2013 EDGX Exchange General Circulars

File number: EDGX-2013-18
Date filed: October 1, 2013
Description:

Cancellation of SpeedRoute, LLC's Membership effective October 1, 2013.

File number: EDGX-2013-16
Date filed: September 9, 2013
Description:

Summary Suspension of SpeedRoute, LLC effective September 9, 2013.

File number: EDGX-2013-14
Date filed: July 15, 2013
Description:

Cancellation of Tafferer Trading, LLC's Membership effective July 15, 2013.

File number: EDGX-2013-12
Date filed: June 25, 2013
Description:

Petition Process for Additional Candidates for Exchange Member Director Position on the Board of Directors of EDGA Exchange, Inc.and EDGX Exchange, Inc.

File number: EDGX-2013-10
Date filed: June 15, 2013
Description:

Summary Suspension of Tafferer Trading, LLC effective June 15, 2013.

File number: EDGX-2013-08
Date filed: March 26, 2013
Description:

Cancellation of Penson Financial Services Inc.'s Membership effective March 26, 2013.

File number: EDGX-2013-06
Date filed: February 26, 2013
Description:

Summary Suspension of Penson Financial Services, Inc. effective February 26, 2013.

File number: EDGX-2013-04
Date filed: January 26, 2013
Description:

Cancellation of Gardner Rich, LLC's Membership effective January 26, 2013.

File number: EDGX-2013-02
Date filed: January 26, 2013
Description:

Cancellation of Rodman & Renshaw, LLC's Membership effective January 26, 2013.