Description: | GaveKal Knowledge Leaders ETFs |
File number: | IC 2015-080 |
Date filed: | July 7, 2015 |
Description: | First Trust NASDAQ CEA Cybersecurity ETF |
File number: | IC 2015-079 |
Date filed: | July 7, 2015 |
Description: | ALPS Enhanced Put Write Strategy ETF |
File number: | IC 2015-078 |
Date filed: | July 1, 2015 |
Description: | Alps Sector ETFs |
File number: | IC 2015-077 |
Date filed: | July 2, 2015 |
Description: | iShares Currency Hedged MSCI ETFs |
File number: | IC 2015-076 |
Date filed: | June 29, 2015 |
Description: | Tortoise North American Pipeline Fund |
File number: | IC 2015-075 |
Date filed: | June 26, 2015 |
Description: | Hull Tactical US ETF |
File number: | IC 2015-074 |
Date filed: | June 24, 2015 |
Description: | ProShares Hedged FTSE ETFs |
File number: | IC 2015-073 |
Date filed: | June 24, 2015 |
Description: | Deutsche X-trackers Japan JPX-Nikkei 400 Equity ETF |
File number: | IC 2015-072 |
Date filed: | June 24, 2015 |
Description: | ProShares Ultra ETFs |
File number: | IC 2015-071 |
Date filed: | June 24, 2015 |
Description: | ProShares UltraPro ETFs |
File number: | IC 2015-070 |
Date filed: | June 18, 2015 |
Description: | iShares MSCI International Developed ETFs |
File number: | IC 2015-069 |
Date filed: | June 16, 2015 |
Description: | Direxion Daily CSI 300 China A Share Bear 1X Shares |
File number: | IC 2015-068 |
Date filed: | June 12, 2015 |
Description: | WisdomTree Western Asset Unconstrained Bond Fund |
File number: | IC 2015-067 |
Date filed: | June 12, 2015 |
Description: | Pacer Trendpilot ETFs |
File number: | IC 2015-066 |
Date filed: | June 10, 2015 |
Description: | Tuttle Tactical Management Multi-Strategy Income ETF |
File number: | IC 2015-065 |
Date filed: | June 9, 2015 |
Description: | Direxion Shares ETF Trust |
File number: | IC 2015-064 |
Date filed: | June 9, 2015 |
Description: | SPDR EURO STOXX 50 Currency Hedged ETF |
File number: | IC 2015-063 |
Date filed: | June 9, 2015 |
Description: | Market Vectors Global Spin-Off ETF |
File number: | IC 2015-062 |
Date filed: | June 4, 2015 |
Description: | WisdomTree Trust |
File number: | IC 2015-061 |
Date filed: | June 3, 2015 |
Description: | iShares Convertible Bond ETF |
File number: | IC 2015-060 |
Date filed: | June 2, 2015 |
Description: | TrimTabs Intl Free-Cash-Flow ETF |
File number: | IC 2015-059 |
Date filed: | June 2, 2015 |
Description: | Highland Funds I |
File number: | IC 2015-058 |
Date filed: | May 28, 2015 |
Description: | Global X YieldCo Index ETF |
File number: | IC 2015-057 |
Date filed: | May 28, 2015 |
Description: | Direxion Daily S&P Funds |
File number: | IC 2015-056 |
Date filed: | May 28, 2015 |
Description: | WisdomTree Japan Dividend Growth Fund |
File number: | IC 2015-055 |
Date filed: | May 28, 2015 |
Description: | Elkhorn S&P Capital Expenditures Portfolio |
File number: | IC 2015-054 |
Date filed: | May 13, 2015 |
Description: | Global X Scientific BETA ETFs |
File number: | IC 2015-053 |
Date filed: | May 11, 2015 |
Description: | Diamond Hill Valuation-Weighted 500 ETF |
File number: | IC 2015-052 |
Date filed: | May 7, 2015 |
Description: | PowerShares Europe Currency Hedged Low Volatility Portfolio |
File number: | IC 2015-051 |
Date filed: | May 6, 2015 |
Description: | ETRACS Monthly Pay 2xLeveraged MSCI US REIT Index ETN due May 5, 2045 |
File number: | IC 2015-050 |
Date filed: | April 29, 2015 |
Description: | U.S. Global Jets ETF |
File number: | IC 2015-049 |
Date filed: | April 29, 2015 |
Description: | iShares Trust |
File number: | IC 2015-048 |
Date filed: | April 29, 2015 |
Description: | Global X Guru Activist ETF |
File number: | IC 2015-047 |
Date filed: | April 23, 2015 |
Description: | Global X MSCI Pakistan ETF |
File number: | IC 2015-046 |
Date filed: | April 21, 2015 |
Description: | AlphaMark Actively Managed Small Cap ETF |
File number: | IC 2015-045 |
Date filed: | April 15, 2015 |
Description: | SPDR MSCI USA Quality Mix ETF |
File number: | IC 2015-044 |
Date filed: | April 15, 2015 |
Description: | Direxion Daily CSI 300 China A Share Bull 2X Shares |
File number: | IC 2015-043 |
Date filed: | April 9, 2015 |
Description: | WisdomTree Japan Hedged Dividend Growth Fund |
File number: | IC 2015-042 |
Date filed: | April 9, 2015 |
Description: | PowerShares S&P 500 ex-Rate Sensitive Low Volatility Portfolio |
File number: | IC 2015-041 |
Date filed: | April 9, 2015 |
Description: | Deutsche X-Trackers ETFs |
File number: | IC 2015-040 |
Date filed: | April 9, 2015 |
Description: | Innovator IBD 50 Fund |
File number: | IC 2015-039 |
Date filed: | April 9, 2015 |
Description: | Recon Capital FTSE 100 ETF |
File number: | IC 2015-038 |
Date filed: | March 30, 2015 |
Description: | Sprott Junior Gold Miners ETF |
File number: | IC 2015-037 |
Date filed: | March 23, 2015 |
Description: | IndexIQ ETF Trust |
File number: | IC 2015-036 |
Date filed: | March 23, 2015 |
Description: | Lattice Global Small Cap Strategy ETF |
File number: | IC 2015-035 |
Date filed: | March 20, 2015 |
Description: | iShares Exponential Technologies ETF |
File number: | IC 2015-034 |
Date filed: | March 17, 2015 |
Description: | Global X Funds |
File number: | IC 2015-033 |
Date filed: | March 16, 2015 |
Description: | Global X SuperDividend Emerging Markets ETF |
File number: | IC 2015-032 |
Date filed: | March 12, 2015 |
Description: | iShares iBonds Dec 2017 Corporate ETF, iShares iBonds Dec 2019 Corporate ETF, iShares iBonds Dec 2021 Corporate ETF, iShares iBonds Dec 2022 Corporate ETF, iShares iBonds Dec 2023 Corporate ETF, iShares iBonds Dec 2024 Corporate ETF, and iShares iBonds Dec 2025 Corporate ETF |
File number: | IC 2015-031 |
Date filed: | March 11, 2015 |
Description: | CSOP FTSE China A50 ETF |
File number: | IC 2015-030 |
Date filed: | March 10, 2015 |
Description: | UBS AG (ETNs) |
File number: | IC 2015-029 |
Date filed: | March 10, 2015 |
Description: | Direxion Shares ETF Trust |
File number: | IC 2015-028 |
Date filed: | March 4, 2015 |
Description: | iShares Short Maturity Municipal Bond ETF |
File number: | IC 2015-027 |
Date filed: | March 3, 2015 |
Description: | WisdomTree Europe Hedged SmallCap Equity Fund |
File number: | IC 2015-026 |
Date filed: | March 3, 2015 |
Description: | DBX ETF Trust |
File number: | IC 2015-025 |
Date filed: | February 26, 2015 |
Description: | Arrow QVM Equity Factor ETF |
File number: | IC 2015-024 |
Date filed: | February 25, 2015 |
Description: | Lattice Strategies Trust |
File number: | IC 2015-023 |
Date filed: | February 25, 2015 |
Description: | iShares U.S. Fixed Income Balanced Risk ETF |
File number: | IC 2015-022 |
Date filed: | February 25, 2015 |
Description: | Tuttle Tactical Management U.S. Core ETF |
File number: | IC 2015-021 |
Date filed: | February 23, 2015 |
Description: | SPDR DoubleLine Total Return Tactical ETF |
File number: | IC 2015-020 |
Date filed: | February 19, 2015 |
Description: | Greenhaven Coal Fund |
File number: | IC 2015-019 |
Date filed: | February 19, 2015 |
Description: | Sit Rising Rate ETF |
File number: | IC 2015-018 |
Date filed: | February 18, 2015 |
Description: | AdvisorShares Pacific Asset Enhanced Floating Rate ETF |
File number: | IC 2015-017 |
Date filed: | February 12, 2015 |
Description: | ProShares Trusts |
File number: | IC 2015-016 |
Date filed: | February 12, 2015 |
Description: | KraneShares FTSE Emerging Markets Plus ETF |
File number: | IC 2015-015 |
Date filed: | February 10, 2015 |
Description: | Guggenheim S&P High Income Infrastructure ETF |
File number: | IC 2015-014 |
Date filed: | February 5, 2015 |
Description: | ProShares Trust |
File number: | IC 2015-013 |
Date filed: | February 5, 2015 |
Description: | SPDR S&P 500 Buyback ETF |
File number: | IC 2015-012 |
Date filed: | February 5, 2015 |
Description: | Fidelity MSCI Real Estate Index ETF |
File number: | IC 2015-011 |
Date filed: | February 4, 2015 |
Description: | ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN |
File number: | IC 2015-010 |
Date filed: | January 30, 2015 |
Description: | RevenueShares Global Growth Fund |
File number: | IC 2015-009 |
Date filed: | January 27, 2015 |
Description: | ETFS Diversified-Factor Developed Europe Index Fund and ETFS Diversified-Factor U.S. Large Cap Index Fund |
File number: | IC 2015-008 |
Date filed: | January 23, 2015 |
Description: | iShares MSCI Russia Capped ETF |
File number: | IC 2015-007 |
Date filed: | January 20, 2015 |
Description: | ETFS Zacks Earnings Large and Small-Cap U.S. Index Funds |
File number: | IC 2015-006 |
Date filed: | January 15, 2015 |
Description: | QuantShares Hedged Dividend Income Fund |
File number: | IC 2015-005 |
Date filed: | January 14, 2015 |
Description: | iShares MSCI International Developed Momentum Factor and Quality Factor ETFs |
File number: | IC 2015-004 |
Date filed: | January 9, 2015 |
Description: | First Trust Total US Market AlphaDEX ETF (formerly known as First Trust Value Line Equity Allocation Index Fund) |
File number: | IC 2015-003 |
Date filed: | January 8, 2015 |
Description: | JPMorgan Diversified Return Emerging Markets Equity ETF |
File number: | IC 2015-002 |
Date filed: | January 7, 2015 |
Description: | Direxion Daily Shares |
File number: | IC 2015-001 |
Date filed: | January 7, 2015 |
Description: | Master Income ETF |