Resources for Issuers

To list on Cboe, please contact the Listing Department at [email protected].

Applications and Related Forms for Exchange Traded Products

• Application & Forms for New Exchange-Traded Fund Shares
• Application for New Exchange-Traded Fund Shares of a Cboe-Listed Issuer
• Application & Forms for New ETNs
• Application for New ETNs of a Cboe-Listed Issuer
• Application & Forms for New Managed Portfolio Shares
• Application for New Managed Portfolio Shares of a Cboe-Listed Issuer
• Application & Forms for New Tracking Fund Shares
• Application for New Tracking Fund Shares of a Cboe-Listed Issuer

For applicants with securities currently listed on Cboe seeking to list a new ETF in a series or new fund of a trust.

Corporate Action Notifications & Forms

• Non-Cash Dividend/Distribution

  For any non-cash distribution, including forward stock split, stock dividend, spin-off or rights offering.

• Change in Company Record

  For a change in company name, trading symbol, title of security or par value.

• Listing Agreement

  Supplement to Change in Company Record, if the corporate action is a company name change.

• Substitution Listing Event

  For a substitution listing event, including reverse stock split and re-incorporation.

• Electronic Disclosure Submission System Authorized Users

  For identification of individuals given access to submit non-public information to Cboe BZX Equities Exchange.

Listings Rules

• Cboe BZX Equities Exchange Listing Rules

  The Cboe BZX Equities Exchange Listing Rules (Chapter XIV of the Cboe BZX Equities Exchange Rules) outline the rules related to the qualification, listing and delisting of companies and ETPs on the Exchange.

ETP Listings Compliance Guide

• ETP Compliance Guide

  Reference guide for quick answers on processes and contacts related to the listing of ETPs on Cboe.

Business Continuity Planning and Disaster Recovery

• BCP/DR Plan Highlights

  Insight into how Cboe approaches Business Continuity Planning and Disaster Recovery, including Matching Engine Resiliency and Data Center Redundancy.