LMM Securities
The following are securities participating in the Cboe LMM program.
| Issuer | Symbol | LMM Security Name | LMM |
|---|---|---|---|
| Alpha Architect Fund LLC | QMOM | Alpha Architect U.S. Quantitative Momentum ETF | RBC Capital Markets Corporation |
| Alpha Architect Fund LLC | QVAL | Alpha Architect U.S. Quantitative Value ETF | KCG |
| Alpha Architect Fund LLC | IVAL | Alpha Architect International Quantitative Value ETF | KCG |
| Alpha Architect Fund LLC | FRDM | Freedom 100 Emerging Markets ETF | GTS Securities LLC |
| ALPS Advisors, Inc. | ACES | ALPS Clean Energy ETF | GTS Securities LLC |
| ALPS Advisors, Inc. | DTEC | ALPS Disruptive Technologies ETF | GTS Securities LLC |
| American Century Investments | FLV | American Century Focused Large Cap Value ETF | Citadel Securities LLC |
| American Century Investments | FDG | American Century Focused Dynamic Growth ETF | Citadel Securities LLC |
| Aptus Capital Advisors | ADME | Aptus Drawdown Managed Equity ETF | Wolverine Trading LLC |
| Aptus Capital Advisors | DRSK | Aptus Defined Risk ETF | Wolverine Trading LLC |
| Aptus Capital Advisors | ACIO | Aptus Collared Income Opportunity ETF | Wolverine Trading LLC |
| ARK | ARKG | ARK Genomic Revolution ETF | Jane Street Capital LLC |
| ARK | ARKQ | ARK Autonomous Technology & Robotics ETF | Jane Street Capital LLC |
| ARK | PRNT | The 3D Printing ETF | KCG |
| Arrow Investment Advisors | ARCM | Arrow Reserve Capital Management ETF | GTS Securities LLC |
| Barclays | DTYL | iPath US Treasury 10-year Bull ETN | IMC Financial Markets |
| Barclays | STPP | iPath US Treasury Steepener ETN | Flow Traders US LLC |
| Barclays | FLAT | iPath US Treasury Flattener ETN | Flow Traders US LLC |
| Barclays | DTUL | iPath US Treasury 2-year Bull ETN | Flow Traders US LLC |
| Barclays | DTUS | iPath US Treasury 2-year Bear ETN | Flow Traders US LLC |
| Barclays | DFVL | iPath US Treasury 5-year Bull ETN | Flow Traders US LLC |
| Barclays | DFVS | iPath US Treasury 5-year Bear ETN | Flow Traders US LLC |
| Barclays | TAPR | iPath Inverse US Treasury Composite ETN | Flow Traders US LLC |
| Barclays | RODI | iPath Return On Disability ETN | IMC Financial Markets |
| Barclays | BTYS | iPath Series B US Treasury 10-year Bear ETN | IMC Financial Markets |
| Barclays | ATMP | iPath Select MLP ETN | KCG |
| Barclays | XVZ | iPath S&P 500 Dynamic VIX ETN | KCG |
| Barclays | VQT | iPath S&P VEQTOR ETN | KCG |
| Barclays | VXX | iPath Series B S&P 500 VIX Short-Term Futures ETN | KCG |
| Barclays | VXZ | iPath Series B S&P 500 VIX Mid-Term Futures ETN | KCG |
| Barclays | IMLP | iPath S&P MLP ETN | KCG |
| Bats Trading, Inc. (Z) | ZBZX | BATS TEST SYMBOL | Cantor Fitzgerald and Co |
| Bats Trading, Inc. (Z) | ZTST | MPS Test Symbol | Cantor Fitzgerald and Co |
| Cambria | TOKE | Cambria Cannabis ETF | GTS Securities LLC |
| Cambria | TRTY | Cambria Trinity ETF | GTS Securities LLC |
| Cambria | SOVB | Cambria Sovereign Bond ETF | GTS Securities LLC |
| Cambria | VAMO | Cambria Value and Momentum ETF | GTS Securities LLC |
| Cambria | EYLD | Cambria Emerging Shareholder Yield ETF | GTS Securities LLC |
| Cambria | TAIL | Cambria Tail Risk ETF | Jane Street Capital LLC |
| Cambria | GMOM | Cambria Global Momentum ETF | KCG |
| Cambria | SYLD | Cambria Shareholder Yield ETF | KCG |
| Cambria | GVAL | Cambria Global Value ETF | KCG |
| Cambria | GAA | Cambria Global Asset Allocation ETF | KCG |
| Deutsche Bank AG | IGIH | Xtrackers Investment Grade Bond - Interest Rate Hedged ETF | Cantor Fitzgerald and Co |
| Deutsche Bank AG | HYIH | Xtrackers High Yield Corporate Bond - Interest Rate Hedged ETF | Cantor Fitzgerald and Co |
| Esoterica | WUGI | Esoterica NextG Economy ETF | Citadel Securities LLC |
| EventShares | PLCY | EventShares U.S. Legislative Opportunities ETF | RBC Capital Markets Corporation |
| Fidelity | FDEV | Fidelity Targeted International Factor ETF | Citadel Securities LLC |
| Fidelity | FDEM | Fidelity Targeted Emerging Markets Factor ETF | Citadel Securities LLC |
| Fidelity | FCPI | Fidelity Stocks for Inflation ETF | GTS Securities LLC |
| First Trust | FCTR | First Trust Lunt U.S. Factor Rotation ETF | Jane Street Capital LLC |
| First Trust | FFEB | FT Cboe Vest U.S. Equity Buffer ETF - February | Wolverine Trading LLC |
| First Trust | DFEB | FT Cboe Vest U.S. Equity Deep Buffer ETF - February | Wolverine Trading LLC |
| First Trust | DNOV | FT Cboe Vest U.S. Equity Deep Buffer ETF - November | Susquehanna |
| First Trust | FNOV | FT Cboe Vest U.S. Equity Buffer ETF - November | Susquehanna |
| First Trust | DAUG | FT Cboe Vest U.S. Equity Deep Buffer ETF - August | Jane Street Capital LLC |
| First Trust | FAUG | FT Cboe Vest U.S. Equity Buffer ETF - August | Jane Street Capital LLC |
| FlexShares | TILT | FlexShares Morningstar US Market Factor Tilt Index Fund | RBC Capital Markets Corporation |
| FlexShares | ESG | FlexShares STOXX US ESG Impact Index Fund | RBC Capital Markets Corporation |
| FlexShares | LKOR | FlexShares Credit-Scored US Long Corporate Bond Index Fund | Jane Street Capital LLC |
| FlexShares | QLC | FlexShares US Quality Large Cap Index Fund | Jane Street Capital LLC |
| FlexShares | ESGG | FlexShares STOXX Global ESG Impact Index Fund | KCG |
| FormulaFolios | FFTI | FormulaFolios Tactical Income ETF | KCG |
| Franklin Templeton | BUYZ | Franklin Disruptive Commerce ETF | GTS Securities LLC |
| Franklin Templeton | HELX | Franklin Genomic Advancements ETF | GTS Securities LLC |
| Franklin Templeton | FLIA | Franklin Liberty International Aggregate Bond ETF | Jane Street Capital LLC |
| Franklin Templeton | IQM | Franklin Intelligent Machines ETF | GTS Securities LLC |
| Global X Funds | TFIV | Global X TargetIncome 5 ETF | Susquehanna |
| Global X Funds | TFLT | Global X TargetIncome Plus 2 ETF | Susquehanna |
| Global X Funds | RYLD | Global X Russell 2000 Covered Call ETF | Susquehanna |
| Goldman Sachs Asset Management | GSST | Goldman Sachs Access Ultra Short Bond ETF | Jane Street Capital LLC |
| Hartford Funds | HCRB | Hartford Core Bond ETF | Jane Street Capital LLC |
| Hartford Funds | LVUS | Hartford Multifactor Low Volatility US Equity ETF | Susquehanna |
| Hartford Funds | HSRT | Hartford Short Duration ETF | GTS Securities LLC |
| Hartford Funds | RODE | Hartford Multifactor Diversified International ETF | Susquehanna |
| Innovator Capital Management, LLC | BJUL | Innovator S&P 500 Buffer ETF - July | KCG |
| Innovator Capital Management, LLC | PJUL | Innovator S&P 500 Power Buffer ETF - July | KCG |
| Innovator Capital Management, LLC | UJUL | Innovator S&P 500 Ultra Buffer ETF - July | KCG |
| Innovator Capital Management, LLC | BOCT | Innovator S&P 500 Buffer ETF - October | Jane Street Capital LLC |
| Innovator Capital Management, LLC | POCT | Innovator S&P 500 Power Buffer ETF - October | Jane Street Capital LLC |
| Innovator Capital Management, LLC | UOCT | Innovator S&P 500 Ultra Buffer ETF - October | Jane Street Capital LLC |
| Innovator Capital Management, LLC | KJAN | Innovator Russell 2000 Power Buffer ETF - January | Wolverine Trading LLC |
| Innovator Capital Management, LLC | BJAN | Innovator S&P 500 Buffer ETF - January | Jane Street Capital LLC |
| Innovator Capital Management, LLC | PJAN | Innovator S&P 500 Power Buffer ETF - January | Jane Street Capital LLC |
| Innovator Capital Management, LLC | UJAN | Innovator S&P 500 Ultra Buffer ETF - January | Jane Street Capital LLC |
| Innovator Capital Management, LLC | NJAN | Innovator Nasdaq-100 Power Buffer ETF - January | Wolverine Trading LLC |
| Innovator Capital Management, LLC | BFEB | Innovator S&P 500 Buffer ETF - February | Wolverine Trading LLC |
| Innovator Capital Management, LLC | PFEB | Innovator S&P 500 Power Buffer ETF - February | Wolverine Trading LLC |
| Innovator Capital Management, LLC | UFEB | Innovator S&P 500 Ultra Buffer ETF - February | Wolverine Trading LLC |
| Innovator Capital Management, LLC | BAPR | Innovator S&P 500 Buffer ETF - April | Susquehanna |
| Innovator Capital Management, LLC | PAPR | Innovator S&P 500 Power Buffer ETF - April | Jane Street Capital LLC |
| Innovator Capital Management, LLC | UAPR | Innovator S&P 500 Ultra Buffer ETF - April | Susquehanna |
| Innovator Capital Management, LLC | BAUG | Innovator S&P 500 Buffer ETF - August | Wolverine Trading LLC |
| Innovator Capital Management, LLC | BJUN | Innovator S&P 500 Buffer ETF - June | Susquehanna |
| Innovator Capital Management, LLC | PJUN | Innovator S&P 500 Power Buffer ETF - June | Susquehanna |
| Innovator Capital Management, LLC | UJUN | Innovator S&P 500 Ultra Buffer ETF - June | Susquehanna |
| Innovator Capital Management, LLC | UMAR | Innovator S&P 500 Ultra Buffer ETF - March | KCG |
| Innovator Capital Management, LLC | BDEC | Innovator S&P 500 Buffer ETF - December | Jane Street Capital LLC |
| Innovator Capital Management, LLC | PAUG | Innovator S&P 500 Power Buffer ETF - August | Wolverine Trading LLC |
| Innovator Capital Management, LLC | UAUG | Innovator S&P 500 Ultra Buffer ETF - August | Wolverine Trading LLC |
| Innovator Capital Management, LLC | BSEP | Innovator S&P 500 Buffer ETF - September | Jane Street Capital LLC |
| Innovator Capital Management, LLC | PSEP | Innovator S&P 500 Power Buffer ETF - September | Jane Street Capital LLC |
| Innovator Capital Management, LLC | USEP | Innovator S&P 500 Ultra Buffer ETF - September | Jane Street Capital LLC |
| Innovator Capital Management, LLC | NOCT | Innovator Nasdaq-100 Power Buffer ETF- October | Susquehanna |
| Innovator Capital Management, LLC | PDEC | Innovator S&P 500 Power Buffer ETF - December | Jane Street Capital LLC |
| Innovator Capital Management, LLC | UDEC | Innovator S&P 500 Ultra Buffer ETF - December | Jane Street Capital LLC |
| Innovator Capital Management, LLC | KAPR | Innovator Russell 2000 Power Buffer ETF -April | Susquehanna |
| Innovator Capital Management, LLC | NAPR | Innovator Nasdaq-100 Power Buffer ETF - April | Susquehanna |
| Innovator Capital Management, LLC | BMAR | Innovator S&P 500 Buffer ETF - March | KCG |
| Innovator Capital Management, LLC | PMAR | Innovator S&P 500 Power Buffer ETF - March | KCG |
| Innovator Capital Management, LLC | KOCT | Innovator Russell 2000 Power Buffer ETF - October | Susquehanna |
| Innovator Capital Management, LLC | EPRF | Innovator S&P Investment Grade Preferred ETF | KCG |
| Innovator Capital Management, LLC | BNOV | Innovator S&P 500 Buffer ETF - November | KCG |
| Innovator Capital Management, LLC | PNOV | Innovator S&P 500 Power Buffer ETF - November | KCG |
| Innovator Capital Management, LLC | UNOV | Innovator S&P 500 Ultra Buffer ETF - November | KCG |
| Invesco | OMFL | Invesco Russell 1000 Dynamic Multifactor ETF | RBC Capital Markets Corporation |
| Invesco | PSMB | Invesco Balanced Multi-Asset Allocation ETF | Susquehanna |
| Invesco | PSMC | Invesco Conservative Multi-Asset Allocation ETF | Susquehanna |
| Invesco | PSMG | Invesco Growth Multi-Asset Allocation ETF | Susquehanna |
| Invesco | PSMM | Invesco Moderately Conservative Multi-Asset Allocation ETF | Susquehanna |
| Invesco | SPMV | Invesco S&P 500 Minimum Variance ETF | Susquehanna |
| Invesco | USEQ | Invesco Russell 1000 Enhanced Equal Weight ETF | Susquehanna |
| Invesco | PBTP | Invesco PureBeta 0-5 Yr US TIPS ETF | Jane Street Capital LLC |
| Invesco | OMFS | Invesco Russell 2000 Dynamic Multifactor ETF | RBC Capital Markets Corporation |
| Invesco | XSHD | Invesco S&P SmallCap High Dividend Low Volatility ETF | Latour Trading LLC |
| Invesco | PBUS | Invesco PureBeta MSCI USA ETF | KCG |
| Invesco | PBSM | Invesco PureBeta MSCI USA Small Cap ETF | KCG |
| Invesco | PBEE | Invesco PureBeta FTSE Emerging Markets ETF | KCG |
| Invesco | PBDM | Invesco PureBeta FTSE Developed ex-North America ETF | KCG |
| Invesco | IDHD | Invesco S&P International Developed High Dividend Low Volatility ETF | KCG |
| iShares | EMGF | iShares Edge MSCI Multifactor Emerging Markets ETF | Cantor Fitzgerald and Co |
| iShares | IBMM | iShares iBonds Dec 2024 Term Muni Bond ETF | Jane Street Capital LLC |
| iShares | IFRA | iShares U.S. Infrastructure ETF | Latour Trading LLC |
| iShares | INDA | iShares MSCI India ETF | Jane Street Capital LLC |
| iShares | LQDI | iShares Inflation Hedged Corporate Bond ETF | Jane Street Capital LLC |
| iShares | IAUF | iShares Gold Strategy ETF | Susquehanna |
| iShares | IGV | iShares Expanded Tech-Software Sector ETF | Latour Trading LLC |
| iShares | IBMN | iShares iBonds Dec 2025 Term Muni Bond ETF | Jane Street Capital LLC |
| iShares | STLG | iShares Factors US Growth Style ETF | Latour Trading LLC |
| iShares | STLV | iShares Factors US Value Style ETF | Latour Trading LLC |
| iShares | IBMO | iShares iBonds Dec 2026 Term Muni Bond ETF | Jane Street Capital LLC |
| iShares | IBMP | iShares iBonds Dec 2027 Term Muni Bond ETF | Jane Street Capital LLC |
| iShares | IBMQ | iShares iBonds Dec 2028 Term Muni Bond ETF | Jane Street Capital LLC |
| iShares | IBHA | iShares iBonds 2021 Term High Yield and Income ETF | Flow Traders US LLC |
| iShares | IBHB | iShares iBonds 2022 Term High Yield and Income ETF | Flow Traders US LLC |
| iShares | IBHC | iShares iBonds 2023 Term High Yield and Income ETF | Flow Traders US LLC |
| iShares | IBHD | iShares iBonds 2024 Term High Yield and Income ETF | Flow Traders US LLC |
| iShares | IBHE | iShares iBonds 2025 Term High Yield and Income ETF | Flow Traders US LLC |
| iShares | DIVB | iShares U.S. Dividend and Buyback ETF | Citadel Securities LLC |
| iShares | EFG | iShares MSCI EAFE Growth ETF | Citadel Securities LLC |
| iShares | IYJ | iShares U.S. Industrials ETF | Latour Trading LLC |
| iShares | IETC | iShares Evolved U.S. Technology ETF | Latour Trading LLC |
| iShares | IEME | iShares Evolved U.S. Media and Entertainment ETF | Latour Trading LLC |
| iShares | IEFN | iShares Evolved U.S. Financials ETF | Latour Trading LLC |
| iShares | IEIH | iShares Evolved U.S. Innovative Healthcare ETF | Latour Trading LLC |
| iShares | IEHS | iShares Evolved U.S. Healthcare Staples ETF | Latour Trading LLC |
| iShares | IEDI | iShares Evolved U.S. Discretionary Spending ETF | Latour Trading LLC |
| iShares | IECS | iShares Evolved U.S. Consumer Staples ETF | Latour Trading LLC |
| iShares | REM | iShares Mortgage Real Estate ETF | Latour Trading LLC |
| iShares | GVI | iShares Intermediate Government/Credit Bond ETF | Susquehanna |
| iShares | EFV | iShares MSCI EAFE Value ETF | Pundion, LLC |
| iShares | EZU | iShares MSCI Eurozone ETF | Bats Trading, Inc. (Z) |
| iShares | IYLD | iShares Morningstar Multi-Asset Income ETF | Bats Trading, Inc. (Z) |
| iShares | IAGG | iShares Core International Aggregate Bond Fund | Jane Street Capital LLC |
| iShares | IGRO | iShares International Dividend Growth ETF | KCG |
| iShares | CNYA | iShares MSCI China A ETF | Jane Street Capital LLC |
| iShares | CEMB | iShares J.P Morgan EM Corporate Bond ETF | Jane Street Capital LLC |
| iShares | EMHY | iShares J.P. Morgan EM High Yield Bond ETF | Jane Street Capital LLC |
| iShares | EWGS | iShares MSCI Germany Small-Cap ETF | KCG |
| iShares | EWUS | iShares MSCI United Kingdom Small-Cap ETF | KCG |
| iShares | FIBR | iShares Edge U.S. Fixed Income Balanced Risk ETF | Jane Street Capital LLC |
| iShares | GHYG | iShares US & Intl High Yield Corp Bond ETF | Jane Street Capital LLC |
| iShares | HYXU | iShares International High Yield Bond ETF | Jane Street Capital LLC |
| iShares | ICSH | iShares Ultra Short-Term Bond ETF | KCG |
| iShares | ICVT | iShares Convertible Bond ETF | Jane Street Capital LLC |
| iShares | MEAR | iShares Short Maturity Municipal Bond ETF | KCG |
| iShares | NEAR | iShares Short Maturity Bond ETF | KCG |
| iShares | SMIN | iShares MSCI India Small-Cap ETF | Susquehanna |
| iShares | SLVP | iShares MSCI Global Silver and Metals Miners ETF | KCG |
| iShares | DEFA | iShares Adaptive Currency Hedged MSCI EAFE ETF | Jane Street Capital LLC |
| iShares | EDEN | iShares MSCI Denmark ETF | KCG |
| iShares | EFNL | iShares MSCI Finland ETF | KCG |
| iShares | ENOR | iShares MSCI Norway ETF | KCG |
| iShares | ITA | iShares U.S. Aerospace & Defense ETF | KCG |
| iShares | ITB | iShares U.S. Home Construction ETF | KCG |
| iShares | IYZ | iShares U.S. Telecommunications ETF | KCG |
| iShares | USMV | iShares Edge MSCI Min Vol USA ETF | KCG |
| J.P. Morgan Asset Management | BBAX | JPMorgan BetaBuilders Developed Asia-ex Japan ETF | Jane Street Capital LLC |
| J.P. Morgan Asset Management | BBCA | JPMorgan BetaBuilders Canada ETF | Jane Street Capital LLC |
| J.P. Morgan Asset Management | JMST | JPMorgan Ultra-Short Municipal Income ETF | Jane Street Capital LLC |
| J.P. Morgan Asset Management | JMUB | JPMorgan Municipal ETF | Jane Street Capital LLC |
| J.P. Morgan Asset Management | JCPB | JPMorgan Core Plus Bond ETF | Jane Street Capital LLC |
| J.P. Morgan Asset Management | BBUS | JPMorgan BetaBuilders U.S. Equity ETF | Flow Traders US LLC |
| J.P. Morgan Asset Management | BBSA | JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF | Jane Street Capital LLC |
| J.P. Morgan Asset Management | BBEU | JPMorgan BetaBuilders Europe ETF | Bats Trading, Inc. (Z) |
| J.P. Morgan Asset Management | JPHY | JPMorgan High Yield Research Enhanced ETF | Jane Street Capital LLC |
| J.P. Morgan Asset Management | BBRE | JPMorgan BetaBuilders MSCI U.S. REIT ETF | Citadel Securities LLC |
| J.P. Morgan Asset Management | BBJP | JPMorgan BetaBuilders Japan ETF | Jane Street Capital LLC |
| J.P. Morgan Asset Management | BBIN | JPMorgan BetaBuilders International Equity ETF | Flow Traders US LLC |
| Legg Mason & Co. LLC | LVHE | Legg Mason Emerging Markets Low Volatility High Dividend ETF | KCG |
| Little Harbor Advisors, LLC | MSUS | LHA Market State U.S. Tactical ETF | GTS Securities LLC |
| Main Management | SECT | Main Sector Rotation ETF | GTS Securities LLC |
| Motley Fool Asset Management | MFMS | MFAM Small-Cap Growth ETF | KCG |
| NuShares | NUDM | Nuveen ESG International Developed Markets Equity ETF | Susquehanna |
| NuShares | NUEM | Nuveen ESG Emerging Markets Equity ETF | Susquehanna |
| NuShares | NULG | Nuveen ESG Large-Cap Growth ETF | Latour Trading LLC |
| NuShares | NULV | Nuveen ESG Large-Cap Value ETF | Latour Trading LLC |
| NuShares | NUMG | Nuveen ESG Mid-Cap Growth ETF | Latour Trading LLC |
| NuShares | NUMV | Nuveen ESG Mid-Cap Value ETF | Latour Trading LLC |
| NuShares | NURE | Nuveen Short-Term REIT ETF | Latour Trading LLC |
| NuShares | NUSC | Nuveen ESG Small-Cap ETF | Latour Trading LLC |
| NuShares | NULC | Nuveen ESG Large-Cap ETF | Latour Trading LLC |
| Pacer Advisors, Inc. | PTEU | Pacer TrendpilotTM European Index ETF | KCG |
| Pacer Advisors, Inc. | GCOW | Pacer Global Cash Cows Dividend ETF | KCG |
| Pacer Advisors, Inc. | ICOW | Pacer Developed Markets International Cash Cows 100 ETF | Fear Our Omnipotent Operation |
| Pacer Advisors, Inc. | PTNQ | Pacer Trendpilot 100 ETF | RBC Capital Markets Corporation |
| Pacer Advisors, Inc. | PTMC | Pacer Trendpilot US Mid Cap ETF | KCG |
| Pacer Advisors, Inc. | PTLC | Pacer Trendpilot US Large Cap ETF | KCG |
| Point Bridge Capital | MAGA | Point Bridge GOP Stock Tracker ETF | KCG |
| Premise Capital | TCTL | Premise Capital Diversified Tactical ETF | KCG |
| ProShares | CSM | ProShares Large Cap Core Plus | RBC Capital Markets Corporation |
| ProShares | PAWZ | ProShares Pet Care ETF | SG Americas Securities LLC |
| ProShares | EMDV | ProShares MSCI Emerging Markets Dividend Growers ETF | GTS Securities LLC |
| ProShares | IGHG | ProShares Investment Grade-Interest Rate Hedged | GTS Securities LLC |
| ProShares | HYHG | ProShares High Yield-Interest Rate Hedged ETF | GTS Securities LLC |
| ProShares | TMDV | ProShares Russell US Dividend Growers ETF | Latour Trading LLC |
| ProShares | TDV | ProShares S&P Technology Dividend Aristocrats ETF | Latour Trading LLC |
| ProShares | REGL | ProShares S&P MidCap 400 Dividend Aristocrats ETF | RBC Capital Markets Corporation |
| ProShares | SMDV | ProShares Russell 2000 Dividend Growers ETF | RBC Capital Markets Corporation |
| ProShares | FUT | ProShares Managed Futures Strategy ETF | Susquehanna |
| ProShares | OILK | ProShares K-1 Free Crude Oil Strategy ETF | KCG |
| Reality Shares | DFND | Reality Shares DIVCON Dividend Defender ETF | GTS Securities LLC |
| Reality Shares | LEAD | Reality Shares DIVCON Leaders Dividend ETF | GTS Securities LLC |
| Regents Park Funds, LLC | AFIF | Anfield Universal Fixed Income ETF | GTS Securities LLC |
| Regents Park Funds, LLC | AESR | Anfield U.S. Equity Sector Rotation ETF | KCG |
| Salt Financial | LSLT | Salt Low truBeta US Market ETF | Latour Trading LLC |
| Salt Financial | SLT | Salt High truBeta US Market ETF | Latour Trading LLC |
| Source Asset Management, LLC | DVOP | Source Dividend Opportunity ETF | GTS Securities LLC |
| State Street Global Advisors | EMTL | SPDR DoubleLine Emerging Markets Fixed Income ETF | Jane Street Capital LLC |
| State Street Global Advisors | STOT | SPDR DoubleLine Short Duration Total Return Tactical ETF | Jane Street Capital LLC |
| Strategy Shares | ROMO | Strategy Shares Newfound/ReSolve Robust Momentum ETF | GTS Securities LLC |
| Tortoise Index Solutions | TPAY | Tortoise Digital Payments Infrastructure Fund | KCG |
| Tortoise Index Solutions | TBLU | Tortoise Global Water ESG Fund | KCG |
| TrimTabs | TTAC | TrimTabs All Cap U.S. Free-Cash-Flow ETF | GTS Securities LLC |
| TrimTabs | TTAI | TrimTabs All Cap International Free-Cash-Flow ETF | GTS Securities LLC |
| UBS AG | EVIX | VelocityShares 1x Long VSTOXX Futures ETN | KCG |
| UBS AG | EXIV | VelocityShares 1x Daily Inverse VSTOXX Futures ETN | KCG |
| VanEck | RSX | VanEck Vectors Russia ETF | Jane Street Capital LLC |
| VanEck | HYD | VanEck Vectors High-Yield Municipal Index ETF | Susquehanna |
| VanEck | SHYD | VanEck Vectors Short High-Yield Municipal Index ETF | Susquehanna |
| VanEck | SMB | VanEck Vectors AMT-Free Short Municipal Index ETF | Jane Street Capital LLC |
| VanEck | MLN | VanEck Vectors AMT-Free Long Municipal Index ETF | Jane Street Capital LLC |
| VanEck | ITM | VanEck Vectors AMT-Free Intermediate Municipal Index ETF | Jane Street Capital LLC |
| VanEck | MAAX | VanEck Vectors Municipal Allocation ETF | Jane Street Capital LLC |
| VanEck | RSXJ | VanEck Vectors Russia Small-Cap ETF | GTS Securities LLC |
| VanEck | MOAT | VanEck Vectors Morningstar Wide Moat ETF | GTS Securities LLC |
| VanEck | DURA | VanEck Vectors Morningstar Durable Dividend ETF | Latour Trading LLC |
| VanEck | GOAT | VanEck Vectors Morningstar Global Wide Moat ETF | Jane Street Capital LLC |
| VanEck | XMPT | VanEck Vectors CEF Municipal Income ETF | KCG |
| VanEck | MOTI | VanEck Vectors Morningstar International Moat ETF | KCG |
| VanEck | VNM | VanEck Vectors Vietnam ETF | KCG |
| Vanguard | VSGX | Vanguard ESG International Stock ETF | Flow Traders US LLC |
| Vanguard | ESGV | Vanguard ESG U.S. Stock ETF | Latour Trading LLC |
| WisdomTree | SHAG | WisdomTree Yield Enhanced U.S. Short-Term Aggregate Bond Fund | Jane Street Capital LLC |
| WisdomTree | JNMF | WisdomTree Japan Multifactor Fund | Jane Street Capital LLC |
| WisdomTree | EUMF | WisdomTree Europe Multifactor Fund | Jane Street Capital LLC |
| WisdomTree | RESE | WisdomTree Emerging Markets ESG Fund | Jane Street Capital LLC |
| WisdomTree | RESD | WisdomTree International ESG Fund | Jane Street Capital LLC |
| WisdomTree | DYLS | WisdomTree Dynamic Long/Short U.S. Equity Fund | RBC Capital Markets Corporation |
| WisdomTree | DDLS | WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund | Jane Street Capital LLC |
| WisdomTree | DDWM | WisdomTree Dynamic Currency Hedged International Equity Fund | Jane Street Capital LLC |
| WisdomTree | IQDG | WisdomTree International Quality Dividend Growth Fund | Jane Street Capital LLC |
| WisdomTree | WFIG | WisdomTree U.S. Corporate Bond Fund | Jane Street Capital LLC |
| WisdomTree | SFIG | WisdomTree U.S. Short Term Corporate Bond Fund | Jane Street Capital LLC |
| WisdomTree | WFHY | WisdomTree U.S. High Yield Corporate Bond Fund | Jane Street Capital LLC |
| WisdomTree | SFHY | WisdomTree U.S. Short Term High Yield Corporate Bond Fund | Jane Street Capital LLC |
Questions?
For more information about the LMM program, please contact the Listing Department at [email protected].