2012 EDGX Exchange Products Circulars

File number: 2012-100
Date filed: December 20, 2012
Description:

ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF - GSGO and ALPS/GS Momentum Builder Multi-Asset Index ETF - GSMA and ALPS/GS Momentum Builder ASIA ex-Japan Equities and U.S. Treasuries Index ETF - GSAX and ALPS/GS Risk-Adjusted Return U.S. Large Cap Index ETF - GSRA

File number: 2012-099
Date filed: December 19, 2012
Description:

FlexShares Quality Dividend Index Fund - QDF and FlexShares Quality Dividend Defensive Index Fund - QDEF and FlexShares Quality Dividend Dynamic Index Fund - QDYN

File number: 2012-098
Date filed: December 19, 2012
Description:

AdvisorShares Pring Turner Business Cycle - DBIZ

File number: 2012-097
Date filed: December 19, 2012
Description:

Sprott Physical Platinum and Palladium Trust - SPPP

File number: 2012-096
Date filed: December 13, 2012
Description:

ProShares Merger ETF - MRGR

File number: 2012-095
Date filed: December 6, 2012
Description:

PowerShares S&P 500 and and Downside Hedged Portfolio - PHDG

File number: 2012-094
Date filed: November 29, 2012
Description:

PureFunds ISE Diamond/Gemstone ETF - GEMS and PureFunds ISE Mining Service ETF - MSXX and PureFunds ISE Junior Silver (Small Cap Miners/Explorers) ETF - SILJ

File number: 2012-093
Date filed: November 15, 2012
Description:

RBS Rogers Enhanced Commodity Index ETN - RGRC and RBS Rogers Enhanced Agriculture ETN - RGRA and RBS Rogers Enhanced Energy ETN - RGRE and RBS Rogers Enhanced Precious Metals ETN - RGRP and RBS Rogers Enhanced Industrial Metals ETN - RGRI

File number: 2012-092
Date filed: November 7, 2012
Description:

Pyxis/iBoxx Senior Loan ETF - SNLN

File number: 2012-091
Date filed: October 25, 2012
Description:

SPDR S&P 1500 Value Tilt ETF - VLU and SPDR S&P 1500 Momentum Tilt ETF - MMTM

File number: 2012-090
Date filed: October 22, 2012
Description:

iShares Core MSCI Total International Stock ETF - IXUS and iShares Core MSCI EAFE ETF - IEFA and iShares Core MSCI Emerging Markets ETF - IEMG and iShares Core Short-Term U.S. Bond ETF - ISTB

File number: 2012-089
Date filed: October 18, 2012
Description:

PowerShares S&P 500 and and High Dividend Portfolio - SPHD

File number: 2012-088
Date filed: October 17, 2012
Description:

ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN - MORL

File number: 2012-087
Date filed: October 16, 2012
Description:

Vanguard Short-Term Inflation-Protected Securities Index Fund - VTIP

File number: 2012-086
Date filed: October 16, 2012
Description:

EGShares Emerging Markets CORE ETF - EMCR

File number: 2012-085
Date filed: October 11, 2012
Description:

Barclays ETN+ Shiller CAPE Exchange Traded Notes - CAPE

File number: 2012-084
Date filed: October 11, 2012
Description:

FlexShares Ready Access Variable Income Fund - RAVI

File number: 2012-083
Date filed: October 4, 2012
Description:

IQ Hedge Market Neutral Tracker ETF - QMN

File number: 2012-082
Date filed: September 28, 2012
Description:

FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund - TLTD and FlexShares Morningstar Emerging Markets Factor Tilt Index Fund - TLTE

File number: 2012-081
Date filed: September 19, 2012
Description:

WisdomTree China Dividend Ex-Financials Fund - CHXF

File number: 2012-080
Date filed: September 18, 2012
Description:

AdvisorShares STAR Global Buy-Write ETF - VEGA

File number: 2012-079
Date filed: September 13, 2012
Description:

iShares MSCI Frontier 100 Index Fund - FM

File number: 2012-078
Date filed: September 6, 2012
Description:

RBS US Large Cap Alternator Exchange Traded Notes and TM and - ALTL

File number: 2012-077
Date filed: August 30, 2012
Description:

First Trust CBOE S&P 500 VIX Tail Hedge Fund - VIXH

File number: 2012-076
Date filed: August 15, 2012
Description:

EGShares Beyond BRICs ETF - BBRC and EGShares Emerging Market Domestic Demand ETF - EMDD

File number: 2012-075
Date filed: August 14, 2012
Description:

Multi-Asset Diversified Income Index Fund - MDIV and First Trust NASDAQ Technology Dividend Index Fund - TDIV

File number: 2012-074
Date filed: August 8, 2012
Description:

AdvisorShares QAM Equity Hedge ETF - QEH

File number: 2012-073
Date filed: July 25, 2012
Description:

Huntington US Equity Rotation Strategy ETF - HUSE

File number: 2012-072
Date filed: July 19, 2012
Description:

ProShares Ultra Australian Dollar - GDAY and ProShares UltraShort Australian Dollar - CROC

File number: 2012-071
Date filed: July 19, 2012
Description:

PowerShares DWA SmallCap Technical Leaders and TM and Portfolio - DWAS

File number: 2012-070
Date filed: July 18, 2012
Description:

ETRACS Alerian MLP Index ETN - AMU

File number: 2012-069
Date filed: July 17, 2012
Description:

Global X SuperIncome Preferred ETF - SPFF

File number: 2012-068
Date filed: July 17, 2012
Description:

Market Vectors and and Preferred Securities ex Financials ETF - PFXF

File number: 2012-067
Date filed: July 12, 2012
Description:

ProShares UltraPro Financials - FINU and ProShares UltraPro Short Financials - FINZ

File number: 2012-066
Date filed: July 11, 2012
Description:

AdvisorShares Global Alpha & Beta ETF - RRGR

File number: 2012-065
Date filed: June 29, 2012
Description:

ALPS Sector Dividend Dogs ETF - SDOG

File number: 2012-064
Date filed: June 27, 2012
Description:

ProShares Short Euro - EUFX

File number: 2012-063
Date filed: June 21, 2012
Description:

First Trust North American Energy Infrastructure Fund - EMLP

File number: 2012-062
Date filed: June 20, 2012
Description:

Huntington EcoLogical Strategy ETF - HECO

File number: 2012-061
Date filed: June 19, 2012
Description:

SPDR BofA Merrill Lynch Emerging Markets Corporate Bond ETF - EMCD and SPDR BofA Merrill Lynch Crossover Corporate Bond ETF - XOVR

File number: 2012-060
Date filed: June 19, 2012
Description:

United States Metals Index Fund - USMI

File number: 2012-059
Date filed: June 12, 2012
Description:

Sustainable North American Oil Sands ETF - SNDS

File number: 2012-058
Date filed: June 11, 2012
Description:

UBS AG FI Enhanced Big Cap Growth ETN due June 13, 2022 - FBG

File number: 2012-057
Date filed: June 6, 2012
Description:

STREAM S&P Dynamic Roll Global Commodities Fund - BNPC

File number: 2012-056
Date filed: June 5, 2012
Description:

Global X Top Guru Holdings Index ETF - GURU

File number: 2012-055
Date filed: May 31, 2012
Description:

AlphaClone Alternative Alpha ETF - ALFA

File number: 2012-054
Date filed: May 23, 2012
Description:

AdvisorShares Global Echo ETF - GIVE

File number: 2012-053
Date filed: May 23, 2012
Description:

ProShares USD Covered Bond - COBO

File number: 2012-052
Date filed: May 23, 2012
Description:

ETRACS Monthly Pay 2xLeveraged Dow Jones Select Dividend Index ETN - DVYL and ETRACS Monthly Pay 2xLeveraged S&P Dividend ETN - SDYL

File number: 2012-051
Date filed: May 9, 2012
Description:

Market Vectors and and Emerging Markets High Yield Bond Fund - HYEM

File number: 2012-050
Date filed: May 8, 2012
Description:

Arrow Dow Jones Global Yield ETF - GYLD

File number: 2012-049
Date filed: May 1, 2012
Description:

PIMCO Global Advantage Inflation-Linked Bond Strategy Fund - ILB

File number: 2012-048
Date filed: April 26, 2012
Description:

SPDR SSgA Multi-Asset Real Return ETF - RLY and SPDR SSgA Income Allocation ETF - INKM and SPDR SSgA Global Allocation ETF - GAL

File number: 2012-047
Date filed: April 26, 2012
Description:

ETRACS DJ-UBS Commodity Index 2-4-6 Blended Futures ETN due April 30, 2042 - BLND

File number: 2012-046
Date filed: April 26, 2012
Description:

iShares Baa-Ba Corporate Bond Fund - QLTB and iShares B-Ca Rated Corporate Bond Fund - QLTC

File number: 2012-045
Date filed: April 25, 2012
Description:

Guggenheim BulletShares 2016 High Yield Corporate Bond ETF - BSJG and Guggenheim BulletShares 2017 High Yield Corporate Bond ETF - BSJH and Guggenheim BulletShares 2018 High Yield Corporate Bond ETF - BSJI

File number: 2012-044
Date filed: April 25, 2012
Description:

Market Vectors and and Morningstar Wide Moat Research ETF - MOAT

File number: 2012-043
Date filed: April 19, 2012
Description:

Global X MLP ETF - MLPA

File number: 2012-042
Date filed: April 19, 2012
Description:

RBS China Trendpilot and TM and Exchange Traded Notes - TCHI

File number: 2012-041
Date filed: April 19, 2012
Description:

iShares and and Emerging Markets Corporate Bond Fund - CEMB

File number: 2012-040
Date filed: April 13, 2012
Description:

United States Agriculture Index Fund - USAG

File number: 2012-039
Date filed: April 11, 2012
Description:

Market Vectors Fallen Angel High Yield Bond ETF - ANGL

File number: 2012-038
Date filed: April 5, 2012
Description:

iShares Global High Yield Corporate Bond Fund - GHYG and iShares Morningstar Multi-Asset Income Index Fund - IYLD

File number: 2012-037
Date filed: April 3, 2012
Description:

iShares Global ex USD High Yield Corporate Bond Fund - HYXU and iShares Emerging Markets High Yield Bond Fund - EMHY

File number: 2012-036
Date filed: April 3, 2012
Description:

Market Vectors International High-Yield Bond ETF - IHY

File number: 2012-035
Date filed: March 29, 2012
Description:

ProShares UltraPro Short 20+ Year Treasury - TTT

File number: 2012-034
Date filed: March 28, 2012
Description:

Guggenheim BulletShares 2018 Corporate Bond ETF - BSCI and Guggenheim BulletShares 2019 Corporate Bond ETF - BSCJ and Guggenheim BulletShares 2020 Corporate Bond ETF - BSCK

File number: 2012-033
Date filed: March 28, 2012
Description:

Teucrium Agricultural Fund - TAGS

File number: 2012-032
Date filed: March 21, 2012
Description:

ETRACS Monthly Pay 2xLeveraged Dow Jones International Real and Estate ETN due March 19, 2042 - RWXL

File number: 2012-031
Date filed: March 21, 2012
Description:

Direxion NASDAQ-100 Equal Weighted Index Shares - QQQE

File number: 2012-030
Date filed: March 21, 2012
Description:

Market Vectors and and Indonesia Small-Cap ETF - IDXJ

File number: 2012-029
Date filed: March 15, 2012
Description:

SPDR and and Barclays Capital Short Term High Yield Bond ETF - SJNK

File number: 2012-028
Date filed: March 15, 2012
Description:

Russell High Dividend Yield ETF - HDIV and Russell Small Cap High Dividend Yield ETF - DIVS

File number: 2012-027
Date filed: March 13, 2012
Description:

Yorkville High Income MLP ETF - YMLP

File number: 2012-026
Date filed: March 9, 2012
Description:

iSharesMSCI Norway Capped Investable Market Index Fund - ENOR and iShares MSCI Denmark Capped Investable Market Index Fund - EDEN and iShares MSCI Germany Small Cap Index Fund - EWGS and iShares MSCI United Kingdom Small Cap Index Fund - EWUS and iShares MSCI Canada Small Cap Index Fund - EWCS and iShares MSCI Australia Small Cap Index Fund - EWAS and iShares MSCI Finland Capped Investable Market Index Fund - EFNL and iShares MSCI India Index Fund - INDA and iShares MSCI India Small Cap Index Fund - SMIN

File number: 2012-025
Date filed: March 8, 2012
Description:

WisdomTree Emerging Markets Corporate Bond Fund - EMCB

File number: 2012-024
Date filed: March 1, 2012
Description:

PIMCO Total Return Exchange-Traded Fund - TRXT

File number: 2012-023
Date filed: February 28, 2012
Description:

SPDR MSCI EM 50 ETF - EMFT and SPDR MSCI ACWI IMI ETF - ACIM

File number: 2012-022
Date filed: February 24, 2012
Description:

iShares Asia / Pacific Dividend 30 Index Fund - DVYA and iShares Emerging Markets Dividend Index Fund - DVYE

File number: 2012-021
Date filed: February 24, 2012
Description:

PowerShares S&P Emerging Markets High Beta Portfolio - EEHB and PowerShares S&P International Developed High Beta Portfolio - IDHB

File number: 2012-020
Date filed: February 16, 2012
Description:

iShares Barclays GNMA Bond Fund - GNMA

File number: 2012-019
Date filed: February 16, 2012
Description:

First Trust Developed Markets ex-US Small Cap AlphaDEX Fund - FDTS and First Trust Emerging Markets Small Cap AlphaDEX Fund - FEMS

File number: 2012-018
Date filed: February 16, 2012
Description:

iShares Aaa - A Rated Corporate Bond Fund - QLTA and iShares Barclays CMBS Bond Fund - CMBS and iShares Barclays U.S. Treasury Bond Fund - GOVT and iShares Financials Sector Bond Fund - MONY and iShares Industrials Sector Bond Fund - ENGN and iShares Utilities Sector Bond Fund - AMPS

File number: 2012-017
Date filed: February 15, 2012
Description:

First Trust Australia AlphaDEX Fund - FAUS and First Trust Canada AlphaDEX Fund - FCAN and First Trust Germany AlphaDEX Fund - FGM and First Trust Hong Kong AlphaDEX Fund - FHK and First Trust United Kingdom AlphaDEX Fund - FKU and First Trust Switzerland AlphaDEX Fund - FSZ and First Trust Tawian AlphaDEX Fund - FTW

File number: 2012-016
Date filed: February 15, 2012
Description:

Market Vectors Unconventional Oil & Gas ETF - FRAK

File number: 2012-015
Date filed: February 10, 2012
Description:

ProShares UltraPro 10 Year TIPS/TSY Spread - UINF and ProShares UltraPro Short 10 Year TIPS/TSY Spread - SINF

File number: 2012-014
Date filed: February 10, 2012
Description:

iShares MSCI Emerging Markets Asia Index Fund - EEMA and iShares MSCI Emerging Markets Growth Index Fund - EGRW and iShares MSCI Emerging Markets Value Index Fund - EVAL and iShares MSCI Emerging Markets Consumer Discretionary Sector Index Fund - EMDI and iShares MSCI Emerging Markets Energy Sector Capped Index Fund - EMEY and iShares MSCI All Country Asia Information Technology Index Fund - AAIT

File number: 2012-013
Date filed: February 8, 2012
Description:

VelocityShares 3x Inverse Brent Crude ETN linked to the S&P GSCI Brent Crude Index Excess Return due February 9, 2032 - DOIL and VelocityShares 3x Long Brent Crude ETN linked to the S&P GSCI Brent Crude Index Excess Return due February 9, 2032 - UOIL and VelocityShares 2x Inverse Copper ETN linked to the S&P GSCI Copper Index Excess Return due February 9, 2032 - SCPR and VelocityShares 2x Long Copper ETN linked to the S&P GSCI Copper Index Excess Return due February 9, 2032 - LCPR and VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return due February 9, 2032 - DGAZ and VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return due February 9, 2032 - UGAZ and VelocityShares 3x Long Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return due February 9, 2032 - UWTI and VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return due February 9, 2032 - DWTI

File number: 2012-012
Date filed: February 8, 2012
Description:

Global X Permanent ETF - PERM

File number: 2012-011
Date filed: February 3, 2012
Description:

iShares and and MSCI All Country Asia ex Japan Small Cap Index Fund - AXJS

File number: 2012-010
Date filed: February 2, 2012
Description:

iShares MSCI Global Agriculture Producers Fund - VEGI and iShares MSCI Global Energy Producers Fund - FILL and iShares MSCI Global Select Metals & Mining Producers Fund - PICK and iShares MSCI Global Gold Miners Fund - RING and iShares MSCI Global Silver Miners Fund - SLVP

File number: 2012-009
Date filed: January 26, 2012
Description:

Accuvest Global Opportunities ETF - ACCU

File number: 2012-008
Date filed: January 26, 2012
Description:

ProShares German Sovereign/Sub-Sovereign ETF - GGOV

File number: 2012-007
Date filed: January 19, 2012
Description:

iShares MSCI Emerging Markets EMEA Index Fund - EEME and iShares MSCI Emerging Markets Latin America Index Fund - EEML

File number: 2012-006
Date filed: January 13, 2012
Description:

PowerShares S&P International Developed Low Volatility Portfolio - IDLV and PowerShares S&P Emerging Markets Low Volatility Portfolio - EELV

File number: 2012-005
Date filed: January 12, 2012
Description:

SPDR S&P Small Cap Emerging Asia Pacific ETF - GMFS

File number: 2012-004
Date filed: January 12, 2012
Description:

iShares MSCI World Index Fund - URTH and iShares MSCI Singapore Small Cap Index Fund - EWSS and iShares MSCI Hong Kong Small Cap Index Fund - EWHS

File number: 2012-003
Date filed: January 12, 2012
Description:

Rockledge SectorSAM ETF - SSAM

File number: 2012-002
Date filed: January 12, 2012
Description:

ProShares 30 Year Tips/TSY Spread - RINF and ProShares Short 30 Year TIPS/TSY Spread - FINF

File number: 2012-001
Date filed: January 11, 2012
Description:

Direxion S&P 1500 RC Volatility Response Shares - VSPR and Direxion S&P 500 RC Volatility Response Shares - VSPY and Direxion S&P Latin America 40 RC Volatility Response Shares - VLAT