Product Restrictions

RG10-128 Restrictions on Transactions in RINO International Corp. RINO

December 08, 2010

RG10-128 Restrictions on Transactions in RINO International Corp. RINO

RG10-115 Restrictions on Transactions in Penwest Pharmaceuticals ("PPCO")

November 08, 2010

RG10-115 Restrictions on Transactions in Penwest Pharmaceuticals ("PPCO")

RG10-114 Restrictions on Transactions in Raser Tech, Inc. (?RZ/RZTI?)

November 03, 2010

RG10-114 Restrictions on Transactions in Raser Tech, Inc. (?RZ/RZTI?)

Restricted Series closing Orders Only PAL

October 27, 2010

Restricted Series closing Orders Only PAL

Restricted Series closing Orders Only WMT

October 27, 2010

Restricted Series closing Orders Only WMT

Restricted Series closing Orders Only SAYCY

October 14, 2010

Restricted Series closing Orders Only SAYCY

RG10-106 Restrictions on Transactions in Satyam Computer Services Ltd. (?SAY/SAYCY?

October 14, 2010

RG10-106 Restrictions on Transactions in Satyam Computer Services Ltd. (?SAY/SAYCY?

Restricted Series Closing Orders Only RDWR

September 15, 2010

Restricted Series Closing Orders Only RDWR

RG10-97 Restrictions on Transactions in Trico Marine Services, Inc. (?TRMA?)

September 08, 2010

RG10-97 Restrictions on Transactions in Trico Marine Services, Inc. (?TRMA?)

Restricted Series closing Orders Only AAPL

August 03, 2010

Restricted Series closing Orders Only AAPL

Restricted Series Closing Orders Only DTEGY Deutsche Telekom AG

July 13, 2010

Restricted Series Closing Orders Only DTEGY Deutsche Telekom AG

G10-85 Restrictions on Transactions in Deutsche Telekom AG ADS (?DT/DTEGY?)

July 12, 2010

G10-85 Restrictions on Transactions in Deutsche Telekom AG ADS (?DT/DTEGY?)

Restricted Series Closing Orders Only TSLA Tesla Motors, Inc

July 09, 2010

Restricted Series Closing Orders Only TSLA Tesla Motors, Inc

RG10-84 Restrictions on Transactions in Federal National Mortgage Association (?FNM/FNMA?)

July 08, 2010

RG10-84 Restrictions on Transactions in Federal National Mortgage Association (?FNM/FNMA?)

RG10-79 Restrictions on Transactions in Blockbuster Inc. (?BBI/BLOKA?)

July 06, 2010

RG10-79 Restrictions on Transactions in Blockbuster Inc. (?BBI/BLOKA?)

ZOLT 2012 Restricted Series

June 09, 2010

ZOLT 2012 Restricted Series

RG10-66 Restrictions on Transactions in Restrictions on Transactions in Daimler AG (?DAI

June 07, 2010

RG10-66 Restrictions on Transactions in Restrictions on Transactions in Daimler AG (?DAI

Restricted Series closing Orders Only X

May 24, 2010

Restricted Series closing Orders Only X

RG10-56 Restrictions Lifted on Blue Nile Inc. (?NILE?)

May 19, 2010

RG10-56 Restrictions Lifted on Blue Nile Inc. (?NILE?)

Restricted Series closing Orders Only BRO

May 03, 2010

Restricted Series closing Orders Only BRO

RG10-44 Restrictions on Transactions in AXA SA ("AXA & adj. ULB")

March 26, 2010

RG10-44 Restrictions on Transactions in AXA SA ("AXA & adj. ULB")

RG09-126 CIT Restrictions Lifted

January 04, 2010

RG09-126 CIT Restrictions Lifted