Product Restrictions

Restricted Series Closing Orders Only TWTR, JA 03, 2014, 77.5 Calls and Puts

December 31, 2013

Restricted Series Closing Orders Only TWTR, JA 03, 2014, 77.5 Calls and Puts

RG13-165 Restrictions on Transactions in OCZ Technology Group Inc (OCZ)

December 26, 2013

RG13-165 Restrictions on Transactions in OCZ Technology Group Inc (OCZ)

RG13-142 Restrictions on Transactions in SunTech Power Holdings CO, LTD. (STP)

December 13, 2013

RG13-142 Restrictions on Transactions in SunTech Power Holdings CO, LTD. (STP)

RG13-159 Restrictions on Transactions in Velti PLC (VELT)

December 13, 2013

RG13-159 Restrictions on Transactions in Velti PLC (VELT)

Restricted Series Closing Orders Only HD NO 16, 2013 77 Call and Put

November 15, 2013

Restricted Series Closing Orders Only HD NO 16, 2013 77 Call and Put

Restricted Series Closing Orders Only ABX Jan 17 2015 37 Call and Put

October 24, 2013

Restricted Series Closing Orders Only ABX Jan 17 2015 37 Call and Put

RG13-130 Restrictions on Transactions in Savient Pharmaceuticals, Inc (SVNT

October 16, 2013

RG13-130 Restrictions on Transactions in Savient Pharmaceuticals, Inc (SVNT

RG13-121 Restrictions on Transactions in Lone Pine Resources Inc. (LPR)

September 13, 2013

RG13-121 Restrictions on Transactions in Lone Pine Resources Inc. (LPR)

RG13-116 Restrictions on Transactions in Furniture Brands International (FBN)

August 28, 2013

RG13-116 Restrictions on Transactions in Furniture Brands International (FBN)

RG13-114 Restrictions on Transactions in TranSwitch Corporation (TXCC)

August 22, 2013

RG13-114 Restrictions on Transactions in TranSwitch Corporation (TXCC)

RG13-101 Restrictions on Transactions in Kubota Corporation (KUB)

July 16, 2013

RG13-101 Restrictions on Transactions in Kubota Corporation (KUB)

RG13-092 Restrictions on Transactions in Exide Technologies (XIDE)

June 21, 2013

RG13-092 Restrictions on Transactions in Exide Technologies (XIDE)

RG13-089 Restrictions on Transactions in Excel Maritime Carriers Ltd. (EXM)

June 12, 2013

RG13-089 Restrictions on Transactions in Excel Maritime Carriers Ltd. (EXM)

RG13-086 Restrictions on Transactions in Tata Communications Ltd. (TCL)

June 07, 2013

RG13-086 Restrictions on Transactions in Tata Communications Ltd. (TCL)

RG13-085 Restrictions on Transactions in Jaguar Mining, Inc. (JAG)

June 07, 2013

RG13-085 Restrictions on Transactions in Jaguar Mining, Inc. (JAG)

RG13-084 Restrictions on Transactions in Affymax, Inc. (AFFY)

June 05, 2013

RG13-084 Restrictions on Transactions in Affymax, Inc. (AFFY)

RG13-082 Restrictions on Transactions in Adjusted McMoRan Exploration Co. (MMR1)

June 04, 2013

RG13-082 Restrictions on Transactions in Adjusted McMoRan Exploration Co. (MMR1)

RG13-081 Restrictions on Transactions in Telestone Technologies Corporation (TSTC)

June 03, 2013

RG13-081 Restrictions on Transactions in Telestone Technologies Corporation (TSTC)

RG13-080 Restrictions on Transactions in China Shen Zhou Mining & Resources, Inc (SHZ)

May 28, 2013

RG13-080 Restrictions on Transactions in China Shen Zhou Mining & Resources, Inc (SHZ)

RG13-072 Restrictions on Transactions in New Energy Systems Group (NEWN)

May 06, 2013

RG13-072 Restrictions on Transactions in New Energy Systems Group (NEWN)

RG13-059 Restrictions on Transactions in Central European Distribution Corp (CEDC)

April 11, 2013

RG13-059 Restrictions on Transactions in Central European Distribution Corp (CEDC)

RG13-056 Restrictions on Transactions in Saba Software, Inc (SABA)

April 09, 2013

RG13-056 Restrictions on Transactions in Saba Software, Inc (SABA)

RG13-052 Restrictions on Transactions in GMX Resources, Inc. (GMXR)

April 02, 2013

RG13-052 Restrictions on Transactions in GMX Resources, Inc. (GMXR)

Restricted Series Closing Orders Only UNP

March 28, 2013

Restricted Series Closing Orders Only UNP

Restricted Series Closing Orders Only AL

March 19, 2013

Restricted Series Closing Orders Only AL

RG13-045 Restrictions on Transactions in Gold Reserve Inc. (GRZ)

March 15, 2013

RG13-045 Restrictions on Transactions in Gold Reserve Inc. (GRZ)

RG13-039 Restrictions on Transactions in Sycamore Networks, Inc. (SCMR)

March 08, 2013

RG13-039 Restrictions on Transactions in Sycamore Networks, Inc. (SCMR)

RG13-033 Restrictions on Transactions in Adjusted Leucadia National Corporation (LUK1)

February 26, 2013

RG13-033 Restrictions on Transactions in Adjusted Leucadia National Corporation (LUK1)

RG13-029 Restrictions on Transactions in Adjusted Gold Fields Limited (GFI1)

February 21, 2013

RG13-029 Restrictions on Transactions in Adjusted Gold Fields Limited (GFI1)

RG13-020 Restrictions on Transactions in Myrexis, Inc (MYRX)

January 31, 2013

RG13-020 Restrictions on Transactions in Myrexis, Inc (MYRX)

RG13-017 Restrictions on Transactions in Powerwave Technologies, Inc (PWAV)

January 29, 2013

RG13-017 Restrictions on Transactions in Powerwave Technologies, Inc (PWAV)

RG13-010 Restrictions on Transactions in Deer Consumer Products, Inc (DEER)

January 11, 2013

RG13-010 Restrictions on Transactions in Deer Consumer Products, Inc (DEER)