Product Restrictions

RG14-178 Restrictions on Transactions in Veolia Environment (VE)

December 23, 2014

RG14-178 Restrictions on Transactions in Veolia Environment (VE)

RG14-173 Restrictions on Transactions in Forest Oil Corporation (FST)

December 17, 2014

RG14-173 Restrictions on Transactions in Forest Oil Corporation (FST)

RG14-163 Restrictions on Transactions in Dendreon Corporation (DNDN)

November 19, 2014

RG14-163 Restrictions on Transactions in Dendreon Corporation (DNDN)

RG14-160 Restrictions on Transactions in Education Management Corporation (EDMC)

November 13, 2014

RG14-160 Restrictions on Transactions in Education Management Corporation (EDMC)

RG14-150 Restrictions on Transactions in Cal Dive International, Inc (DVR)

October 30, 2014

RG14-150 Restrictions on Transactions in Cal Dive International, Inc (DVR)

RG14-149 Restrictions on Transactions in Eagle Bulk Shipping Inc. (EGLE)

October 24, 2014

RG14-149 Restrictions on Transactions in Eagle Bulk Shipping Inc. (EGLE)

RG14-145 Restrictions on Transactions in GT Advanced Technologies, Inc. (GTAT)

October 15, 2014

RG14-145 Restrictions on Transactions in GT Advanced Technologies, Inc. (GTAT)

RG14-144 Restrictions on Transactions in Endeavour International Corporation (END)

October 13, 2014

RG14-144 Restrictions on Transactions in Endeavour International Corporation (END)

RG14-137 Restrictions on Transactions in NII Holdings, Inc. (NIHD)

September 24, 2014

RG14-137 Restrictions on Transactions in NII Holdings, Inc. (NIHD)

RG14-135 Restrictions on Transactions in KiOR, Inc. (KIOR)

September 23, 2014

RG14-135 Restrictions on Transactions in KiOR, Inc. (KIOR)

RG14-109 Restrictions on Transactions in Body Central Corp. (BODY)

July 09, 2014

RG14-109 Restrictions on Transactions in Body Central Corp. (BODY)

RG14-086 Restrictions on Transactions in China GengSheng Minerals, Inc. (CHGS)

June 09, 2014

RG14-086 Restrictions on Transactions in China GengSheng Minerals, Inc. (CHGS)

RG14-071 Restrictions on Transactions in Desarrolladora Homex (HXM)

May 05, 2014

RG14-071 Restrictions on Transactions in Desarrolladora Homex (HXM)

RG14-065 Restrictions on Transactions in Genco Shipping & Trading Ltd (GNK)

April 22, 2014

RG14-065 Restrictions on Transactions in Genco Shipping & Trading Ltd (GNK)

RG14-066 Restrictions on Transactions in Coldwater Creek, Inc. (CWTR)

April 22, 2014

RG14-066 Restrictions on Transactions in Coldwater Creek, Inc. (CWTR)

RG14-063 Restrictions on Transactions in James River Coal Company (JRCC)

April 17, 2014

RG14-063 Restrictions on Transactions in James River Coal Company (JRCC)

RG14-044 Restrictions on Transactions in LDK Solar Co., Ltd. (LDK)

April 01, 2014

RG14-044 Restrictions on Transactions in LDK Solar Co., Ltd. (LDK)

Restricted Series Closing Orders Only MCP MR 88, 92, 97, 98 Calls and Puts

March 19, 2014

Restricted Series Closing Orders Only MCP MR 88, 92, 97, 98 Calls and Puts

Restricted Series Closing Orders Only KORS MR 82 Call and Put

March 19, 2014

Restricted Series Closing Orders Only KORS MR 82 Call and Put

RG14-034 Restrictions on Transactions in Accretive Health, Inc. (AH)

March 14, 2014

RG14-034 Restrictions on Transactions in Accretive Health, Inc. (AH)

Restricted Series Closing Orders Only ARWR

March 14, 2014

Restricted Series Closing Orders Only ARWR

RG14-032 Restrictions on Transactions in GSE Holdings, Inc (GSE)

March 05, 2014

RG14-032 Restrictions on Transactions in GSE Holdings, Inc (GSE)

RG14-026 Restrictions on Transactions in Alumina Limited (AWC)

February 27, 2014

RG14-026 Restrictions on Transactions in Alumina Limited (AWC)

RG14-022 Restrictions on Transactions in Avid Technology, Inc (AVID)

February 25, 2014

RG14-022 Restrictions on Transactions in Avid Technology, Inc (AVID)

RG14-013 Restrictions on Transactions in Adjusted Synergy Pharmaceuticals, Inc. (SGYP1)

February 11, 2014

RG14-013 Restrictions on Transactions in Adjusted Synergy Pharmaceuticals, Inc. (SGYP1)