1996 Exchange Regulatory Circulars

File number: RG96-98
Date filed: November 11, 1996
Description:

RG96-098 Expiration Friday Trade Checking, All Classes - Post 1, Post 2, Post 3 & Post 5

File number: RG96-97
Date filed: November 20, 1996
Description:

RG96-097 November 29, 1996, Early Exercise Advice Cutoff Time

File number: RG96-96
Date filed: November 6, 1996
Description:

RG96-096 Exercise of American-Style Options

File number: RG96-95
Date filed: November 6, 1996
Description:

RG96-095 Index Option and American-Style FLEX Option Exercise Procedures

File number: RG96-94
Date filed: November 6, 1996
Description:

RG96-094 Rule 24.18 - Exercise of OEX Options

File number: RG96-93
Date filed: October 30, 1996
Description:

RG96-093 S&P 500 Index Bull and/or Bear Market Warrants, Expiring November * , 1997 with 3-month Reset

File number: RG96-92
Date filed: October 29, 1996
Description:

RG96-092 Revision to Regulatory Circular RG96-91 Concerning Supplement to Options Disclosure Document Regarding Flexible Exchange Options (?FLEX Options?)

File number: RG96-91
Date filed: October 24, 1996
Description:

RG96-091 Supplement to Options Disclosure Document Regarding Flexible Exchange Options (?FLEX Options?)

File number: RG96-90
Date filed: October 18, 1996
Description:

RG96-090 Limitation on Non-Market-Maker Activity

File number: RG96-89
Date filed: October 16, 1996
Description:

RG96-089 INTER-EXCHANGE PROCEDURES IN VOLATILE MARKETS

File number: RG96-88
Date filed: October 16, 1996
Description:

RG96-088 Expiration Friday Trade Checking, All Classes - Post 1, Post 2 & Post 3

File number: RG96-86
Date filed: October 3, 1996
Description:

RG96-086 Capital and Margin Requirements for the Goldman Sachs Technology Indexes ("GSTI")

File number: RG96-85
Date filed: October 1, 1996
Description:

RG96-085 Due Date for Membership Applications to be Considered at the November 1996 Membership Committee Meeting

File number: RG96-84
Date filed: September 27, 1996
Description:

RG96-084 Options on Hanson plc (HAN/HZN)

File number: RG96-83
Date filed: September 13, 1996
Description:

RG96-083 As of Add Summary Fine Program

File number: RG96-82
Date filed: September 13, 1996
Description:

RG96-082 SPX Position and Exercise Limit Increase and Expanded Hedge Exemptions in all Index Option Classes

File number: RG96-81
Date filed: September 12, 1996
Description:

RG96-081 Committee Standards and Procedures

File number: RG96-80
Date filed: September 9, 1996
Description:

RG96-080 Put Escrow Receipts Eligible for Deposit With OCC

File number: RG96-79
Date filed: September 11, 1996
Description:

RG96-079 Expiration Friday Trade Checking, All Classes - Post 1, Post 2 & Post 3

File number: RG96-78
Date filed: August 21, 1996
Description:

RG96-078 Summer Casual Day Trading Floor Dress Code

File number: RG96-69
Date filed: July 16, 1996
Description:

RG96-69 Index Classes Eligible for NASD Short Sale Rule Option Market-Maker Exemption

File number: RG96-68
Date filed: July 16, 1996
Description:

RG96-68 Automatic Suspension of RAES

File number: RG96-67
Date filed: July 17, 1996
Description:

RG96-67 RAES Participation Requirements Respecting OEX Option Classes

File number: RG96-66
Date filed: July 15, 1996
Description:

RG96-66 Due Date for Membership Applications to be Considered at the August 1996 Membership Committee Meeting

File number: RG96-58
Date filed: June 26, 1996
Description:

RG96-058 SPX RAES Eligibility

File number: RG96-35
Date filed: April 12, 1996
Description:

RG96-035 DPM Participation Rights

File number: RG96-33
Date filed: April 4, 1996
Description:

RG96-033 Addition of a New Class of Nasdaq-100 Index© Options Due to a Change in the Method of Calculating Exercise-Settlement Value

File number: RG96-32
Date filed: April 10, 1996
Description:

RG96-032 Market-Maker Use of Orders/Floor Broker Representation of Market-Maker Orders

File number: RG96-30
Date filed: March 22, 1996
Description:

RG96-030 Food/Drink on the Exchange Trading Floor

File number: RG96-29
Date filed: March 22, 1996
Description:

RG96-029 Firm Facilitation Position Limit Exemption

File number: RG96-28
Date filed: March 18, 1996
Description:

RG96-028 Joint Account Participant Trading In Equity Options

File number: RG96-26
Date filed: March 6, 1996
Description:

RG96-026 Expiration Friday Trade Checking, TMX Crowd - Post 1 Station 9

File number: RG96-24
Date filed: February 27, 1996
Description:

RG96-024 Binding Contracts and Multi-Market Orders

File number: RG96-21
Date filed: February 15, 1996
Description:

RG96-021 Due Date for Membership Applications to be Considered at the March 1996 Membership Committee Meeting

File number: RG96-20
Date filed: February 13, 1996
Description:

RG96-020 Exchange Committees Standards and Availability of Committee Minutes

File number: RG96-16
Date filed: January 29, 1996
Description:

RG96-016 Option Series Delisting Program

File number: RG96-14
Date filed: January 19, 1996
Description:

RG96-014 Options on U.S. Robotics, Inc. (UQX)

File number: RG96-13
Date filed: January 24, 1996
Description:

RG96-013 1995 Regulatory Circulars

File number: RG96-12
Date filed: January 18, 1996
Description:

RG96-012 Due Date for Membership Applications to be Considered at the February 1996 Membership Committee Meeting

File number: RG96-11
Date filed: January 17, 1996
Description:

RG96-011 Exercise of American-Style Options

File number: RG96-106
Date filed: December 27, 1996
Description:

RG96-106 Rule 6.51 - Recording of Opposing Party Trade Information

File number: RG96-105
Date filed: December 23, 1996
Description:

RG96-105 Reporting of Warrant Positions (RG95-32 Reissued)

File number: RG96-104
Date filed: December 12, 1996
Description:

RG96-104 Expiration Friday Trade Checking, All Classes - Post 1, Post 2, Post 3 and Post 5

File number: RG96-103
Date filed: December 12, 1996
Description:

RG96-103 December 24, 1996, Early Exercise Advice Cutoff Time

File number: RG96-102
Date filed: December 9, 1996
Description:

RG96-102 Gratuities - Rule 4.4

File number: RG96-100
Date filed: December 11, 1996
Description:

RG96-100 Closing Rotation on December 31, 1996

File number: RG96-10
Date filed: January 17, 1996
Description:

RG96-010 Exchange Rule 8.9(b) Reporting of Market-Maker Equity Transactions

File number: RG96-099
Date filed: December 11, 1996
Description:

RG96-099 Pre-Arranged Trading (RG95-48 Reissued)

File number: RG96-087
Date filed: October 4, 1996
Description:

RG96-087 DPM Participation Rights

File number: RG96-08
Date filed: January 12, 1996
Description:

RG96-008 DPM Participation Rights

File number: RG96-077
Date filed: August 20, 1996
Description:

RG96-077 Capital and Margin Requirements for Standard & Poors ("S&P")/Barra Growth Index and S&P/Barra Value Index.

File number: RG96-076
Date filed: August 9, 1996
Description:

RG96-076 Expiration Friday Trade Checking, All Classes - Post 1 & Post 2

File number: RG96-075
Date filed: August 14, 1996
Description:

RG96-075 Exchange Rule 6.51 - "Reporting Duties"

File number: RG96-074
Date filed: July 31, 1996
Description:

RG96-074 Smith Barney Holdings, Inc. - S&P 500 Equity Linked Notes ?¤ due August *, 2001

File number: RG96-073
Date filed: July 29, 1996
Description:

RG96-073 OEX Telephone Policy

File number: RG96-072
Date filed: July 19, 1996
Description:

RG96-072 Circuit Breaker Modifications

File number: RG96-071
Date filed: July 18, 1996
Description:

RG96-071 Merrill Lynch & Co., Inc. - Technology Market Index Target-Term Securities ?¤ , due July * , 2001 š§MITTS š¨

File number: RG96-070
Date filed: July 18, 1996
Description:

RG96-070 Rule 6.55 - Multiple Representation Prohibited

File number: RG96-07
Date filed: January 9, 1996
Description:

RG96-007 Approval of CBOE Rule 9.24

File number: RG96-065
Date filed: July 15, 1996
Description:

RG96-065 Expiration Friday Trade Checking, All Classes - Post 1

File number: RG96-064
Date filed: July 22, 1996
Description:

RG96-064 Unhedged Position and Exercise Limits

File number: RG96-063
Date filed: July 11, 1996
Description:

RG96-063 OEX Telephone Line Applications

File number: RG96-062
Date filed: July 9, 1996
Description:

RG96-062 Automatic Suspension of RAES

File number: RG96-061
Date filed: July 5, 1996
Description:

RG96-061 DPM Participation Rights

File number: RG96-060
Date filed: July 2, 1996
Description:

RG96-060 July 5, 1996, Early Excercise Advice Cutoff Time

File number: RG96-06
Date filed: January 9, 1996
Description:

RG96-006 Fine Schedule for OEX Crowd Standards of Trading Conduct

File number: RG96-059
Date filed: July 1, 1996
Description:

RG96-059 Trading in Securities Subject to Chapter 30 Rules

File number: RG96-057
Date filed: June 20, 1996
Description:

RG96-057 SPX RAES Log On Obligations

File number: RG96-056
Date filed: June 19, 1996
Description:

RG96-056 Calculation of Exercise-Settlement Values for Nasdaq-100 Index© Options

File number: RG96-055
Date filed: June 17, 1996
Description:

RG96-055 Expiration Friday Trade Checking All Classes - Post 1 Station 9

File number: RG96-054
Date filed: June 4, 1996
Description:

RG96-054 Member Disclosure of Outside Investment Accounts

File number: RG96-053
Date filed: June 5, 1996
Description:

RG96-053 Fire Drill

File number: RG96-052
Date filed: May 31, 1996
Description:

RG96-052 Options on Presstek, Inc. (PQK)

File number: RG96-051
Date filed: May 29, 1996
Description:

RG96-051 Strike Prices for MXX Options

File number: RG96-050
Date filed: May 28, 1996
Description:

RG96-050 Options on Wellpoint Health Networks, Inc. ("WLP") (Supersedes RG96-49)

File number: RG96-05
Date filed: January 5, 1996
Description:

RG96-005 Options on the NASDAQ 100 Index (NDX)

File number: RG96-049
Date filed: May 23, 1996
Description:

RG96-049 Options on Wellpoint Health Networks, Inc. ("WLP")

File number: RG96-048
Date filed: May 23, 1996
Description:

RG96-048 Trading Floor Dress Code on Casual Days (RG95-108 Revised)

File number: RG96-047
Date filed: May 22, 1996
Description:

RG96-047 1996 Paperback Constitution & Rules (RG95-53 Revised)

File number: RG96-046
Date filed: May 15, 1996
Description:

RG96-046 DPM Product Concentration & Equity Requirement Guidelines

File number: RG96-045
Date filed: May 14, 1996
Description:

RG96-045 Position Limit Narrow Based Index Hedge

File number: RG96-044
Date filed: May 15, 1996
Description:

RG96-044 Schedule of Fines That May Be Imposed Pursuant to Rule 17.50 For Violations of OEX Crowd Standards of Trading Conduct

File number: RG96-043
Date filed: May 15, 1996
Description:

RG96-043 OEX Firm Quote Program (RG96-25 and 90-09 Revised)

File number: RG96-042
Date filed: May 13, 1996
Description:

RG96-042 Expiration Friday Trade Checking, All Classes - Post 1 Station 9

File number: RG96-041
Date filed: May 2, 1996
Description:

RG96-041 Member Death Benefit

File number: RG96-040
Date filed: April 29, 1996
Description:

RG96-040 OEX and Equity Crowd Telephone Policy

File number: RG96-04
Date filed: January 22, 1996
Description:

RG96-004 Unhedged Position and Exercise Limits

File number: RG96-039
Date filed: April 29, 1996
Description:

RG96-039 Capital and Margin Requirements for CBOE Gold and Oil Indexes

File number: RG96-038
Date filed: April 19, 1996
Description:

RG96-038 Applications for OEX Telephones (96-36 Supplements)

File number: RG96-037
Date filed: April 15, 1996
Description:

RG96-037 Expiration Friday Trade Checking, All Classes Post 1 Station 9

File number: RG96-036
Date filed: April 15, 1996
Description:

RG96-036 Pending OEX Telephone Policy

File number: RG96-034
Date filed: April 8, 1996
Description:

RG96-034 Launch of NDX FLEX on April 10

File number: RG96-031
Date filed: March 26, 1996
Description:

RG96-031 DPM Product Concentration and Capital Requirement Guidelines

File number: RG96-03
Date filed: January 1, 1996
Description:

RG96-003 Membership Application and Other Membership Fees

File number: RG96-027
Date filed: March 26, 1996
Description:

RG96-027 Index Classes Eligible for NASD Short Sale Rule Option Market-Maker Exemption

File number: RG96-025
Date filed: March 13, 1996
Description:

RG96-025 OEX Crowd Standards of Trading Conduct

File number: RG96-023
Date filed: February 28, 1996
Description:

RG96-023 Monthly Option Series Delisting Program

File number: RG96-022
Date filed: February 16, 1996
Description:

RG96-022 Caputal and Margin Requirements for CBOE Automotive and Internet Index Options

File number: RG96-02
Date filed: January 10, 1996
Description:

RG96-002 Exercises on the Day Prior to Expiration for Position Limit Purposes

File number: RG96-019
Date filed: February 20, 1996
Description:

RG96-019 Irrevocable Exercise and Short Sale Requirements

File number: RG96-018
Date filed: February 8, 1996
Description:

RG96-018 Options on U.S. Robotics, Inc. (UQX)

File number: RG96-017
Date filed: February 7, 1996
Description:

RG96-017 Revised Daily New Option Series Listing Procedures

File number: RG96-015
Date filed: January 19, 1996
Description:

RG96-015 SIPC Year-End Filing Requirements

File number: RG96-01
Date filed: January 2, 1996
Description:

RG96-001 FOCUS REPORT (Form X-17A-5) 1995 Year-End Filing Due March 1, 1996