Arbitration

As of May 1, 2015, Cboe ceased to administer an arbitration program. All claims going forward will be administered by the Financial Industry Regulatory Authority, Inc. (FINRA).

13M002 (consolidated with 13M004)

July 26, 2016   Craig Callahan and David Harap v. Richardo Forrer

12M003

March 28, 2016   Doug Urquhart and Jason Urquhart v. VTrader Pro, LLC and Herbert C. Kurlan

12M002

September 17, 2013   Ian Sassoon v. VTrader Pro, LLC

09M003

November 14, 2011   Richardo Forrer, Joseph Hayes and Jacques Fernandes v. Louis Panos and Panos Trading LLC

10M001

July 26, 2011   Wolverine Execution Services, LLC v. Michael Lohman

08M002 Award

March 14, 2011   08M002 Arjent Capital Markets, LLC v. Marcus Dugaw

09M002

October 26, 2010   MF Global, Inc. v. Michael Lohman

09M001

October 5, 2010   J. David Fikejs v. John T. Lundy and JTL Investments, LLC

06M005

August 11, 2009   Equitec Group, LLC v. Maple Trading, Inc. and Boris Furman

08M001

May 15, 2009   Dan Cooley, Huukhanh Le, John Shiflett v. VDM Capital Markets, LLC

07NM001

June 27, 2008   Customer v. Lisa Ferry Deel, Katherine M. Owens and A.G. Edwards

06NM001 Award

April 11, 2008   06NM001 Howard Gimbel and Marvin Davis v. UBS Financial Services, Inc. F/k/a/ UBS PaineWebber, Inc. and Charles Nicky Bank

06M003

March 8, 2008   Harrison Trading Group, Inc. v. Gregory Gentile and JAG Derivatives

06M004

September 20, 2007   Centurion Securities, LLC v. Howard Chalfin

06M002

June 1, 2007   Kevin Keller and Kell/Martinez, LLC v. Jason Martinez

05M003

February 12, 2007   Thomas Lang v. SMC Option Management, LLC

06M001

December 13, 2006   Geneva Trading LLC v. Wolverine Trading LLC

05M001

December 15, 2005   File No. 05M001; Zboss Trading, LLC v. Christopher J. Figy

98M006

June 16, 2005   First Options of Chicago, Inc. v. ETJ Partners, Ltd. and E. Thomas Jung

04M005

May 13, 2005   O'Connor & Company, LLC v. Estate of Mark O'Brien

05M002

May 6, 2005   John J. Piwowarczyk v. Marshall Spiegel

04M002

November 29, 2004   LaSalle Capital Markets, L.P. Cap Mark, Inc. Kevin Flaherty, and Scott Barnes v. Michael F. Lohman

03M008

May 17, 2004   Daniel M. Epstein v. Second City Trading, LLC

03M007

February 25, 2004   Pax Clearing Corporation v. Michael Moore

02M008

June 4, 2003   Kevin Boyle, David Snyder and Scott Snyder v. LETCO Partners, LLC, LETCO-DPM, L.P., LETCO-DPM, Inc., Lee Tenzer, John Robinson and Scott Kilrea

01M007

May 30, 2003   Randall L. Swanson v. Ronald Bruder, RMB & Associates, L.P. and Bruder and Associates

01M004

February 6, 2003   Okoboji Options, Inc. v. John J. Wiesner, Wiesner, Inc. and St. Soter Trading, Inc.

01M001

January 29, 2003   AOT USA v. Merrill Lynch Professional Clearing Corp.

01M005

January 6, 2003   Alan Zahtz and Douglas R. Kaiser v. John Streibich, Timothy C. Boyd, Timothy G. Keller and Beartooth Capital, LLC

02NM002

December 18, 2002   Scott & Stringfellow, Inc. v. Joseph S. Sullivan

02M003

October 25, 2002   G-Bar Limited Partnership v. Lakota Trading, Inc.

01M006

May 21, 2002   JTL Investments, LLC and New Millennium Global Investments, LLC v. Marios K. Sinapoglou

01NM001

March 28, 2002   Customer v. Raymond James Financial Services, Inc.

01NM003

January 7, 2002   Customer v. Charles R. Federman and Tucker Anthony Incorporated

00NM007

November 21, 2001   Customer v. Jeffrey I. Fried and Bruce D. Drevets

00NM001

May 15, 2001   Howard A. Rubin, Individually and as Trustee v. First Options of Chicago, Inc. f/k/a/ LIT Clearing Services, Inc.

00NM008

March 27, 2001   Customer v. ING (U.S.) Securities, Futures & Options Inc.

00M006

March 15, 2001   Saliba Partners, LLC, John Saliba and Anthony Saliba v. LETCO Trading, L.P., Lee Tenzer, Scott Kilrea, John Robinson, Joseph Fahrenbach and Michael Riley

00M005

February 1, 2001   Patrick J. Burke v. JOH Options Inc.

99M004

November 9, 2000   Arauca Trading Limited Partnership, Arauca General, Inc., Stephen G. Macklem and Henry Gosiene v. Lance H. Steelman, Harold F. Baritell, Sr., John K. Turner and J&D Coals

00M003

November 7, 2000   Mako Global Derivatives, LLC v. Stephen Kannaka

99M007

June 28, 2000   Sean McGrath v. ING TT&S (U.S.) Securities, Inc.

99M006

May 10, 2000   Thomas P. Campbell v. ING TT&S (U.S.) Securities, Inc.

99NM012

April 3, 2000   Customer v. Mesirow Financial, Inc. et.al.

99NM006

October 26, 1999   Customer v. Legg Mason Wood Walker, Inc. and Edwin D. Handley, Jr.

99NM007

October 22, 1999   Mark A. Nosich v. ETrade Securities, Inc.

99NM009

October 6, 1999   Customer v. Fidelity Brokerage Services, Inc.

99NM010

September 14, 1999   Customer v. Frank E. (Pete) Pelton and Salomon Smith Barney, Inc.

98M011

September 2, 1999   Sean Moran v. Robert C. Sheehan & Associates, Inc., Robert C. Sheehan and Joseph Sullivan

99NM005

June 28, 1999   Customer v. Kessler Asher Group a/k/a/ Arbitrade LLC

98M009

April 16, 1999   Irwin Ross v. Jeffrey Wynsma

98NM006

March 25, 1999   Michel R. Louvain, MD v. Charles Schwab & Co., Inc.

98NM009

December 17, 1998   John and Arlene Bengel v. Charles Schwab & Co., Inc.

98NM003

November 25, 1998   Customer v. Merrill Lynch Inc., Marc Patrick Cassalina and Michael S. Kelly

98NM001

November 12, 1998   Customer v. Manuel Rivero and Smith Barney, Inc.

98NM007

November 2, 1998   Andre F. Christner v. Charles Schwab & Co., Inc.

98M003

November 2, 1998   ADC Options v. Robert C. Sheehan and Armquest, L.P.

98NM005

September 17, 1998   Customer v. Norwest Brokerage Direct

97M005

May 7, 1998   George M. Dupper v. Botta Trading, Inc. and Kevin Luthringshausen

97NM002

February 18, 1998   Customer v. Charles Schwab & Co., Inc. and Pamela Dick

96M05

September 30, 1997   96M005 Kottke Associates, Inc. v. Joseph Hornberger

97M001

September 29, 1997   Raymond James and Associates v. David Schmueck, Dennis Rowe, Brad Cartwright and ING Securities, Futures & Options Inc.

96NM009

July 31, 1997   Jeffrey A. Perlewitz v. Jasen Benton and A.G. Edwards & Sons, Inc.

97NM003

June 30, 1997   Jerome Daniels v. Charles Schwab & Co., Inc.

96NM010

May 28, 1997   Customers v. Jon C. Porter and Prudential Securities, Inc.

96NM012

April 11, 1997   Edward C. Nelson v. Prudential Securities Incorporated

96NM003

February 26, 1997   Customer v. Charles Schwab & Co., Inc.

96M004

December 9, 1996   LIT Clearing Services, Inc. v. Robert B. Kingsley

96M001

September 13, 1996   BHNV Investments, Inc. v. Kessler-Asher Clearing L.P.

94NM006

April 15, 1996   Customer v. Robert S. Shenker and Advest, Inc.

95M005

January 15, 1996   James A. Druliner v. Scott Warren

95NM001

December 22, 1995   Thomas W. O'Hearn v. Fidelity Brokerage Services

95NM008

December 21, 1995   John Schulten v. Fidelity Investments

94M013

November 7, 1995   Option Funding Group, Limited Partnership v. Sage Clearing Limited Partnership

95NM005

October 4, 1995   Customer v. Steven H. Koch and ING Securities Derivatives Clearing

94M009

September 27, 1995   Wagner Stott Clearing Corp. v. Reuven Avraham

95M001

August 3, 1995   Laurence J. Witort v. McDonnell, Inc., Robert Bennitt, David McDonnell and Peter McDonnell

94NM005

May 22, 1995   Customer v. A.G. Edwards & Sons, Inc.

94M012

May 10, 1995   Mario D'Agostino v. Peter Schulte

94M007

April 13, 1995   Wagner Stott Clearing Corp. v. Johann B. Garovi and Johann B. Garovi, Inc.

94M014

April 3, 1995   Renee P. O'Bryan, nominee for Ernst and Company v. David W. Blank

94M017

March 31, 1995   Laurence M. Ratner v. Chris Warren

94M010

February 9, 1995   Alan Zahtz v. Frank Liskovec

94NM004

January 23, 1995   Customer v. Margaret Maul

94M001

January 13, 1995   G-Bar Limited Partnership v. Sean Purcell

93M007

January 3, 1995   LIT Clearing Services, Inc. v. Howard J. Lewis

94M006

December 29, 1994   Scott Turban v. Wagner Stott Clearing Corp., as successor to Securities Option Corporation

92NM010

December 22, 1994   Customer v. Prudential Securities Inc., as successor to Bache Halsey Stuart & Shields, Inc.

92M010

December 19, 1994   Jerome A. Foreman v. LIT America, Inc., as survivor of Rialcor/Shatkin Securities Corp., Maurice Perlstein and Richard D. Kushnir

94M005

November 4, 1994   David W. Blank v. Renee P. O'Bryan

93M009

August 8, 1994   LIT Clearing Services Inc. v. Al Dolnick

93M008

August 5, 1994   LIT Clearing Services, Inc. v. Steven N. Smith

93NM004

June 27, 1994   Raymond K. Yeates and Donna C. Yeates v. Jonny Waddle and Dean Witter Reynolds Inc.

92NM013

March 1, 1994   Customer v. Charles Schwab & Co., Inc.

93M004

February 22, 1994   Robert J. Katz, Marc I. Beilinson, Stephen S. Taylor, William A. Rosen, Scott Andrews, David A. Spinney, David Ofman and George Hinchcliff

93M003

January 14, 1994   Gregg Sveinsson v. Mario D'Agostino, Wagner Stott Clearing Corp. and LIT America, Inc.

93NM003

January 11, 1994   Grant Pyllas v. Charles Schwab & Co.

92NM003

December 7, 1993   Customer v. Prudential-Bache Securities, Inc. and J. Scott Miller

92NM012

October 21, 1993   Juan Pablo Cabrera v. Prudential Securities Incorporated

93M002

September 16, 1993   Peter C. Lageotakes v. Rich Gabriel

92M011

August 17, 1993   Dennis M. Wetzel v. John P. Fahey III and Emerald Isle Trading

92M004

June 29, 1993   Ben Bernat Stein a/k/a/ Barry Stein v. Parker Stein, Inc., Ben Parker, Barbara Parker, LaSalle Street Executions, River City Options, Inc., David Zinn, Michael Kragie, Michael Kragie Options

92M013

May 19, 1993   Thomas M. O'Donnell v. First Options of Chicago, Inc.

92NM008

May 18, 1993   Customer v. The Chicago Corporation

92M015

May 7, 1993   David S. Levinsky v. Magesty Securities Corporation/Miles A. Galin

92M007

April 23, 1993   LIT America, Inc. v. Rosario V. Sbrocca

92M009

February 19, 1993   Fred J. Feldkircher v. SLS Securities

92M008

February 19, 1993   LIT America, Inc. v. Robert R. Hildebrand

92NM011

February 1, 1993   Michael J. Taylor v. Prudential Securities, Inc. and Max Christian

92NM007

February 1, 1993   Benjamin R. Michaels v. Dean Witter Reynolds, Inc., Anne Baniewilz and Kim Telfer

92M006

January 27, 1993   Wagner Stott Clearing v. The Chicago Corporation

92NM009

January 21, 1993   Steven J. Cholity v. Charles Schwab & Co., Inc.

92NM002

September 28, 1992   Jay A. Erikson v. Shearson Lehman Hutton/Bill Aprile

92NM005

August 14, 1992   Joseph DeAngelis v. Susquehanna Trading Group

90NM021

July 27, 1992   Index Partners v. The Chicago Corporation

92NM001

June 24, 1992   Bernard W. Brader v. Olde Discount/Robert F. Bokern, Jr.

91NM010

June 23, 1992   Nelson Menda, Brenda Menda, Sender Shub, Ileana Shub v. Shearson Lehman Hutton, Inc.

91M025

March 18, 1992   Wagner Stott Clearing Corp. v. Steven Himmelman & Snoman, Inc.

90NM030

March 11, 1992   Customer v. LIT America, Inc. and Chicago Board Options Exchange, Inc.

91M021

February 25, 1992   Redtail Leasing, Inc. v. Nicholas Santucci

91M003

February 25, 1992   Mario D'Agostino v. Simon Lubershane

91M028

February 20, 1992   Fenchurch Securities, Inc. v. Carlton R. McGee

90NM011

February 13, 1992   Customer v. Raymond James & Associates

91NM011

February 11, 1992   Kevin Molloy v. Shearson Lehman Hutton, et al.

91NM008

February 4, 1992   Customer v. Jonathan Stern

91NM015

January 23, 1992   Bob Stice v. Prudential Bache Securities

91NM012

January 23, 1992   Kenneth S. Leahy v. Olde & Company

90NM027

October 26, 1991   Matthew and Amanda Fox v. PaineWebber, Inc.

91M018

October 17, 1991   Calvin N. Sparrow v. Wagner-Stott Clearing Corporation d/b/a/ Securities Options Corp.

91M016

October 17, 1991   Braden Silverman, Mike Tobin, Ken McKean v. Ronald Smith

91NM009

October 10, 1991   Customer v. The Chicago Corporation

91M002

October 2, 1991   LIT America, Inc. v. Thomas F. O'Shea, Jr.

90NM025

August 30, 1991   Edward Chalpin v. Shearson Lehman Hutton

90M033

August 29, 1991   Marc Brown v. Benjamin Parker, Parker Stein, Inc.

90NM024

August 28, 1991   Amar K. Savla v. Charles Schwab & Co.

90M002

August 28, 1991   Thomas McGrath (Neil McKloskey, trustee) v. Loren E. Parks

90M031

August 21, 1991   LIT America, Inc. v. Brian Yale

91NM005

August 20, 1991   Raymond E. Aro v. Charles Schwab & Co.

91M004

August 16, 1991   LIT America, Inc. v. Michael J. Carr

90NM028

August 16, 1991   Customer v. Kidder Peabody & Co.

90M026

August 16, 1991   Frank DiLeonardo v. David Persichini

91M006

July 25, 1991   Wellmont Securities v. Steven Beier

91NM003

July 19, 1991   Seymour Spiegelman v. Daniel O'Donnell

91NM002

July 19, 1991   Jacob Reichman v. Fahnestock & Co./LIT America, Inc.

90NM003

July 8, 1991   Lawrence B. Riggs, Jr.,/Donna Alice Riggs v. Shearson Lehman Hutton, Inc./Nancy W. Freer

91M013

July 1, 1991   Steven Ross and Alan Wallis v. David Rodgers; agent for Susquehanna Investment Group

91M011

July 1, 1991   Smith Barney v. Alfred E. Dolnick

91M007

June 18, 1991   First Options of Chicago, Inc. v. Wheaton Partners/Richard R. Noonan

90M022

June 17, 1991   Fenchurch Securities, Inc. v. Chaim Zayer

90NM032

April 27, 1991   Customer v. Charles Tall & Co.

91M001

April 23, 1991   Smith Barney v. SLS Securities

90NM031

April 23, 1991   Scott Swinney v. Prudential-Bache Securities

90NM018

April 23, 1991   Michael Saperstone v. Gruntal & Co.

90M034

March 11, 1991   H.B. Trading Corp. v. Phillip Sylvester

90M028

February 15, 1991   Timber Hill, Inc. v. Patrick Dunham

90M018

January 24, 1991   J. Stephen Fossett v. Randall Tschannen, d/b/a/, First Florida Options Company

89M036

January 24, 1991   Fossett Corporation v. Randall Tschannen and First Florida Options

89M023

January 24, 1991   Fossett Corporation v. Randall Tschannen, Federal Capital Corporation, Dean Cluff, Serge Nelson, Richard Mack and First Florida Options Company

90M024

January 23, 1991   First Options of Chicago, Inc. v. R. Hiatt Elkins, Jr.

90NM017

January 8, 1991   Cowen & Co., v. Geoffrey H. Sive

89M022

January 3, 1991   Fossett Corporation v. Capital Holding, Federal Capital Corporation, Dean Cluff, Michael Francis, Mary Lou Cluff and Michael D. Smith

90M001

December 27, 1990   Geldermann Securities, Inc. v. Robert J. Lehmann

89M025

December 10, 1990   First Options of Chicago, Inc. v. Thomas Hargett

89M029

December 4, 1990   Petco Options Co. v. Reuben T. Reinstein, Joel R. Bronstein and Stephen Laner

90M013

November 26, 1990   Lawrence Gerber v. Daniel Billings/William Billings

90M014

November 13, 1990   Fossett Corporation v. Joseph P. Treaber

90NM007

November 8, 1990   Adam R. Zak v. A.G. Edwards & Sons, Inc.

89M021

October 25, 1990   Fossett Corporation v. Dennis R. Moore, as nominee for G.A. "Curly" Smith, Inc., Federal Capital Corporation, Dean Cluff, Gerald A. Smith

90NM019

October 17, 1990   Customer v. PaineWebber, Inc./Virginia L. Ford

90NM016

October 17, 1990   Robert A. Warren v. Prudential-Bache Securities, Inc./Daniel P. Walsh

90NM013

October 17, 1990   Lloyd A. Wright v. Shearon Lehman Hutton/Keith J. Yonkers/Stuart Sixma

90NM012

October 17, 1990   Customer v. Fidelity Investments and Fidelity Brokerage Services, Inc.

90NM006

October 17, 1990   David M. Durst v. Prudential-Bache Securities and Jonas Landau

90NM005

October 17, 1990   Alfred N. Brown v. Charles Schwab & Co., Inc.

90NM004

October 17, 1990   Merrill Lynch, Pierce, Fenner & Smith v. Customer

90M027

October 17, 1990   Wellmont Securities, L.P. v. Christopher Hansen

90M023

October 15, 1990   Henry Criz v. LIT America, Inc./Richard Cichy

90M016

September 18, 1990   Michael Reaney v. Randy Terry

89M030

August 10, 1990   Petco Options Co. v. Scott Casty

90NM010

August 9, 1990   Thomas M. Farrell v. Charles Schwab & Co., Inc.

90M011

July 30, 1990   First Options of Chicago, Inc. v. Robert H. Bon Durant

90M006

July 26, 1990   First Options of Chicago, Inc. v. Timothy Biggam

89M032

July 26, 1990   First Options of Chicago, Inc. v. Ilow M. Roque and Roque Capital, Inc.

90M005

July 20, 1990   Robert I. Chuckerman v. John M. Van Kampen

89M037

July 12, 1990   Raymond R. Kielhack v. Scott E. Warren

89M033

July 12, 1990   Petco Options Co. v. Larson Trading Partners, Vernon O. Larson and Corey Conn

89M018

July 9, 1990   First Options of Chicago, Inc. v. Mark S. Brunette

90M004

July 2, 1990   Craig Anderson v. Dan Frost

89M035

July 2, 1990   First Options of Chicago, Inc. v. Martin S. Pinsky

89M019

July 2, 1990   First Options of Chicago, Inc. v. Martin F. Doyle

90M003

June 18, 1990   Barbara O'Brien v. Donald R. Arceri

89M026

June 18, 1990   First Options of Chicago, Inc. v. Kenneth C. Meyerhoff

89NM027

June 15, 1990   June C. VanderVeen v. Thomson McKinnon Securities, Inc. and Keith E. Gilmore

90NM001

May 7, 1990   Brian K. Smith v. Fidelity Brokerage Services

89NM032

May 7, 1990   Spector v. Shearson Lehman Hutton

89NM028

May 7, 1990   LoGiudice v. Thomson McKinnon/Miringhoff

89NM025

May 7, 1990   Smith v. Prudential-Bache Securities

89NM023

May 7, 1990   Plant v. Fidelity Brokerage Services

89M020

April 2, 1990   Oechsel v. McLaughlin