Cboe BZX Options Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-BATS-2015-95
Date filed: October 23, 2015
Description:

BATS Exchange, Inc. proposes a rule change to Rule 14.11, Managed Fund Shares, to list and trade shares of the SPDR DoubleLine Short Term Total Return Tactical ETF of the SSgA Active Trust.

File number: SR-BATS-2015-94
Date filed: October 23, 2015
Description:

BATS Exchange, Inc. proposes a rule change to Rule 14.11, Managed Fund Shares, to list and trade shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust.

File number: SR-BATS-2015-69
Date filed: September 1, 2015
Description:

BATS Exchange, Inc. proposes a Rule Change to amend Rules 1.5(r), 11.1(a), 11.23, 14.6, 14.11, and 14.12 and adopt Rule 11.1(a)(1)

File number: SR-BATS-2015-57-Amendment-No-1
Date filed: August 11, 2015
Description:

Amendment to SR-BATS-2015-57

File number: SR-BATS-2015-57
Date filed: July 30, 2015
Description:

BATS Exchange, Inc. proposes to adopt new Rule 8.17 to provide a process for an expedited suspension proceeding and Rule 12.15 to prohibit Layering and Spoofing.

File number: SR-BATS-2015-56 Amendment No. 2
Date filed: September 4, 2015
Description:

Second amendment to SR-BATS-2015-56.

File number: SR-BATS-2015-56 Amendment No. 1
Date filed: August 19, 2015
Description:

Amendment to SR-BATS-2015-56.

File number: SR-BATS-2015-56
Date filed: July 30, 2015
Description:

BATS Exchange, Inc. proposes to list and trade shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust under BATS Rule 14.11

Approved and Immediately Effective Rule Changes

File number: Test 2
Date filed: August 5, 2016
Description:

Test 2