2014 BYX Exchange Regulatory Circulars

File number: BYX_RC_2014-007
Date filed: December 8, 2014
Description:

Amendments to Restrictions on Market Makers in UTP Derivative Securities

File number: BYX_RC_14-006
Date filed: November 5, 2014
Description:

Amendments to Compensation Claims

File number: BYX_RC_14-005
Date filed: October 20, 2014
Description:

Notice Regarding Integration of BATS Global Markets Holdings, Inc. Data Agreement and Direct Edge Exchange Data Vendor Agreement, and Amendments to BATS U.S. Market Data Policies

File number: BYX_RC_14-004
Date filed: September 15, 2014
Description:

Notice Regarding Amendments to BATS Global Markets Holdings, Inc. U.S. Market Data Policies

File number: BYX_RC_14-002
Date filed: May 20, 2014
Description:

Amendment to FINRA Rule 8312 Regarding BrokerCheck Disclosure

File number: BYX_RC_14-001
Date filed: February 5, 2014
Description:

Notice Regarding Filing of Annual Audited Reports with BATS Exchange and BATS YExchange