2004 Exchange Regulatory Circulars

File number: RG04-72
Date filed: June 14, 2004
Description:

RG04-72 Description of Procedures for the ROS Opening on VIX Futures and Options Contract Settlement Days

File number: RG04-69
Date filed: June 10, 2004
Description:

RG04-69 No Exercises of CBOE American-Style, Cash-Settled Options on Friday, June 11, 2004

File number: RG04-60
Date filed: May 11, 2004
Description:

RG04-60 Delisting Option Classes

File number: RG04-17
Date filed: January 27, 2004
Description:

RG04-17 Prospective Fee Reduction Program for February and March 2004

File number: RG04-16
Date filed: January 27, 2004
Description:

RG04-16 Cap on Member Firm Proprietary and Firm Facilitation Fees

File number: RG04-132
Date filed: December 30, 2004
Description:

RG04-132 Monthly Fair Value Settlement of CME Stock Index Futures and Options and Year End Closing Rotations

File number: RG04-130
Date filed: December 22, 2004
Description:

RG04-130 New Obvious Error Rule for Equities

File number: RG04-129
Date filed: December 22, 2004
Description:

RG04-129 Improper Disclosure of Orders on PAR Terminal

File number: RG04-128
Date filed: December 21, 2004
Description:

RG04-128 Wireless Systems in the Trading Crowds

File number: RG04-127
Date filed: December 21, 2004
Description:

RG04-127 Regulation SHO (Short Sales)

File number: RG04-125
Date filed: December 6, 2004
Description:

RG04-125 CBOE Rule Filing Re Systematizing Orders COATS

File number: RG04-124
Date filed: December 1, 2004
Description:

RG04-124 Gratuities Policy - Rule 4.4

File number: RG04-123
Date filed: December 1, 2004
Description:

RG04-123 Amendments to CBOE Rule 9.3A that Eliminate all Exemptions from the Requirement to Complete the Regulatory Element of the Continuing Education Program

File number: RG04-122
Date filed: December 1, 2004
Description:

RG04-122 Trading Hours for Options on the Nasdaq-100 Stock Index Tracking Stock

File number: RG04-121
Date filed: December 1, 2004
Description:

RG04-121 Fee Reductions for December 2004

File number: RG04-120
Date filed: November 24, 2004
Description:

RG04-120 CBOE Rule Filing Regarding Systematizing Orders COATS

File number: RG04-119
Date filed: November 23, 2004
Description:

RG04-119 MNX DPM and Market Maker License Fees Effective December 1 2004

File number: RG04-118
Date filed: November 19, 2004
Description:

RG04-118 PAR Auto-Book Timer Change to 5 Seconds

File number: RG04-117
Date filed: November 17, 2004
Description:

RG04-117 Relief from Commodity Pool Operator and Commodity Trading Advisor Registration Requirements for Security Futures Trading

File number: RG04-116
Date filed: December 2, 2004
Description:

RG04-116 Personal Computers in the Trading Crowd

File number: RG04-115
Date filed: November 10, 2004
Description:

RG04-115 Electioneering

File number: RG04-114
Date filed: November 10, 2004
Description:

RG04-114 Campaign Materials

File number: RG04-113
Date filed: November 10, 2004
Description:

RG04-113 Regulation SHO - Short Sales

File number: RG04-112
Date filed: November 5, 2004
Description:

RG04-112 Linkage Plan Approval of Real Size Amendment

File number: RG04-111
Date filed: November 5, 2004
Description:

RG04-111 E-Mail and Instant Messaging Retention Requirements

File number: RG04-110
Date filed: November 3, 2004
Description:

RG04-110 Margin and Net Capital Requirements for Options on the CBOE China Index

File number: RG04-109
Date filed: November 3, 2004
Description:

RG04-109 Exchange Traded Funds ETFs Cross Transactions

File number: RG04-108
Date filed: November 1, 2004
Description:

RG04-108 Fee Reductions for November 2004

File number: RG04-107
Date filed: October 27, 2004
Description:

RG04-107 Financial Accounting Standards Board FASB Statement No. 150 - Temporary Relief on Calculation of Net Capital

File number: RG04-106
Date filed: October 27, 2004
Description:

RG04-106 Personal Computers in the Trading Crowd

File number: RG04-104
Date filed: October 20, 2004
Description:

RG04-104 Restrictions on Transactions in Netopia Inc

File number: RG04-103
Date filed: October 13, 2004
Description:

RG04-103 Index Option Classes Eligible for NASD Short Sale Rule Option Market-Maker Exemption

File number: RG04-102
Date filed: October 5, 2004
Description:

RG04-102 2004 Annual Election Process

File number: RG04-101
Date filed: October 5, 2004
Description:

RG04-101 Restrictions on Transactions in Clarus Corp. - CLRS RPU

File number: RG04-100
Date filed: September 30, 2004
Description:

RG04-100 ETF and HOLDRs Options Customer Fee Reductions

File number: RG04-099
Date filed: September 30, 2004
Description:

RG04-099 BERS BART Hybrid Order Routing

File number: RG04-098
Date filed: September 29, 2004
Description:

RG04-098 Lifting Restrictions on Transactions in Sonus Networks Inc. SONSE UJS

File number: RG04-097
Date filed: September 28, 2004
Description:

RG04-097 Expiration Friday Trade-Checking

File number: RG04-096
Date filed: September 21, 2004
Description:

RG04-096 Restrictions on Transactions in US Airways Group Inc. UAIRQ UWS1

File number: RG04-095
Date filed: September 16, 2004
Description:

RG04-095 OCC Rule Change - Automatic Exercise Thresholds Contrary Exercise Advices CEA

File number: RG04-094
Date filed: September 1, 2004
Description:

RG04-094 Prospective Fee Reduction Program for September 2004

File number: RG04-093
Date filed: August 24, 2004
Description:

RG04-093 Hybrid Order Routing Parameter Update

File number: RG04-092
Date filed: August 19, 2004
Description:

RG04-092 Ability to Quote 1-up Markets in Hybrid Classes

File number: RG04-091
Date filed: August 18, 2004
Description:

RG04-091 Amendment to Obvious Error Rule for No-Bid at a Nickel Transactions

File number: RG04-090
Date filed: August 16, 2004
Description:

RG04-090 Margin Requirements for Certain Complex Spreads

File number: RG04-089
Date filed: August 13, 2004
Description:

RG04-089 Restrictions on Transactions in Sonus Network Inc.

File number: RG04-088
Date filed: August 9, 2004
Description:

RG04-088 Restrictions on Transactions in Vaxgen Inc. VXGNE UWG

File number: RG04-087
Date filed: August 9, 2004
Description:

RG04-087 Payment for Order Flow Program

File number: RG04-086
Date filed: August 9, 2004
Description:

RG04-086 Linkage Approved Amendments to the Linkage Plan

File number: RG04-085
Date filed: August 6, 2004
Description:

RG04-085 SPX Opening on VIX Futures Settlement Days

File number: RG04-084
Date filed: August 3, 2004
Description:

RG04-084 CBOE Marketing Fee Program

File number: RG04-083
Date filed: August 2, 2004
Description:

RG04-083 Fee Reductions for August 2004

File number: RG04-082
Date filed: July 28, 2004
Description:

RG04-082 Quote Lock and Fading in Hybrid Classes

File number: RG04-081
Date filed: July 14, 2004
Description:

RG04-081 Changes to Quote Lock in Hybrid Classes

File number: RG04-080
Date filed: July 14, 2004
Description:

RG04-080 Automatic Execution of Market-Maker Orders in Hybrid Classes

File number: RG04-079
Date filed: June 30, 2004
Description:

RG04-079 Linkage - A Required Part of Customer Order Handling

File number: RG04-078
Date filed: June 30, 2004
Description:

RG04-078 Index Option Classes Eligible for NASD Short Sale Rule Option Market-Maker Exemption

File number: RG04-077
Date filed: June 30, 2004
Description:

RG04-077 Fiscal 2005 (FY05) Fee Changes

File number: RG04-076
Date filed: June 25, 2004
Description:

RG04-076 Anti-Money Laundering AML Compliance Programs Educational sessions and Extension of Time to Submit Documents

File number: RG04-075
Date filed: June 23, 2004
Description:

RG04-075 SEC Approval of Proposed Rule Change Re Relocating Securities

File number: RG04-074
Date filed: June 22, 2004
Description:

RG04-074 Hybrid Quote Lock Timer

File number: RG04-073
Date filed: June 15, 2004
Description:

RG04-073 June 2004 Equity Index and Interest Rate Options Expiration Schedule

File number: RG04-071
Date filed: June 14, 2004
Description:

RG04-071 Legal-width Quotes in Open Outcry in Hybrid Classes

File number: RG04-070
Date filed: June 14, 2004
Description:

RG04-070 Committee Standards and Procedures

File number: RG04-068
Date filed: June 2, 2004
Description:

RG04-068 Routing of Discretionary Orders to DPM PAR Workstations

File number: RG04-067
Date filed: June 15, 2004
Description:

RG04-067 Hybrid Quote Lock Timer

File number: RG04-066
Date filed: June 2, 2004
Description:

RG04-066 All or None (AON) Orders in Hybrid Classes

File number: RG04-065
Date filed: May 28, 2004
Description:

RG04-065 Restrictions on Transactions in Certain Goodyear Tire Rubber Company Options

File number: RG04-064
Date filed: May 24, 2004
Description:

RG04-064 Issuance of Clerk and Floor Manager Badges

File number: RG04-063
Date filed: May 20, 2004
Description:

RG04-063 Product Delisting

File number: RG04-062
Date filed: May 19, 2004
Description:

RG04-062 EBOOK Trigger Functionality (non-Hybrid classes only)

File number: RG04-061
Date filed: May 18, 2004
Description:

RG04-061 Procedure for Signing on ROS for VIX Settlement Days

File number: RG04-059
Date filed: May 11, 2004
Description:

RG04-059 Financial Accounting Standards Board Statement No. 150 - Temporary Relief on Calculation of Net Capital

File number: RG04-058
Date filed: May 7, 2004
Description:

RG04-058 Description of Procedures for the ROS Opening on VIX Futures and Options Contract Settlement Days

File number: RG04-057
Date filed: April 30, 2004
Description:

RG04-057 Anti-Money Laundering Program AML Compliance Programs

File number: RG04-056
Date filed: April 30, 2004
Description:

RG04-056 How Firm Quote Applies to Marketable Orders Entered At or Near the Close

File number: RG04-055
Date filed: April 28, 2004
Description:

RG04-055 Restrictions on Transactions in Certain Hollinger International Inc. HLR Options

File number: RG04-054
Date filed: April 28, 2004
Description:

RG04-054 Restrictions on Transactions in Certain Key Energy Services Inc. KEG Options

File number: RG04-053
Date filed: April 28, 2004
Description:

RG04-053 Restrictions on Transactions in Certain El Paso Corporation EP Options

File number: RG04-052
Date filed: April 28, 2004
Description:

RG04-052 Restrictions on Transactions in Certain Goodyear Tire Rubber Company GT Options

File number: RG04-051
Date filed: April 28, 2004
Description:

RG04-051 Restrictions on Transactions in Certain OM Group Inc. OMG Options

File number: RG04-050
Date filed: April 28, 2004
Description:

RG04-050 Restrictions on Transactions in Certain Nortel Networks Corporation NT Options

File number: RG04-049
Date filed: April 28, 2004
Description:

RG04-049 Hybrid Quote Lock Timer

File number: RG04-048
Date filed: April 28, 2004
Description:

RG04-048 EBOOK Trigger Functionality

File number: RG04-046
Date filed: April 13, 2004
Description:

RG04-046 Adjustment and Nullification of Open Outcry Transactions

File number: RG04-045
Date filed: April 7, 2004
Description:

RG04-045 Aggregation of Accounts for Position and Exercise Limit Purposes

File number: RG04-044
Date filed: April 7, 2004
Description:

RG04-044 Index Classes Eligible for NASD Short Sale Rule Option Market-Maker Exemption

File number: RG04-043
Date filed: April 2, 2004
Description:

RG04-043 Russell 2000 DPM and Market-Maker License Fees Effective April 1 2004

File number: RG04-042
Date filed: April 2, 2004
Description:

RG04-042 Prospective Fee Reduction Program April through June 2004

File number: RG04-041
Date filed: March 26, 2004
Description:

RG04-041 Submission of Payment Data to the Exchange

File number: RG04-040
Date filed: March 25, 2004
Description:

RG04-040 PAR Eligibility for Broker-Dealer Orders in DJX and DIA

File number: RG04-039
Date filed: March 19, 2004
Description:

RG04-039 Changes to Raes Volume Limit for OEX

File number: RG04-038
Date filed: March 17, 2004
Description:

RG04-038 Revised Summary Fine Schedule for Position Limit Violations

File number: RG04-037
Date filed: March 12, 2004
Description:

RG04-037 Permanent Approval of Rule Change to Extend the Contrary Exercise Advice (CEA) Submission Time for Certain Accounts

File number: RG04-036
Date filed: March 12, 2004
Description:

RG04-036 Regular Contrary Exercise Advice CEA Procedures for Equity Options

File number: RG04-035
Date filed: March 12, 2004
Description:

RG04-035 SEC Approval of Amendments to Exchange Rule 4.6 (False Statements) and Adoption of Exchange Rule 4.22 (Communications to the Exchange or the Clearing Corporation)

File number: RG04-034
Date filed: March 10, 2004
Description:

RG04-034 Restrictions on Transactions in Certain Internet Initiative Japan Inc. IIJIE IQD

File number: RG04-033
Date filed: March 3, 2004
Description:

RG04-033 Expiration of Option Trading Permits

File number: RG04-032
Date filed: March 3, 2004
Description:

RG04-032 Food and Drink on the Trading Floor

File number: RG04-031
Date filed: March 2, 2004
Description:

RG04-031 $5 Quote Widths Expanded to All Hybrid Classes

File number: RG04-030
Date filed: March 1, 2004
Description:

RG04-030 Transfer of Individual Memberships in Trust

File number: RG04-029
Date filed: February 28, 2004
Description:

RG04-029 Restrictions on Transactions in Certain Motorola Options MOT MOJ

File number: RG04-028
Date filed: February 28, 2004
Description:

RG04-028 Restrictions on Transactions in Certain Micromuse Inc. MUSEE QUM

File number: RG04-027
Date filed: February 27, 2004
Description:

RG04-027 CMTA Orders Regarding Cap on Member Firm Proprietary and Firm Facilitation Fees

File number: RG04-026
Date filed: February 19, 2004
Description:

RG04-026 Product Delisting

File number: RG04-025
Date filed: February 20, 2004
Description:

RG04-025 Restrictions on Transactions in China Fund Inc. CHN/CHN

File number: RG04-024
Date filed: February 18, 2004
Description:

RG04-024 Extension of Contrary Exercise Advice (CEA) Submission Time for Certain Accounts

File number: RG04-023
Date filed: February 25, 2004
Description:

RG04-023 $5 Quote Widths in Top 200 Hybrid Classes

File number: RG04-022
Date filed: February 12, 2004
Description:

RG04-022 Hybrid Quote Lock Timer

File number: RG04-021
Date filed: February 11, 2004
Description:

RG04-021 Delisting Option Classes

File number: RG04-020
Date filed: February 10, 2004
Description:

RG04-020 SEC Approval of Proposed Changes to the Governance of the Exchange

File number: RG04-019
Date filed: February 10, 2004
Description:

RG04-019 DPM Fee Credits Relating to Linkage Scratched Transactions

File number: RG04-018
Date filed: January 30, 2004
Description:

RG04-018 SEC Approval of Supplement to the Options Disclosure Document

File number: RG04-015
Date filed: January 23, 2004
Description:

RG04-015 2003 Regulatory Circulars

File number: RG04-014
Date filed: January 26, 2004
Description:

RG04-014 Extension of Inactive Nominee Status and Renewal - Change of Status Application Time Periods

File number: RG04-013
Date filed: January 26, 2004
Description:

RG04-013 Membership Application and Other Membership Fees

File number: RG04-012
Date filed: January 26, 2004
Description:

RG04-012 Assignment of Liability for Linkage Satisfaction Orders

File number: RG04-011
Date filed: February 4, 2004
Description:

RG04-011 Responsibilities of Financial and Operations Principals

File number: RG04-008
Date filed: January 20, 2004
Description:

RG04-008 Minimum Market Share Requirements

File number: RG04-006
Date filed: January 9, 2004
Description:

RG04-006 Issuance of Clerk and Floor Manager Badges

File number: RG04-005
Date filed: January 9, 2004
Description:

RG04-005 Erroneous Execution Reports Order Reinstatements

File number: RG04-004
Date filed: January 7, 2004
Description:

RG04-004 Focus Report (Form X-17A-5) - 2003 Year-End Filing

File number: RG04-003
Date filed: January 7, 2004
Description:

RG04-003 Supplement to the Options Disclosure Document

File number: RG04-002
Date filed: January 7, 2004
Description:

RG04-002 Double Width Quote Spreads

File number: RG04-001
Date filed: January 2, 2004
Description:

RG04-001 Supplement to the Options Disclosure Document