Cboe EDGX U.S. Equities Exchange Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-EDGX-2015-41
Date filed: September 3, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rules 1.5(s), 11.1(a)(1), 11.6 and 11.8.

Approved and Immediately Effective Rule Changes

File number: SR-EDGX-2015-52
Date filed: October 28, 2015
Description:

EDGX Exchange, Inc. proposes a change to Rule 21.8, Order Display and Book Processing.

File number: SR-EDGX-2015-51
Date filed: October 23, 2015
Description:

EDGX Exchange, Inc. proposes a rule change to amend Rules 3.22, Proxy Voting, and 13.3, Forwarding or Proxy and other Issuer Materials.

File number: SR-EDGX-2015-50
Date filed: October 28, 2015
Description:

EDGX Exchange, Inc. proposes a rule change to amend Rules 21.2, 21.6, and 21.7, as they Relate to Order Acceptance Time.

File number: SR-EDGX-2015-49
Date filed: October 20, 2015
Description:

EDGX Exchange, Inc. proposes a rule change to Rule 20.6, Nullification and Adjustment of Options Transactions including Obvious Errors.

File number: SR-EDGX-2015-48
Date filed: October 9, 2015
Description:

EDGX Exchange, Inc. proposed to amend Rule 19.3 to Allow the Listing of Certain Options Based on International Indexes.

File number: SR-EDGX-2015-47
Date filed: October 14, 2015
Description:

EDGX Exchange, Inc. proposed to adopt Rule 21.17, Exchange Sharing of User Designated Risk Settings.

File number: SR-EDGX-2015-46
Date filed: October 13, 2015
Description:

EDGX Exchange, Inc. proposed to amend Rule 11.11, Routing to Away Trading Centers.

File number: SR-EDGX-2015-45
Date filed: October 2, 2015
Description:

EDGX Exchange, Inc.; proposes a rule change to adopt Rule 2.4, Mandatory Participation in Testing of Backup Systems.

File number: SR-EDGX-2015-44
Date filed: September 30, 2015
Description:

EDGX Exchange, Inc.; proposed a rule change to adopt Rule 3.20, Influencing or Rewarding Employees of Others.

File number: SR-EDGX-2015-43
Date filed: September 23, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 3.13, Payments Involving Publications that Influence the Market Price of a Security.

File number: SR-EDGX-2015-42
Date filed: September 21, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 11.15, Clearly Erroneous Executions.

File number: SR-EDGX-2015-40
Date filed: August 31, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 11.21(d), relating to the Routing of Retail Orders.

File number: SR-EDGX-2015-39
Date filed: August 18, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 13.4 relating to the reactivation of NSX.

File number: SR-EDGX-2015-38.pdf
Date filed: August 24, 2015
Description:

Proposal to adopt fees for a market data product known as EDGX Book Viewer.

File number: SR-EDGX-2015-37
Date filed: August 11, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 2.11, BATS Trading as Outbound Router.

File number: SR-EDGX-2015-36
Date filed: August 7, 2015
Description:

Proposal to amend Rule 13.8 to describe the market data product EDGX Book Viewer.

File number: SR-EDGX-2015-35
Date filed: July 28, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-34
Date filed: July 14, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-33
Date filed: July 8, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 to align with similar rules of the BATS Exchange, Inc.

File number: SR-EDGX-2015-32
Date filed: July 2, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-29
Date filed: June 30, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-28
Date filed: July 1, 2015
Description:

EDGX Exchange, Inc. proposes to amend the market data section of its fee schedule.

File number: SR-EDGX-2015-27
Date filed: June 9, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-26
Date filed: June 9, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-22
Date filed: May 8, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-21-Amendment-No-1
Date filed: May 15, 2015
Description:

Amendment to SR-EDGX-2015-21.

File number: SR-EDGX-2015-21
Date filed: May 5, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 11.2 to state that the Exchange will not designate for trading any security admitted to unlisted trading privileges on the Exchange unless that security satisfies certain liquidity requirements.

File number: SR-EDGX-2015-19
Date filed: April 28, 2015
Description:

EDGX Exchange, Inc. proposes to change the name of "ConnectEdge" product offering under Rule 13.9 to "BATS Connect".

File number: SR-EDGX-2015-18-Amendment-No-3
Date filed: August 7, 2015
Description:

Amendment to SR-EDGX-2015-18

File number: SR-EDGX-2015-18-Amendment-No-2
Date filed: August 6, 2015
Description:

Amendment to SR-EDGX-2015-18

File number: SR-EDGX-2015-18-Amendment-No-1
Date filed: August 3, 2015
Description:

Amendment to SR-EDGX-2015-18

File number: SR-EDGX-2015-18
Date filed: April 30, 2015
Description:

EDGX Exchange, Inc. proposes to establish rules governing the trading of options on the EDGX Options Exchange.

File number: SR-EDGX-2015-17
Date filed: April 1, 2015
Description:

Proposal to amend the content of the BATS One Feed under Rule 13.8(b) to include consolidated volume for all listed equity securities

File number: SR-EDGX-2015-16
Date filed: April 1, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-15
Date filed: March 26, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 regarding the Limit Up-Limit Down Plan.

File number: SR-EDGX-2015-14
Date filed: March 17, 2015
Description:

EDGX Exchange, Inc. proposes to amend the fees for the BATS One Market Data Product.

File number: SR-EDGX-2015-13
Date filed: March 2, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-12
Date filed: February 26, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-11
Date filed: February 23, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 11.11, Routing to Away Trading Centers, to delete references to the ROLF routing option, which routed orders to LavaFlow ECN.

File number: SR-EDGX-2015-10
Date filed: February 5, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 8.15 entitled Imposition of Fines for Minor Violation(s) of Rules.

File number: SR-EDGX-2015-09
Date filed: February 2, 2015
Description:

EDGX Exchange, Inc. proposes to establish fees for EDGX Top, EDGX Last Sale, and the BATS One Feed.

File number: SR-EDGX-2015-07
Date filed: January 30, 2015
Description:

EDGX Exchange, Inc. proposes to amend its Fee Schedule.

File number: SR-EDGX-2015-06
Date filed: January 30, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rules 1.5, 2.3, 2.5, and 2.6 related to the registration requirements for its members.

File number: SR-EDGX-2015-05
Date filed: January 28, 2015
Description:

EDGX Exchange, Inc. proposes to amend its fee schedule to increase the fee for orders yielding fee code K.

File number: SR-EDGX-2015-04
Date filed: January 16, 2015
Description:

EDGX Exchange, Inc. proposes to make non-substantive amendments and clarifications to the fee schedule.

File number: SR-EDGX-2015-03
Date filed: January 8, 2015
Description:

EDGX Exchange, Inc. proposed to amend certain rules to adopt or align system functionality with that currently offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.

File number: SR-EDGX-2015-02
Date filed: January 7, 2015
Description:

EDGX Exchange, Inc. proposed to clarify the use of certain data feeds.