2008 Exchange Regulatory Circulars

File number: RG08-173
Date filed: December 31, 2008
Description:

RG08-173 Temporary Membership Status and Interim Trading Permit Access Fees Effective January 1, 2009

File number: RG08-172
Date filed: December 31, 2008
Description:

RG08-172 Clarification on Regular Expiring Exercise Declaration (EED) Procedures for Noncash-Settled Equity Options

File number: RG08-171
Date filed: December 31, 2008
Description:

RG08-171 Submission of Expiring Exercise Declaration Notices

File number: RG08-170
Date filed: December 31, 2008
Description:

RG08-170 $1 Cabinet Trades & Trades Below $1

File number: RG08-169
Date filed: December 24, 2008
Description:

RG08-169 2009 Fee Changes

File number: RG08-168
Date filed: December 17, 2008
Description:

RG08-168 Annul Reporting Pursuant to CBOE Rule 9.8 - Supervision of Accounts

File number: RG08-167
Date filed: December 16, 2008
Description:

RG08-167 Minimum Size Requirement for Quotations

File number: RG08-166
Date filed: December 9, 2008
Description:

RG08-166 S&P 100 Index (OEX) Option Exercise Procedures

File number: RG08-165
Date filed: December 8, 2008
Description:

RG08-165 Market-Maker Quoting Obligations for OEX on Hybrid

File number: RG08-164
Date filed: December 5, 2008
Description:

RG08-164 Restrictions on Transactions in Thornburg Mortgage, Inc. ("TMA")

File number: RG08-163
Date filed: December 4, 2008
Description:

RG08-163 Regulatory Circular RG08-104 Restrictions on Transactions in Rite-Aid Corporation (RAD/WVB)

File number: RG08-162
Date filed: December 3, 2008
Description:

RG08-162 Non-member Market Maker order (N origin code) Executed on AIM Fee Reduction

File number: RG08-161
Date filed: December 2, 2008
Description:

RG08-161 Restrictions on Transactions in Crystal River Capital, Inc. ('CRZ)"

File number: RG08-160
Date filed: December 2, 2008
Description:

RG08-160 Restrictions on Transactions in Pilgrim's Pride, Inc. ("PPC")

File number: RG08-159
Date filed: December 1, 2008
Description:

RG08-159 Restrictions on Transactions in LandAmerica Financial Group Inc. ("LFG")

File number: RG08-158
Date filed: November 28, 2008
Description:

RG08-158 Temporary Membership Status and Interim Trading Permit Access Fees Effective December 1, 2008

File number: RG08-157
Date filed: November 25, 2008
Description:

RG08-157 Restrictions on Transactions in Downey Financial Inc. ("DSL")

File number: RG08-156
Date filed: November 24, 2008
Description:

RG08-156 Gratuities Policy - Rule 4.4

File number: RG08-155
Date filed: November 24, 2008
Description:

RG08-155 Revisions to Options Communications Rules

File number: RG08-154
Date filed: November 21, 2008
Description:

RG08-154 OEX Trading on Hybrid

File number: RG08-153
Date filed: November 21, 2008
Description:

RG08-153 Restrictions on Transactions in Idearc Inc. (IAR)

File number: RG08-152
Date filed: November 21, 2008
Description:

RG08-152 Restrictions on Transactions in Impac Mortgage Holdings, Inc. (?IMH?)

File number: RG08-150
Date filed: November 14, 2008
Description:

RG08-150 Relief from Commodity Pool Operator and Commodity Trading Advisory Registration Requirements for Security Futures Trading

File number: RG08-149
Date filed: November 11, 2008
Description:

RG08-149 Restrictions on Transactions in Circuit City Stores Incorporated (CC)

File number: RG08-148
Date filed: November 5, 2008
Description:

RG08-148 Obvious Error Rule Changes

File number: RG08-147
Date filed: November 5, 2008
Description:

RG08-147 Continuing Education Firm Element Advisory

File number: RG08-146
Date filed: November 4, 2008
Description:

RG08-146 Restrictions on Transactions in Vera Sun Energy Corporation (VSE)

File number: RG08-145
Date filed: November 3, 2008
Description:

RG08-145 Regulatory Circular RG08-134 - Restrictions on Transactions in Certain Dec '08, Jan '09, Mar '09 Quarterly Option Series in the Energy Select Sector SPDR (GQQ/XLE)

File number: RG08-144
Date filed: November 4, 2008
Description:

RG08-144 Prearranged Trades

File number: RG08-143
Date filed: October 31, 2008
Description:

RG08-143 Temporary Membership Status and Interim Trading Permit Access Fees Effective November 1, 2008

File number: RG08-142
Date filed: October 30, 2008
Description:

RG08-142 Restrictions on Transactions in WorldSpace, Inc. (?WRSP/ZLM/LIB?)

File number: RG08-141
Date filed: October 29, 2008
Description:

RG08-141 Restrictions on Transactions in Building Materials Holding Corporation (BLG)

File number: RG08-140
Date filed: October 29, 2008
Description:

RG08-140 CBOE Direct 7.1 Enhancements

File number: RG08-139
Date filed: October 28, 2008
Description:

RG08-139 LMM opening entitlement in SPX

File number: RG08-138
Date filed: October 24, 2008
Description:

RG08-138 Close-Out Requirement for Market Makers Under Temporary Rule 204T of Regulation SHO (REVISED)

File number: RG08-137
Date filed: October 20, 2008
Description:

RG08-137 Modified Bid/Ask Differentials

File number: RG08-136
Date filed: October 20, 2008
Description:

RG08-136 Simple Auction Liaison (SAL) Size Increase in SPX

File number: RG08-135
Date filed: October 17, 2008
Description:

RG08-135 Market Maker Attestation Relating to the Close-out Requirements of Temporary Rule 204 T of Regulation SHO

File number: RG08-134
Date filed: October 17, 2008
Description:

RG08-134 Restricted Series - Certain Dec 08, Jan 09 and Mar 09 Quarterly Option Series in the Energy Select Sector SPDR (GQQ/XLE)

File number: RG08-133
Date filed: October 16, 2008
Description:

RG08-133 Rule 3.8 - Trading by Nominees and Persons Who Have Registered Their Memberships for Member Organizations

File number: RG08-132
Date filed: October 16, 2008
Description:

RG08-132 SEC Issues New Rules Regarding Short Sales

File number: RG08-130
Date filed: October 14, 2008
Description:

RG08-130 Restrictions on Transactions in AtheroGenics, Inc. ("AGIXQ/OAR")

File number: RG08-129
Date filed: October 8, 2008
Description:

RG08-129 Modified Bid/Ask Differentials

File number: RG08-128
Date filed: October 8, 2008
Description:

RG08-128 Regulatory Circular RG07-103 Restrictions on Transactions in Maxim Integrated Products, Inc. (MXIM/XIQ/OBZ/YEO)

File number: RG08-127
Date filed: October 3, 2008
Description:

RG08-127 Update on SEC Short Sale Ban Order

File number: RG08-126
Date filed: October 2, 2008
Description:

RG08-126 Extension of SEC Emergency Orders Concerning Short Selling

File number: RG08-125
Date filed: October 2, 2008
Description:

RG08-125 Dual Lead Market-Makers in S&P 500 Options (SPX)

File number: RG08-124
Date filed: October 1, 2008
Description:

RG08-124 Modified Bid/Ask Differentials

File number: RG08-123
Date filed: October 1, 2008
Description:

RG08-123 Supplement to the Options Disclosure Document

File number: RG08-122
Date filed: September 30, 2008
Description:

RG08-122 Temporary Membership Status and Interim Trading Permit Access Fees Effective October 1, 2008

File number: RG08-121
Date filed: September 29, 2008
Description:

RG08-121 Restrictions on Transactions in Washington Mutual, Inc. (WAMUQ/WM/GOY/WWI)

File number: RG08-120
Date filed: September 29, 2008
Description:

RG08-120 Short Sale Ban Duration

File number: RG08-119
Date filed: September 25, 2008
Description:

RG08-119 Modified Bid/Ask Differentials

File number: RG08-118
Date filed: September 25, 2008
Description:

RG08-118 Close-Out and Pre-Borrow Penalty Requirements under Rule 204T

File number: RG08-117
Date filed: September 24, 2008
Description:

RG08-117 SEC Emergency Order Requesting Short Sales SEC Staff Issues Guidance on Temporary Rule 204T

File number: RG08-116
Date filed: September 22, 2008
Description:

RG08-116 Opening Transactions in Restricted Classes

File number: RG08-115
Date filed: September 22, 2008
Description:

RG08-115 SEC's Amended Emergency Order Prohibiting Short Sales in Certain Securities

File number: RG08-114
Date filed: September 19, 2008
Description:

RG08-114 Notification to OCC of Contrary Exercise Intentions

File number: RG08-113
Date filed: September 19, 2008
Description:

RG08-113 SEC Issues New Rules Regarding Short Sales (UPDATE) - Guidance on Temporary Rule 204T (Revised)

File number: RG08-112
Date filed: September 19, 2008
Description:

RG08-112 SEC Issues New Rules Regarding Short Sales (UPDATE) - Halt of Short Selling of Financial Stocks (Revised)

File number: RG08-111
Date filed: September 18, 2008
Description:

RG08-111 Temporary Reallocation of Option Classes

File number: RG08-110
Date filed: September 18, 2008
Description:

RG08-110 SEC Issues New Rules Regarding Short Sales (UPDATE) Emergency Order Now Available

File number: RG08-109
Date filed: September 18, 2008
Description:

RG08-109 Restrictions on Transactions in Lehman Brothers Holdings Inc. (LEH/LES/LYH/NJS/WHE/VHE)

File number: RG08-108
Date filed: September 16, 2008
Description:

RG08-108 Product Description & Margin and Net Capital Requirements - Options on the CBOE S&P 500 BuyWrite Index

File number: RG08-107
Date filed: September 18, 2008
Description:

RG08-107 CBOE S&P 500 BuyWrite Index - System Settings

File number: RG08-106
Date filed: September 17, 2008
Description:

RG08-106 SEC Issues New Rules Regarding Short Sales

File number: RG08-105
Date filed: September 16, 2008
Description:

RG08-105 Order Origin Code Requirements

File number: RG08-104
Date filed: September 11, 2008
Description:

RG08-104 Restrictions on Transactions in Rite-Aid Corportion (RAD/WVB)

File number: RG08-103
Date filed: September 9, 2008
Description:

RG08-103 Restrictions on Listing New LEAP Series

File number: RG08-102
Date filed: September 4, 2008
Description:

RG08-102 MVR Trading on Hybrid

File number: RG08-101
Date filed: September 3, 2008
Description:

RG08-101 Hybrid Opening Enhancement - HAL on the Open (HALO)

File number: RG08-100
Date filed: September 3, 2008
Description:

RG08-100 Hybrid Agency Liaison (HAL) and Simple Auction Liaison (SAL) Timer Changes

File number: RG08-099
Date filed: August 29, 2008
Description:

RG08-099 Regulatory Circular RG08-94 Restrictions on Transactions in W-H Energy Services Inc. (WHQ)

File number: RG08-098
Date filed: August 29, 2008
Description:

RG08-098 Temporary Membership Status and Interim Trading Permit Access Fees Effective September 1, 2008

File number: RG08-097
Date filed: August 29, 2008
Description:

RG08-097 Inactivation of HAL and COA for IOC Orders

File number: RG08-096
Date filed: August 25, 2008
Description:

RG08-096 Amendment to Hybrid Electronic Quoting Fee

File number: RG08-095
Date filed: August 18, 2008
Description:

RG08-095 Visitor Access to the Trading Floor

File number: RG08-094
Date filed: August 19, 2008
Description:

RG08-094 Restrictions on Transactions in W-H Energy Services Inc. (WHQ/WHQ)

File number: RG08-093
Date filed: August 18, 2008
Description:

RG08-093 Restrictions on Transactions in Genitope Corporation (GTOP/ZKH/LPD)

File number: RG08-092
Date filed: August 13, 2008
Description:

RG08-092 Portfolio Margining, Rule Status Now Permanent, Amendments to Rules

File number: RG08-091
Date filed: August 7, 2008
Description:

RG08-091 Amendment to CBOE Rule 8.7 Relating to Market-Makers

File number: RG08-090
Date filed: August 5, 2008
Description:

RG08-090 Restrictions on Transactions in WCI Communities, Inc. (WCI/WTL)

File number: RG08-089 Temporary Membership Status and Interim Trading Permit Access Fees Effective August 1, 2008
Date filed: July 31, 2008
Description:

RG08-089 Temporary Membership Status and Interim Trading Permit Access Fees Effective August 1, 2008

File number: RG08-088
Date filed: July 30, 2008
Description:

RG08-088 SEC's Amended Emergency Order Enhancing Investor Protections Against "Naked" Short Selling (EXTENSION)

File number: RG08-087
Date filed: July 24, 2008
Description:

RG08-087 Record Keeping For The Pre-Borrow Requirement Under The SEC?s Amended Emergency Order Enhancing Investor Protections Against ?Naked? Short Selling

File number: RG08-086
Date filed: July 22, 2008
Description:

RG08-086 Restrictions on Transactions in Syntax-Brillian Corporation (BRLC/ZZP/YDB)

File number: RG08-085
Date filed: July 16, 2008
Description:

RG08-085 Restrictions on Transactions in Merger of Aquila, Inc. (JIH TKT) with Great Plains Energy (RS08-443)

File number: RG08-084
Date filed: July 15, 2008
Description:

RG08-084 CBOE Sponsored User Program

File number: RG08-083
Date filed: July 10, 2008
Description:

RG08-083 Extension of Rule 6.45A(b) and Applicability of Section 11(a)(1)

File number: RG08-082
Date filed: July 8, 2008
Description:

RG08-082 Participation Entitlements Applicable to Crossing Orders in Open Outcry Binary Options on SPX and Binary Options on VIX

File number: RG08-080
Date filed: July 7, 2008
Description:

RG08-080 Restrictions on Transactions in Navistar International, Inc. (NAV/VNC)

File number: RG08-079
Date filed: July 7, 2008
Description:

RG08-079 Exposure Period for Crossing Orders

File number: RG08-078
Date filed: July 3, 2008
Description:

RG08-078 Restrictions on Transactions in PacificNet, Inc. (PACT/UVC/VRL)

File number: RG08-077
Date filed: July 1, 2008
Description:

RG08-077 Supplement to the Options Disclosure Document

File number: RG08-076
Date filed: June 30, 2008
Description:

RG08-076 Temporary Membership Status Access Fee Effective July 1, 2008

File number: RG08-075
Date filed: June 27, 2008
Description:

RG08-075 Broad-Based Binary Options on SPX and VIX

File number: RG08-074
Date filed: June 25, 2008
Description:

RG08-074 Product Description & Margin and Net Capital Requirements CBOE Binary Options on the S&P 500, CBOE Volatility Indexes

File number: RG08-073
Date filed: June 13, 2008
Description:

RG08-073 OCC Rule Change ? Automatic Exercise Thresholds/Expiring Exercise Declarations

File number: RG08-072
Date filed: June 13, 2008
Description:

RG08-072 Hybrid Opening System (HOS) Allocation

File number: RG08-071
Date filed: June 4, 2008
Description:

RG08-071 Continuing Education Firm Element Advisory

File number: RG08-070
Date filed: June 3, 2008
Description:

RG08-070 Participation Entitlements Applicable to Crossing Orders in Open Outcry Options on SPDR Gold Shares ("GLD")

File number: RG08-069
Date filed: June 2, 2008
Description:

RG08-069 Announcement of Time at Which Seat Transaction Moratorium Will End

File number: RG08-068
Date filed: June 2, 2008
Description:

RG08-068 Product Description & Margin and Net Capital Requirements - Options on SPDR Gold Shares ("GLD")

File number: RG08-067
Date filed: June 2, 2008
Description:

RG08-067 Declaration of Seat Transaction Moratorium

File number: RG08-066
Date filed: May 30, 2008
Description:

RG08-066 Temporary Membership Status Access Fee Effective June 1, 2008

File number: RG08-065
Date filed: May 28, 2008
Description:

RG08-065 Restrictions on Transactions in Certain Series Elan Corp. ("ELN")

File number: RG08-064
Date filed: May 19, 2008
Description:

RG08-064 Supplement to the Options Disclosure Document

File number: RG08-063
Date filed: May 19, 2008
Description:

RG08-063 Regulation SHO (Short Sales) Close-Out Requirement, Use of Option Transactions

File number: RG08-062
Date filed: May 13, 2008
Description:

RG08-062 Market-Maker, DPM, and e-DPM Quoting Obligations in Hybrid 2.0

File number: RG08-061
Date filed: May 1, 2008
Description:

RG08-061 Options on the Standard and Poor's 500 (SPX) Appointment Cost

File number: RG08-060
Date filed: April 30, 2008
Description:

RG08-060 Temporary Membership Status Access Fee Effective May 1, 2008

File number: RG08-059
Date filed: April 28, 2008
Description:

RG08-059 Aggregation as it applies to regulation

File number: RG08-058
Date filed: April 28, 2008
Description:

RG08-058 Amendment to CBOE Rules Relating to Market-Makers and RMMs

File number: RG08-057
Date filed: April 28, 2008
Description:

RG08-057 Regulatory Circular RG08-56 Restrictions on Transactions in PacificNet, Inc. (PACT/UVC/VRL)

File number: RG08-056
Date filed: April 25, 2008
Description:

RG08-056 Restrictions on Transactions in PacificNet, Inc. (PACT/UVC/VRL)

File number: RG08-055
Date filed: April 24, 2008
Description:

RG08-055 Hybrid Agency Liaison (HAL) and Complex Order Auction (COA) Timer Changes

File number: RG08-054
Date filed: April 24, 2008
Description:

RG08-054 Prearranged Trades

File number: RG08-053
Date filed: April 25, 2008
Description:

RG08-053 Enhancements to Electronic Crossing Mechanisms

File number: RG08-052
Date filed: April 18, 2008
Description:

RG08-052 Complex Order Priority Changes

File number: RG08-051
Date filed: April 17, 2008
Description:

RG08-051 Trade Match Input Cutoff Changes

File number: RG08-050
Date filed: April 10, 2008
Description:

RG08-050 Stock Component of SEC Qualified Contingent Trade Exemption

File number: RG08-049
Date filed: April 3, 2008
Description:

RG08-049 Portfolio Margin Accounts Risk Disclosure Statement and Acknowledgement for Customers

File number: RG08-048
Date filed: March 31, 2008
Description:

RG08-048 Temporary Membership Status Access Fee Effective April 1, 2008

File number: RG08-047
Date filed: March 27, 2008
Description:

RG08-047 AIM Customer-to-Customer Immediate Crosses

File number: RG08-046
Date filed: March 27, 2008
Description:

RG08-046 Delta Position Limit Hedge Exemption - CBOE Market-Maker Reporting Requirement

File number: RG08-045
Date filed: March 31, 2008
Description:

RG08-045 Hybrid 3.0 (OEX, SPX and MVR) Electronic Execution Fees Revision

File number: RG08-044
Date filed: March 25, 2008
Description:

RG08-044 Penny Pilot Expansion

File number: RG08-043
Date filed: March 14, 2008
Description:

RG08-043 Cut-Off Time for Submission of Strategy Orders for Participation in SPX Modified HOSS Opening Procedure

File number: RG08-042
Date filed: March 14, 2008
Description:

RG08-042 Description of Procedures for the Modified HOSS Opening on Volatility Index Options and Futures Contract Settlement Days

File number: RG08-041
Date filed: March 12, 2008
Description:

RG08-041 Minimum Value Sizes For FLEX Equity Options

File number: RG08-040
Date filed: March 6, 2008
Description:

RG08-040 Restrictions on Transactions in Fremont General Corp. (FMT)

File number: RG08-039
Date filed: March 6, 2008
Description:

RG08-039 Annual Reporting Pursuant to CBOE Rule 9.8 - Supervision of Accounts

File number: RG08-038
Date filed: March 3, 2008
Description:

RG08-038 Activation of the Complex Order Auction (COA) and Book (COB) in SPX

File number: RG08-037
Date filed: February 29, 2008
Description:

RG08-037 Temporary Membership Status Access Fee Effective March 1, 2008

File number: RG08-036
Date filed: February 29, 2008
Description:

RG08-036 Restrictions on Transactions in Sharper Image Corp. (SHRP/SAU)

File number: RG08-035
Date filed: February 26, 2008
Description:

RG08-035 Exposure Period for Crossing Orders

File number: RG08-034
Date filed: February 22, 2008
Description:

RG08-034 Equity Option Position and Exercise Limit Increase

File number: RG08-033
Date filed: February 19, 2008
Description:

RG08-033 Restrictions on Transactions in Business Objects, S.A. (BOBJ/BBQ/LRJ/ZRJ)

File number: RG08-032
Date filed: February 19, 2008
Description:

RG08-032 Restrictions on Transactions in Aspen Technology, Inc. ("AZPN/ZQP")

File number: RG08-031
Date filed: February 15, 2008
Description:

RG08-031 Inbound Linkage Transaction Fee Increase Effective February 12, 2008

File number: RG08-030
Date filed: February 15, 2008
Description:

RG08-030 Hybrid Opening System (HOS) Allocation

File number: RG08-029
Date filed: February 15, 2008
Description:

RG08-029 Obvious Error Rule Change for Index, ETF and HOLDRS Options

File number: RG08-028
Date filed: February 14, 2008
Description:

RG08-028 Expiration of SizeQuote Mechanism Pilot

File number: RG08-027
Date filed: February 13, 2008
Description:

RG08-027 Membership Application and Other Membership Fees

File number: RG08-026
Date filed: February 12, 2008
Description:

RG08-026 Hybrid 4.0 Hybrid Agency Liaison (HAL) Rebate Program

File number: RG08-025
Date filed: February 8, 2008
Description:

RG08-025 Pass-Through of Linkage Costs for Non-Customer Orders

File number: RG08-024
Date filed: February 6, 2008
Description:

RG08-024 Change of Opening Trigger for NASDAQ Option Classes

File number: RG08-023
Date filed: February 1, 2008
Description:

RG08-023 Hybrid 3.0 (OEX, SPX and MVR) Book Execution Fees Revision

File number: RG08-022
Date filed: February 1, 2008
Description:

RG08-022 March 2008 Expiration Trade Checking and Processing

File number: RG08-021
Date filed: January 31, 2008
Description:

RG08-021 Temporary Membership Status Access Fee Effective February 1, 2008

File number: RG08-020
Date filed: February 1, 2008
Description:

RG08-020 Change of Opening Trigger for NASDAQ Option Classes

File number: RG08-019
Date filed: January 31, 2008
Description:

RG08-019 Good Friday Expiration and Settlement Procedures

File number: RG08-018
Date filed: January 29, 2008
Description:

RG08-018 Rule Change Regarding Delta Position Limit Hedge Exemption

File number: RG08-017
Date filed: January 25, 2008
Description:

RG08-017 Temporary Membership Status Access Fee

File number: RG08-016
Date filed: January 18, 2008
Description:

RG08-016 Revision to Options Sales Practice Rules

File number: RG08-015
Date filed: January 17, 2008
Description:

RG08-015 Restrictions on Transactions in NovaStar Financial ("NFI")

File number: RG08-014
Date filed: January 16, 2008
Description:

RG08-014 Revisions to CBOE Rule 4.20 - Anti-Money Laundering Compliance Program

File number: RG08-013
Date filed: January 10, 2008
Description:

RG08-013 Amendment to DPM Continuous Electronic Quoting Obligation

File number: RG08-012
Date filed: January 17, 2008
Description:

RG08-012 Aggregation of Accounts for Position and Exercise Limit Purposes

File number: RG08-011
Date filed: January 15, 2008
Description:

RG08-011 Membership Application and Other Membership Fees

File number: RG08-010
Date filed: January 15, 2008
Description:

RG08-010 IWM Option Position Limit Pilot Program

File number: RG08-009
Date filed: January 9, 2008
Description:

RG08-009 Simple Auction Liaison (SAL) and Hybrid Automated Liaison (HAL) in Hybrid 3.0 Classes

File number: RG08-008
Date filed: January 9, 2008
Description:

RG08-008 Extension of Rule 6.45A(b) and Applicability of Section 11(a)(1)

File number: RG08-007
Date filed: January 7, 2008
Description:

RG08-007 Expansion of $1 Strike Program

File number: RG08-006
Date filed: January 7, 2008
Description:

RG08-006 Restrictions on Transactions in Home Solutions of America, Inc. ("HSOA")

File number: RG08-005
Date filed: January 4, 2008
Description:

RG08-005 Changes to HOSS Opening Quote Obligations

File number: RG08-004
Date filed: January 8, 2008
Description:

RG08-004 Monthly "Fair Value" Settlement of CME Stock Index Futures and Options

File number: RG08-003
Date filed: January 2, 2008
Description:

RG08-003 Anti-Money Laundering ("AML") Compliance Program (CBOE Rule 4.20) - Annual requirements for: First time filers

File number: RG08-002
Date filed: January 2, 2008
Description:

RG08-002 Anti-Money Laundering ("AML") Compliance Program (CBOE Rule 4.20): Annual Requirements for Previous Filers Meeting Certain Conditions

File number: RG08-001
Date filed: January 2, 2008
Description:

RG08-001 FOCUS REPORT (Form X-17A-5) 2007 Year-End Filing Due March 3, 2008