Product Restrictions

RG11- 171 Restrictions on Transactions in Reddy Ice Holdings Inc. (FRZ)

December 29, 2011

RG11- 171 Restrictions on Transactions in Reddy Ice Holdings Inc. (FRZ)

RG11-168 Restrictions on Transactions in Delta Petroleum Corporation (DPTR

December 28, 2011

RG11-168 Restrictions on Transactions in Delta Petroleum Corporation (DPTR

RG11- 169 Restrictions on Transactions in China Education Alliance, Inc. (CEU)

December 28, 2011

RG11- 169 Restrictions on Transactions in China Education Alliance, Inc. (CEU)

RG11-157 Restrictions on Transactions in Telecom Corporation of New Zealand Telecom Corporation of New Zealand Adjusted Symbol (NZT1

December 06, 2011

RG11-157 Restrictions on Transactions in Telecom Corporation of New Zealand Telecom Corporation of New Zealand Adjusted Symbol (NZT1

RG11- 155 Restrictions on Transactions in Evergreen Energy Inc. (EEE)

December 02, 2011

RG11- 155 Restrictions on Transactions in Evergreen Energy Inc. (EEE)

RG11- 146 Restrictions on Transactions in PMI Group (PMI)

November 25, 2011

RG11- 146 Restrictions on Transactions in PMI Group (PMI)

RG11- 140 Restrictions on Transactions in General Maritime Corporation (GMR)

November 18, 2011

RG11- 140 Restrictions on Transactions in General Maritime Corporation (GMR)

Restricted Series Closing Orders Only DYN

November 10, 2011

Restricted Series Closing Orders Only DYN

RG11-129 Restrictions on Transactions in MF Global Holdings Ltd. (MF)

November 02, 2011

RG11-129 Restrictions on Transactions in MF Global Holdings Ltd. (MF)

Restricted Series closing Orders Only LVS

September 20, 2011

Restricted Series closing Orders Only LVS

Restricted Class closing Orders Only JPM

August 19, 2011

Restricted Class closing Orders Only JPM

Restricted Series closing Orders Only ALU 2

June 30, 2011

Restricted Series closing Orders Only ALU 2

Restricted Series closing Orders Only RIMM

June 22, 2011

Restricted Series closing Orders Only RIMM

RG11- 071 Restrictions on Transactions in Crystallex International Corporation (KRY)

June 06, 2011

RG11- 071 Restrictions on Transactions in Crystallex International Corporation (KRY)

RG11- 067 Restrictions on Transactions in Millicom International Cellular S.A. (MICC).

May 27, 2011

RG11- 067 Restrictions on Transactions in Millicom International Cellular S.A. (MICC).

RG11-058 Restrictions on Transactions in Jackson Hewitt Tax Services, Inc. (JTX)

May 09, 2011

RG11-058 Restrictions on Transactions in Jackson Hewitt Tax Services, Inc. (JTX)

Restricted Series closing Orders Only ALU

May 05, 2011

Restricted Series closing Orders Only ALU

Restricted Series closing Orders Only SPWRB

May 03, 2011

Restricted Series closing Orders Only SPWRB

RG11-045 Restrictions on Transactions in FUQI International, Inc. (FUQI

March 29, 2011

RG11-045 Restrictions on Transactions in FUQI International, Inc. (FUQI

Restricted Series closing Orders Only DSCM

March 28, 2011

Restricted Series closing Orders Only DSCM

RG11-044 Restrictions on Transactions in Crucell N.V. (CRXL)

March 28, 2011

RG11-044 Restrictions on Transactions in Crucell N.V. (CRXL)

RG11-041 Restrictions on Transactions in Subsea 7 S.A. (SUBC)

March 08, 2011

RG11-041 Restrictions on Transactions in Subsea 7 S.A. (SUBC)

RG11-040 Restrictions on Transactions in Repsol YPF SA (REP)

March 07, 2011

RG11-040 Restrictions on Transactions in Repsol YPF SA (REP)

RG11-032 Restrictions on Transactions inSeahawk Drilling, Inc. (HAWK

February 24, 2011

RG11-032 Restrictions on Transactions inSeahawk Drilling, Inc. (HAWK

RG11-029 Restrictions on Transactions in Borders Group Inc. (BGP)

February 16, 2011

RG11-029 Restrictions on Transactions in Borders Group Inc. (BGP)

RG11-024 Restrictions on Transactions in NMT Medical, Inc NMTI

February 07, 2011

RG11-024 Restrictions on Transactions in NMT Medical, Inc NMTI

RG11-015 Restrictions on Transactions in Volt Information Sciences, Inc. (VOL)

January 27, 2011

RG11-015 Restrictions on Transactions in Volt Information Sciences, Inc. (VOL)

Restrictions on Transactions in CBOE 10 Year Interest Rate (TNX)

January 04, 2011

Restrictions on Transactions in CBOE 10 Year Interest Rate (TNX)