Industry Resources

Following are links to financial industry organizations that also provide education materials and tools for investors:

U.S.

• Financial Industry Regulatory Authority (FINRA)
• Options Industry Council (OIC)
• Securities and Exchange Commission (SEC)
• Securities Industry and Financial Markets Association (SIFMA)

Europe

• Financial Conduct Authority (FCA)
• European Securities and Markets Authority (ESMA)
• Investment Management Association (IMA)
• Association of Private Client Investment Managers (APCIMS)
• Association for Financial Markets in Europe (AFME)